Equity grants, Chapter 11 swap feed 17,515-share CBL (NYSE: CBL) sale

Rhea-AI Filing Summary

CBL & Associates Properties, Inc. has filed a notice of proposed sale of 17,515 shares of common stock under Form 144, to be sold on or after 08/18/2026 on the NYSE. The shares derive from prior equity awards and a reorganization exchange.

The planned sale includes shares acquired through equity awards granted on 12/15/2021 (3,448 shares), 02/07/2024 (2,125 shares), and 02/16/2022 (11,738 shares) under the issuer’s 2021 Equity Incentive Plan, plus 204 shares received on 11/01/2021 in exchange for old common stock under the issuer’s Chapter 11 plan.

Key Figures

Shares proposed to be sold: 17,515 shares Approximate sale date: 08/18/2026 Equity award shares (12/15/2021 grant): 3,448 shares +3 more

6 metrics

Shares proposed to be sold 17,515 shares Common stock subject to proposed sale under Form 144

Approximate sale date 08/18/2026 Planned starting date for sale of common stock on NYSE

Equity award shares (12/15/2021 grant) 3,448 shares Acquired via equity award; vesting on 12/15/2024

Equity award shares (02/07/2024 grant) 2,125 shares Acquired via equity award; vesting on 02/07/2025

Equity award shares (02/16/2022 grant) 11,738 shares Acquired via equity award; vesting on 12/31/2024

Reorganization exchange shares 204 shares New common stock received on 11/01/2021 under Chapter 11 plan

Key Terms

Form 144, 2021 Equity Incentive Plan, Chapter 11 reorganization, DRIP reinvestments

4 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

2021 Equity Incentive Plan financial

"through an equity award under the Issuer's registered 2021 Equity Incentive Plan."

Chapter 11 reorganization regulatory

"received on 11/1/2021 under the Issuer's Chapter 11 reorganization, in exchange"

DRIP reinvestments financial

"old Common Stock acquired through multiple DRIP reinvestments and vesting"

FAQ

What does the Form 144 filing by CBL indicate about planned share sales?

The Form 144 indicates a plan to sell 17,515 shares of CBL common stock on or after 08/18/2026 on the NYSE. This is a notice of a potential future sale, not confirmation that the sale has already occurred.

How many CBL (CBL) shares in the Form 144 come from equity incentive awards?

The notice covers equity awards totaling 17,311 shares: 3,448 granted on 12/15/2021, 2,125 granted on 02/07/2024, and 11,738 granted on 02/16/2022. These were issued under CBL’s 2021 Equity Incentive Plan and are scheduled to vest on specified future dates.

What are the vesting dates for the CBL equity awards referenced in this Form 144?

The filing lists vesting dates of 12/15/2024 for 3,448 shares, 02/07/2025 for 2,125 shares, and 12/31/2024 for 11,738 shares. Each block is described as vesting of an equity award under CBL’s registered 2021 Equity Incentive Plan.

What is the origin of the 204 CBL shares included in the Form 144 notice?

The 204 shares are described as new common stock received on 11/01/2021 under CBL’s Chapter 11 reorganization plan, in exchange for old common stock accumulated through multiple DRIP reinvestments and vested equity compensation awards from 2006 through 2021.

Which exchange is referenced for the planned CBL share sale in the Form 144?

The Form 144 states that the common stock is listed on the NYSE. The notice describes a proposed sale of 17,515 shares of common stock on or after 08/18/2026, with the NYSE identified as the securities exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/18/2026 - 09:48 AM Accepted by SEC EDGAR 08/18/2026 - 09:47 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley One New York Plaza, 8th Floor New York NY 10004	17515	1017797	30942757	08/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	12/15/2021	3,448 shares were acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan.	CBL & Associates Properties, Inc.			3448	12/15/2024	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	02/07/2024	2,125 shares were acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan.	CBL & Associates Properties, Inc.			2125	02/07/2025	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	02/16/2022	11,738 shares were acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan.	CBL & Associates Properties, Inc.			11738	12/31/2024	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	11/01/2021	204 shares are New Common Stock received on 11/1/2021 under the Issuer's Chapter 11 reorganization, in exchange for old Common Stock acquired through multiple DRIP reinvestments and vesting of equity comp. awards on dates from 5/16/2006 through 11/1/2021.	CBL & Associates Properties, Inc.			204	11/01/2021	Exchange for old Common Stock under Issuer's Chapter 11 Plan.

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)