Capital Bancorp director acquires 2,750 shares

Beyond the exercised options, four option positions remain, while 1,836 restricted stock units are scheduled to vest March 2, 2027.

Available on EDGAR 09/24/2026 - 04:02 PM EDT Accepted by SEC EDGAR 09/24/2026 - 04:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Capital Bancorp Inc director Steven Jay Schwartz exercised options on September 22, 2026, to acquire 2,750 common shares at an exercise price of $26.41 per share. His reported direct common-stock holdings after the exercise were 72,706 shares.

A separate indirect position through Prudent Investments, LLC comprised 663,313 shares. The reported positions also include four stock-option lots covering 3,485, 4,400, 4,000 and 7,096 underlying shares, and 1,836 restricted stock units scheduled to vest March 2, 2027.

Insider Trade Summary

2,750 shares exercised/converted

Exercise 2 txns

Insider Schwartz Steven Jay

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Options F1	2,750	$0.00	$0.00
Exercise	Common Stock	2,750	$26.41	$73K
Holding	Stock Options F1	--	--	--
Holding	Stock Options F1	--	--	--
Holding	Stock Options F1	--	--	--
Holding	Stock Options F1	--	--	--
Holding	Restricted Stock Units F2, F3	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Stock Options — 18,981 options (Direct); Common Stock — 72,706 shares (Direct); Restricted Stock Units — 1,836 units (Direct); Common Stock — 663,313 shares (Indirect, By Prudent Investments, LLC)

Holdings Before and After: Stock Options, 21,731 to 18,981 options (Direct); Common Stock, 69,956 to 72,706 shares (Direct)

Footnotes (3)

1. F1. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
2. F2. Each Restricted Stock Unit represents the right to receive one share of common stock.
3. F3. The Restricted Stock Unit will vest on 3/2/2027.

Key Figures

Shares acquired through option exercise: 2,750 shares Exercise price: $26.41 per share Direct common-stock holdings after exercise: 72,706 shares +5 more

8 metrics

Shares acquired through option exercise 2,750 shares September 22, 2026

Exercise price $26.41 per share Options exercised September 22, 2026

Direct common-stock holdings after exercise 72,706 shares Following the September 22, 2026 exercise

Indirect common-stock position 663,313 shares Held through Prudent Investments, LLC

Stock-option underlying shares 3,485 shares Exercise price $23.54; expires January 1, 2028

Stock-option underlying shares 4,400 shares Exercise price $24.20; expires January 1, 2029

Stock-option underlying shares 4,000 shares Exercise price $30.51; expires March 3, 2030

Stock-option underlying shares 7,096 shares Exercise price $29.41; expires March 2, 2031

Key Terms

Stock Options, Restricted Stock Unit, annual installments

3 terms

Stock Options financial

"The Stock Options vest in four equal annual installments"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

Restricted Stock Unit financial

"Each Restricted Stock Unit represents the right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

annual installments financial

"vest in four equal annual installments beginning on the first anniversary of the date of grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CBNK shares did director Steven Jay Schwartz acquire, and at what price?

Steven Jay Schwartz exercised options to acquire 2,750 common shares on September 22, 2026, at an exercise price of $26.41 per share.

How many CBNK shares did Steven Jay Schwartz hold after exercising options?

His reported direct common-stock position after the exercise was 72,706 shares. A separate indirect position through Prudent Investments, LLC comprised 663,313 shares.

What other CBNK option positions are listed for Steven Jay Schwartz?

The listed direct stock-option positions cover 3,485 underlying shares at $23.54, expiring January 1, 2028; 4,400 at $24.20, expiring January 1, 2029; 4,000 at $30.51, expiring March 3, 2030; and 7,096 at $29.41, expiring March 2, 2031.

When do Steven Jay Schwartz's CBNK restricted stock units vest?

The 1,836 restricted stock units are scheduled to vest on March 2, 2027. Each unit represents the right to receive one share of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwartz Steven Jay

(Last) (First) (Middle)

2275 RESEARCH BLVD.

SUITE 600

(Street)

ROCKVILLE MARYLAND 20850

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capital Bancorp Inc [ CBNK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/22/2026		M		2,750	A	$26.41	72,706	D
Common Stock								663,313	I	By Prudent Investments, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$26.41	09/22/2026		M			2,750	12/31/2022(1)	12/31/2026	Common Stock	2,750	$0	0	D
Stock Options	$23.54							01/01/2024(1)	01/01/2028	Common Stock	3,485		3,485	D
Stock Options	$24.2							01/01/2025(1)	01/01/2029	Common Stock	4,400		4,400	D
Stock Options	$30.51							03/03/2026(1)	03/03/2030	Common Stock	4,000		4,000	D
Stock Options	$29.41							03/02/2027(1)	03/02/2031	Common Stock	7,096		7,096	D
Restricted Stock Units	(2)							(3)	(3)	Common Stock	1,836		1,836	D

Explanation of Responses:

1. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

2. Each Restricted Stock Unit represents the right to receive one share of common stock.

3. The Restricted Stock Unit will vest on 3/2/2027.

Remarks:

	/s/ Steven Jay Schwartz, by Connie Egan as Attorney in Fact	09/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)