Capital Bancorp director granted stock units, options

Capital Bancorp director James F. Whalen reported equity awards and an option-related share issuance.

Rhea-AI Filing Summary

Capital Bancorp director James F. Whalen reported equity awards and an option-related share issuance. On March 2, 2026, he received 1,836 Restricted Stock Units and 7,096 stock options at a stated price of $0.00 per unit. The RSUs vest on March 2, 2027, and the options vest in four equal annual installments beginning one year after the grant date.

On March 3, 2026, Whalen exercised 1,081 Restricted Stock Units, converting them into 1,081 shares of common stock at a stated price of $0.00 per share, leaving no RSUs from that award outstanding and 3,226 shares of common stock held directly afterward. The filing also reports substantial indirect holdings of Capital Bancorp common stock through a revocable trust, an IRA, and several family-related LLCs.

Insider Trade Summary

1,081 shares exercised/converted

Exercise 13 txns

Insider Whalen James F.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,081	$0.00	$0.00
Exercise	Common Stock	1,081	$0.00	$0.00
Grant/Award	Restricted Stock Units	1,836	$0.00	$0.00
Grant/Award	Stock Options	7,096	$0.00	$0.00
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,836 contracts (Direct); Stock Options — 21,731 contracts for 14,635 underlying shares (Direct); Common Stock — 3,226 shares (Direct); Common Stock — 668,554 shares (Indirect, By James F. Whalen Revocable Trust); Common Stock — 58,400 shares (Indirect, By IRA); Common Stock — 240,409 shares (Indirect, By Whalen Family, LLC); Common Stock — 2,821 shares (Indirect, By NMW Investments LLC); Common Stock — 2,821 shares (Indirect, By KAW Investments LLC)

Footnotes (4)

1. F1. Each Restricted Stock Unit represents the right to receive one share of common stock.
2. F2. The Restricted Stock Units will vest on 3/2/2027.
3. F3. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
4. F4. The Restricted Stock Units will vest on 3/3/2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Capital Bancorp (CBNK) director James F. Whalen report?

Director James F. Whalen reported equity awards and an exercise. He was granted 1,836 Restricted Stock Units and 7,096 stock options, and separately exercised 1,081 Restricted Stock Units into 1,081 common shares, all at a stated price of $0.00 per unit.

How many Restricted Stock Units did James F. Whalen receive in the latest Capital Bancorp (CBNK) filing?

James F. Whalen received 1,836 Restricted Stock Units in the latest report. Each unit represents the right to receive one share of Capital Bancorp common stock, with this RSU grant scheduled to vest in full on March 2, 2027, subject to standard award terms.

What stock option grants were disclosed for Capital Bancorp (CBNK) director James F. Whalen?

The filing shows a grant of 7,096 stock options to James F. Whalen. These options vest in four equal annual installments, beginning on the first anniversary of the March 2, 2026 grant date, aligning with typical multi-year director equity incentive structures.

When do James F. Whalen’s Capital Bancorp (CBNK) Restricted Stock Units vest?

One RSU grant to James F. Whalen vests on March 2, 2027. A separate RSU award referenced in the filing is scheduled to vest on March 3, 2026, reflecting differing vesting dates across his equity-based compensation packages.

How many Capital Bancorp (CBNK) shares does James F. Whalen hold directly after these transactions?

After exercising 1,081 Restricted Stock Units into common stock, James F. Whalen directly holds 3,226 shares of Capital Bancorp common stock. This direct stake is in addition to sizable indirect holdings reported through a revocable trust, an IRA, and several family-related LLCs.

What indirect Capital Bancorp (CBNK) holdings associated with James F. Whalen are reported?

The filing reports indirect common stock holdings via several entities. These include shares held by the James F. Whalen Revocable Trust, an IRA, Whalen Family, LLC, and two entities named NMW Investments LLC and KAW Investments LLC, each reflecting separate ownership vehicles.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 09:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Whalen James F.

(Last) (First) (Middle)

2275 RESEARCH BLVD.

SUITE 600

(Street)

ROCKVILLE MD 20850

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Capital Bancorp Inc [ CBNK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		M		1,081	A	$0	3,226	D
Common Stock								668,554	I	By James F. Whalen Revocable Trust
Common Stock								58,400	I	By IRA
Common Stock								240,409	I	By Whalen Family, LLC
Common Stock								2,821	I	By NMW Investments LLC
Common Stock								2,821	I	By KAW Investments LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/02/2026		A		1,836		(2)	(2)	Common Stock	1,836	$0	1,836	D
Stock Options	$29.41	03/02/2026		A		7,096		03/02/2027(3)	03/02/2031	Common Stock	7,096	$0	7,096	D
Restricted Stock Units	(1)	03/03/2026		M			1,081	(4)	(4)	Common Stock	1,081	$0	0	D
Stock Options	$23.54							01/01/2024(3)	01/01/2028	Common Stock	3,485		3,485	D
Stock Options	$26.41							12/31/2022(3)	12/31/2026	Common Stock	2,750		2,750	D
Stock Options	$24.2							01/01/2025(3)	01/01/2029	Common Stock	4,400		4,400	D
Stock Options	$30.51							03/03/2026(3)	03/03/2030	Common Stock	4,000		4,000	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of common stock.

2. The Restricted Stock Units will vest on 3/2/2027.

3. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

4. The Restricted Stock Units will vest on 3/3/2026.

Remarks:

	/s/ James F. Whalen, by Connie Egan as Attorney in Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.