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Capital Bancorp (CBNK) EVP granted RSUs, options and exercises shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Capital Bancorp Inc executive Kathy Yamada reported multiple equity transactions. On March 2, 2026, she was granted 569 Restricted Stock Units and 2,198 stock options, all held directly. The RSUs and options vest in four equal annual installments starting in 2027, according to the footnotes.

On March 3, 2026, she exercised 135 Restricted Stock Units into 135 shares of common stock at $0.00 per share, then disposed of 48 shares of common stock at $29.82 per share to satisfy tax obligations, leaving her with 60,952 common shares held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yamada Kathy

(Last) (First) (Middle)
2275 RESEARCH BLVD.
SUITE 600

(Street)
ROCKVILLE MD 20850

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Capital Bancorp Inc [ CBNK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Credit Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/03/2026 M 135 A $0 61,000 D
Common Stock 03/03/2026 F 48 D $29.82 60,952 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/02/2026 A 569 (2) (2) Common Stock 569 $0 569 D
Stock Options $29.41 03/02/2026 A 2,198 03/02/2027(3) 03/02/2031 Common Stock 2,198 $0 2,198 D
Restricted Stock Units (1) 03/03/2026 M 135 (4) (4) Common Stock 135 $0 404 D
Stock Options $26.41 12/31/2022(3) 12/31/2026 Common Stock 4,970 4,970 D
Stock Options $23.54 01/01/2024(3) 01/01/2028 Common Stock 3,785 3,785 D
Stock Options $24.2 01/01/2025(3) 01/01/2029 Common Stock 4,130 4,130 D
Stock Options $30.51 03/03/2026(3) 03/03/2030 Common Stock 1,998 1,998 D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive one share of common stock.
2. The Restricted Stock Units will vest in four equal annual installments beginning on 3/2/2027.
3. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
4. The Restricted Stock Units will vest in four equal annual installments beginning 3/3/2026.
Remarks:
/s/ Kathleen Yamada, by Connie Egan as Attorney in Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Capital Bancorp (CBNK) executive Kathy Yamada report?

Kathy Yamada reported new equity awards and related share movements. She received 569 Restricted Stock Units and 2,198 stock options, exercised 135 RSUs into common stock, and had 48 shares withheld to cover tax obligations, all reported as directly owned.

How many Restricted Stock Units did Kathy Yamada receive at Capital Bancorp (CBNK)?

She received 569 Restricted Stock Units. Each unit represents the right to receive one share of Capital Bancorp common stock, with the award scheduled to vest in four equal annual installments beginning March 2, 2027, as disclosed in the footnotes.

What stock option grant did Kathy Yamada report for Capital Bancorp (CBNK)?

She was granted 2,198 stock options. The options vest in four equal annual installments starting on the first anniversary of the grant date, aligning compensation with long-term performance and extending over several years, based on the stated vesting terms.

Why were 48 Capital Bancorp (CBNK) shares disposed of in Kathy Yamada’s Form 4?

The 48 shares were disposed of to pay tax obligations. The transaction, coded “F,” reflects payment of tax liability by delivering securities at a reported price of $29.82 per share, rather than an open-market discretionary sale.

What is Kathy Yamada’s direct common stock holding in Capital Bancorp (CBNK) after these transactions?

After the reported transactions, she directly owns 60,952 shares of Capital Bancorp common stock. This figure reflects the exercise of 135 RSUs and the tax-withholding disposition of 48 shares, as shown in the post-transaction balances.

How do the Restricted Stock Units granted to Kathy Yamada at Capital Bancorp (CBNK) vest?

The RSUs vest in four equal annual installments. The footnotes state vesting begins March 2, 2027 for one grant and March 3, 2026 for another, spreading the awards over multiple years to encourage retention and long-term performance focus.
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