Cboe Global Markets (CBOE) risk chief named as insider with no listed holdings
Rhea-AI Filing Summary
Cboe Global Markets, Inc. (ticker CBOE) filed an initial statement of beneficial ownership for Boudewijn Duinstra, who serves as EVP, Chief Risk Officer. The filing does not list any reportable equity or derivative holdings and shows no buy, sell, or other insider transactions.
Positive
- None.
Negative
- None.
Key Figures
Buy Transactions: 0
Sell Transactions: 0
Derivative Transactions: 0
3 metrics
Buy Transactions
0
Number of buy transactions reported in this Form 3
Sell Transactions
0
Number of sell transactions reported in this Form 3
Derivative Transactions
0
Number of derivative transactions reported in this Form 3
Key Terms
beneficial ownership, reporting person, Form 3
3 terms
beneficial ownership financial
"filed an initial statement of beneficial ownership for Boudewijn Duinstra"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
reporting person financial
"The reporting person is Boudewijn Duinstra, designated as EVP, Chief Risk Officer"
Form 3 regulatory
"This Form 3 filing identifies Boudewijn Duinstra as an insider"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
FAQ
What does this Form 3 filing mean for CBOE?
This Form 3 filing identifies Boudewijn Duinstra as an insider of Cboe Global Markets, Inc. (CBOE) in his role as EVP, Chief Risk Officer. It is an initial beneficial ownership report and does not show any transactions or listed holdings.
Who is the reporting person in CBOE’s latest Form 3?
The reporting person is Boudewijn Duinstra, designated as EVP, Chief Risk Officer of Cboe Global Markets, Inc. This establishes him as an insider for SEC reporting purposes but does not itself indicate any share ownership changes.
Does the CBOE Form 3 show any insider trades or holdings?
No. The Form 3 for CBOE reports no transactions and includes no listed equity or derivative holdings. It functions purely as an initial identification of an insider rather than a record of trading activity.
Is Boudewijn Duinstra a 10% owner of CBOE according to this Form 3?
No. The Form 3 indicates that Boudewijn Duinstra is not a 10% owner of Cboe Global Markets, Inc. He is reported as an officer, specifically EVP, Chief Risk Officer, without a 10% ownership designation.
Does the CBOE Form 3 reference a Rule 10b5-1 trading plan?
No. The Form 3 for CBOE does not indicate that any trades were made under a Rule 10b5-1 plan. In fact, it shows no transactions at all, serving only as an initial beneficial ownership statement.
AI-generated analysis. How Rhea-AI works. Not financial advice.