Calamos fund 10% owner Thrivent holds 240K prefs
Thrivent Financial for Lutherans reports a significant position in CCD’s Series I mandatory redeemable preferred shares as a ten percent owner.
Rhea-AI Filing Summary
Calamos Dynamic Convertible & Income Fund (CCD) received an initial ownership report on Form 3 from Thrivent Financial for Lutherans, which is identified as a ten percent owner of the fund. The filing lists direct beneficial ownership of 240,000 Mandatory Redeemable Preferred Shares, Series I as of August 26, 2026.
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Insights
Analyzing...
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
THRIVENT FINANCIAL FOR LUTHERANS
Role
10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Mandatory Redeemable Preferred Shares, Series I | -- | -- | -- |
Holdings After Transaction:
Mandatory Redeemable Preferred Shares, Series I — 240,000 shares (Direct)
Key Figures
Mandatory Redeemable Preferred Shares, Series I held: 240,000 shares
Reporting person status: Ten percent owner
Number of holding entries: 1 security class
3 metrics
Mandatory Redeemable Preferred Shares, Series I held
240,000 shares
Direct beneficial ownership reported by Thrivent Financial for Lutherans as of August 26, 2026
Reporting person status
Ten percent owner
Thrivent Financial for Lutherans is marked as a ten percent owner of CCD on Form 3
Number of holding entries
1 security class
Form 3 lists one position: Mandatory Redeemable Preferred Shares, Series I
Key Terms
Mandatory Redeemable Preferred Shares, ten percent owner, beneficial ownership
3 terms
ten percent owner regulatory
"Thrivent Financial for Lutherans is identified as a ten percent owner"
beneficial ownership regulatory
"initial statement of beneficial ownership filed on Form 3"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What ownership did Thrivent Financial for Lutherans report in CCD on this Form 3?
Thrivent Financial for Lutherans reported direct beneficial ownership of 240,000 Mandatory Redeemable Preferred Shares, Series I of Calamos Dynamic Convertible & Income Fund (CCD) as of August 26, 2026.
What type of security in CCD is reported on this Form 3?
The Form 3 reports holdings of Mandatory Redeemable Preferred Shares, Series I of Calamos Dynamic Convertible & Income Fund (CCD). No common shares or derivative securities are listed in this filing.
Is Thrivent Financial for Lutherans a ten percent owner of CCD?
Yes. Thrivent Financial for Lutherans is identified in the filing as a ten percent owner of Calamos Dynamic Convertible & Income Fund (CCD), triggering the requirement to file this initial statement of beneficial ownership.
Does the CCD Form 3 show any recent purchases or sales by Thrivent Financial for Lutherans?
No. The Form 3 functions as a holding report, listing 240,000 Mandatory Redeemable Preferred Shares, Series I, following the reported date. It does not specify any buy or sell transactions or a transaction price.
Is the ownership reported by Thrivent in CCD direct or indirect?
The filing indicates the 240,000 Mandatory Redeemable Preferred Shares, Series I of CCD are held with direct ownership, with no separate nature-of-ownership description provided.
AI-generated analysis. How Rhea-AI works. Not financial advice.
