Calamos fund 10% owner Thrivent holds 240K prefs

Thrivent Financial for Lutherans reports a significant position in CCD’s Series I mandatory redeemable preferred shares as a ten percent owner.

Rhea-AI Filing Summary

Calamos Dynamic Convertible & Income Fund (CCD) received an initial ownership report on Form 3 from Thrivent Financial for Lutherans, which is identified as a ten percent owner of the fund. The filing lists direct beneficial ownership of 240,000 Mandatory Redeemable Preferred Shares, Series I as of August 26, 2026.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider THRIVENT FINANCIAL FOR LUTHERANS

Role 10% Owner

Type	Security	Shares	Price	Value
holding	Mandatory Redeemable Preferred Shares, Series I	--	--	--

Holdings After Transaction: Mandatory Redeemable Preferred Shares, Series I — 240,000 shares (Direct)

Key Figures

Mandatory Redeemable Preferred Shares, Series I held: 240,000 shares Reporting person status: Ten percent owner Number of holding entries: 1 security class

3 metrics

Mandatory Redeemable Preferred Shares, Series I held 240,000 shares Direct beneficial ownership reported by Thrivent Financial for Lutherans as of August 26, 2026

Reporting person status Ten percent owner Thrivent Financial for Lutherans is marked as a ten percent owner of CCD on Form 3

Number of holding entries 1 security class Form 3 lists one position: Mandatory Redeemable Preferred Shares, Series I

Key Terms

Mandatory Redeemable Preferred Shares, ten percent owner, beneficial ownership

3 terms

Mandatory Redeemable Preferred Shares financial

"security titled "Mandatory Redeemable Preferred Shares, Series I" is reported"

A share that pays a fixed return and must be bought back by the issuer at a set time or upon a predetermined event, combining features of stock and a loan. It matters to investors because holders get priority on payments and a promised repayment date—like lending money with a scheduled payback—so these shares limit upside from company growth but reduce risk compared with ordinary shares and can affect a company’s future cash needs.

ten percent owner regulatory

"Thrivent Financial for Lutherans is identified as a ten percent owner"

beneficial ownership regulatory

"initial statement of beneficial ownership filed on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What ownership did Thrivent Financial for Lutherans report in CCD on this Form 3?

Thrivent Financial for Lutherans reported direct beneficial ownership of 240,000 Mandatory Redeemable Preferred Shares, Series I of Calamos Dynamic Convertible & Income Fund (CCD) as of August 26, 2026.

What type of security in CCD is reported on this Form 3?

The Form 3 reports holdings of Mandatory Redeemable Preferred Shares, Series I of Calamos Dynamic Convertible & Income Fund (CCD). No common shares or derivative securities are listed in this filing.

Is Thrivent Financial for Lutherans a ten percent owner of CCD?

Yes. Thrivent Financial for Lutherans is identified in the filing as a ten percent owner of Calamos Dynamic Convertible & Income Fund (CCD), triggering the requirement to file this initial statement of beneficial ownership.

Does the CCD Form 3 show any recent purchases or sales by Thrivent Financial for Lutherans?

No. The Form 3 functions as a holding report, listing 240,000 Mandatory Redeemable Preferred Shares, Series I, following the reported date. It does not specify any buy or sell transactions or a transaction price.

Is the ownership reported by Thrivent in CCD direct or indirect?

The filing indicates the 240,000 Mandatory Redeemable Preferred Shares, Series I of CCD are held with direct ownership, with no separate nature-of-ownership description provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:14 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:14 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

THRIVENT FINANCIAL FOR LUTHERANS

(Last) (First) (Middle)

901 MARQUETTE AVENUE

SUITE 2500

(Street)

MINNEAPOLIS MINNESOTA 55402-3211

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Calamos Dynamic Convertible & Income Fund [ CCD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Mandatory Redeemable Preferred Shares, Series I	240,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ David S. Royal	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)