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Calamos Dynamic Convertible & Income Fund (CCD) reports that MetLife Investment Management, LLC has filed a Schedule 13G disclosing significant ownership of its Series I Mandatory Redeemable Preferred Shares.
As of August 31, 2026, MetLife Investment Management may be deemed the beneficial owner of 880,000 Series I Mandatory Redeemable Preferred Shares, representing 78.6% of that class, based on 1,120,000 shares outstanding. It holds sole voting and sole dispositive power over these shares and no shared power. The shares are managed on behalf of various clients, including Foremost Insurance Company, Metropolitan Life Insurance Company and Metropolitan Tower Life Insurance Company.
Calamos Dynamic Convertible & Income Fund (CCD) received an amended Schedule 13G/A from MetLife Investment Management, LLC reporting that, as of August 31, 2026, it beneficially owns 0 Series D Mandatory Redeemable Preferred Shares, representing 0% of that class.
The reporting person states it has no sole or shared voting or dispositive power over any Series D Mandatory Redeemable Preferred Shares and confirms ownership of 5 percent or less of this class.
Calamos Dynamic Convertible & Income Fund (CCD) filed a prospectus supplement updating its leverage structure and at-the-market offering program. The Fund may offer and sell up to 7,787,342 common shares from time to time through a sub-placement agent under this prospectus supplement.
The Fund redeemed all 1,120,000 Series D mandatory redeemable preferred shares and privately placed 1,120,000 Series I MRP Shares with an aggregate liquidation preference of $28.0 million, paying monthly dividends at an initial rate of 6.03% and maturing on August 24, 2029. As of August 26, 2026, total managed assets were $991.6 million, with borrowings and preferred shares providing $306.5 million of leverage, or 30.9% of managed assets.
The supplement restates capitalization, expense, leverage and MRP terms, including an example showing total annual expenses to common shareholders of 3.40% of average net assets and a 1.00% sales load assumption under the offering. It also details credit facility terms under the State Street liquidity agreement and rating-based dividend step-up features for all MRP series.
Calamos Dynamic Convertible & Income Fund (CCD) received an initial ownership report on Form 3 from Thrivent Financial for Lutherans, which is identified as a ten percent owner of the fund. The filing lists direct beneficial ownership of 240,000 Mandatory Redeemable Preferred Shares, Series I as of August 26, 2026.
Calamos Dynamic Convertible & Income Fund (CCD) has a significant holder disclosure showing that Thrivent Financial for Lutherans beneficially owns 240,000 of the fund’s Series I Mandatory Redeemable Preferred Shares. This represents 21.43% of that preferred share class, with Thrivent holding sole voting and dispositive power over all of these shares.
Calamos Dynamic Convertible & Income Fund (CCD) reported insider activity by MetLife Investment Management, LLC, a ten percent owner. On 2026-08-26, client accounts it manages purchased 880,000 Series I Mandatory Redeemable Preferred Shares in multiple non-derivative transactions at $25.00 per share, reported as indirect ownership. On 2026-08-24, those client accounts recorded other dispositions of 440,000 Series D Mandatory Redeemable Preferred Shares at $25.00 per share, which were redeemed in full by the fund at the original purchase price plus accrued and unpaid dividends. The reporting person states the securities are held directly by its clients and disclaims beneficial ownership except to the extent of its pecuniary interest.
Calamos Dynamic Convertible & Income Fund (symbol: CCD) is the issuer of record for a Form 4 filing submitted to the SEC.
Calamos Dynamic Convertible & Income Fund (CCD) received an amended Schedule 13G/A indicating that Thrivent Financial for Lutherans no longer holds a reportable position in the fund’s Mandatory Redeemable Preferred Shares, Series D. Thrivent reports beneficial ownership of 0 shares, representing 0% of this class, with no sole or shared voting or dispositive power.
Calamos Dynamic Convertible & Income Fund filed an amended insider ownership report for John S. Koudounis. He is identified as a Vice President and noted as a trustee effective September 1, 2025. The amendment does not report any share purchases, sales, or other transactions.
Calamos Dynamic Convertible & Income Fund (CCD) Form 3 was filed for Jeffrey S. Phlegar reporting an event dated 09/01/2025. The filing identifies Mr. Phlegar as an Officer (other title specified) and states no securities are beneficially owned as of the reporting date. The form is signed on behalf of the reporting person by Tracey Quinn as attorney-in-fact and dated 09/09/2025. This is an initial Statement of Beneficial Ownership under Section 16.