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Calamos Dynamic Convertible (NYSE: CCD) insider updates role without trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Calamos Dynamic Convertible & Income Fund filed an amended insider ownership report for John S. Koudounis. He is identified as a Vice President and noted as a trustee effective September 1, 2025. The amendment does not report any share purchases, sales, or other transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Koudounis John S.

(Last) (First) (Middle)
2020 CALAMOS COURT

(Street)
NAPERVILLE IL 60563

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025
3. Issuer Name and Ticker or Trading Symbol
Calamos Dynamic Convertible & Income Fund [ CCD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) X Other (specify below)
Vice President Trustee effective 9-1-25
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/11/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
The reporting person has filed this amended Form 3 to update his relationship to the issuer.
No securities are beneficially owned.
/s/ John S. Koudounis 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Calamos Dynamic Convertible & Income Fund (CCD) Form 3/A report for John S. Koudounis?

The Form 3/A identifies John S. Koudounis as a Vice President of Calamos Dynamic Convertible & Income Fund and notes he will serve as a trustee effective September 1, 2025. It does not show any share transactions or changes in ownership.

Does the CCD Form 3/A show John S. Koudounis buying or selling shares?

No, the Form 3/A for CCD reports no share purchases, sales, or other transactions by John S. Koudounis. The filing strictly updates his roles, listing him as Vice President and indicating he becomes a trustee effective September 1, 2025.

What officer role does John S. Koudounis hold at Calamos Dynamic Convertible & Income Fund (CCD)?

John S. Koudounis is listed as a Vice President of Calamos Dynamic Convertible & Income Fund. The Form 3/A also notes that he will serve as a trustee effective September 1, 2025, but it does not disclose any related equity transactions or ownership changes.

What is the significance of the trustee effective 9-1-25 note in CCD’s Form 3/A?

The note “Trustee effective 9-1-25” indicates that John S. Koudounis is expected to serve as a trustee of Calamos Dynamic Convertible & Income Fund starting September 1, 2025. This amendment records his governance role change without reporting any security trades.

Are there any footnotes affecting how John S. Koudounis’s ownership is interpreted in CCD’s Form 3/A?

The Form 3/A includes a placeholder for footnotes but provides no substantive footnote text altering ownership interpretation. As presented, the filing simply records his status as Vice President and future trustee, with no additional ownership qualifications disclosed.