Calamos (CCD) Form 3 filed—No beneficial ownership reported

Rhea-AI Filing Summary

Calamos Dynamic Convertible & Income Fund (CCD) Form 3 was filed for Jeffrey S. Phlegar reporting an event dated 09/01/2025. The filing identifies Mr. Phlegar as an Officer (other title specified) and states no securities are beneficially owned as of the reporting date. The form is signed on behalf of the reporting person by Tracey Quinn as attorney-in-fact and dated 09/09/2025. This is an initial Statement of Beneficial Ownership under Section 16.

Positive

• Form 3 filed for Jeffrey S. Phlegar documenting initial reporting status
• No securities are beneficially owned is explicitly stated, clarifying holdings

Negative

• None.

Insights

Corporate Governance Analyst

Initial Section 16 filing reports no beneficial ownership for the officer on 09/01/2025.

The Form 3 names Jeffrey S. Phlegar as an Officer of Calamos Dynamic Convertible & Income Fund (CCD) and explicitly states "No securities are beneficially owned."

The document is signed by Tracey Quinn as attorney-in-fact on 09/09/2025, indicating the filing was completed and executed. This filing documents the officer's initial reporting status under Section 16 without any disclosed holdings.

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FAQ

What did the Form 3 for CCD filed by Jeffrey S. Phlegar disclose?

The Form 3 discloses that Jeffrey S. Phlegar is an Officer of Calamos Dynamic Convertible & Income Fund (CCD) and states no securities are beneficially owned as of 09/01/2025.

When was the event date and when was the Form 3 signed for CCD (Jeffrey S. Phlegar)?

The event date reported is 09/01/2025 and the form is signed by proxy on 09/09/2025.

Who signed the Form 3 for Jeffrey S. Phlegar on CCD filings?

The Form 3 is signed by Tracey Quinn by power of attorney for the reporting person, dated 09/09/2025.

Does the Form 3 for CCD show any derivative or non-derivative securities owned by the reporting person?

No. The filing explicitly states: No securities are beneficially owned, and no entries appear in Table I or Table II.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PHLEGAR JEFFREY S

(Last) (First) (Middle)

2020 CALAMOS COURT

(Street)

NAPERVILLE IL 60563

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
Calamos Dynamic Convertible & Income Fund [ CCD ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Trustee

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	s/ Tracey Quinn, by Power of Attorney for Hugh Armstrong, Attorney-in-Fact	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.