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Crown Holdings (NYSE: CCK) awards 8,661 restricted shares to Asia Pacific president

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Crown Holdings reported that John M. Rost, President of its Asia Pacific division, received a grant of 8,661 shares of restricted common stock on January 5, 2026 under the 2022 Stock-Based Compensation Plan at a grant price of $0 per share. Of this award, 2,982 time-vested shares are scheduled to vest in three equal installments of 994 shares on January 5, 2027, January 3, 2028 and January 3, 2029. A further 2,664 performance-based shares are targeted to vest on January 3, 2029 based on total shareholder return versus a peer group, and 3,015 performance-based shares are targeted to vest the same day based on return on invested capital, with each performance tranche ultimately ranging from 0 to 200% of the target amount. Following this grant, Rost beneficially owns 17,871 shares of common stock directly, and as of December 31, 2025 he also held 296 shares through the company’s 401(k) plan.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rost John M

(Last) (First) (Middle)
HIDDEN RIVER CORPORATE CENTER TWO
14025 RIVEREDGE DRIVE, SUITE 300

(Street)
TAMPA FL 33637

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CROWN HOLDINGS, INC. [ CCK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President - Asia Pacific Div
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 01/05/2026 A 8,661(1) A $0 17,871 D
Common 296(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted 8,661 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 2,982 time-vested restricted shares vest over a three year period as follows: 994 time-vested restricted shares on January 5, 2027, January 3, 2028 and January 3, 2029, respectively. 2,664 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 2,664. 3,015 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 3,015.
2. At December 31, 2025, the Reporting Person owned 296 shares of CCK Common Stock under the CCK 401(k) Plan.
/s/ Rosemary Haselroth, by Power of Attorney 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Crown Holdings (CCK) disclose for John M. Rost?

Crown Holdings disclosed that John M. Rost, President of the Asia Pacific division, was granted 8,661 shares of restricted common stock on January 5, 2026 under the company’s 2022 Stock-Based Compensation Plan.

How is the 8,661-share restricted stock grant to the CCK executive structured?

The grant consists of 2,982 time-vested restricted shares vesting in three installments of 994 shares each in 2027, 2028 and 2029, plus 2,664 and 3,015 performance-based shares targeted to vest on January 3, 2029 based on total shareholder return and return on invested capital.

What performance conditions apply to the Crown Holdings (CCK) restricted stock granted to John M. Rost?

The 2,664 performance-based shares depend on the company’s Total Shareholder Return versus a defined peer group, and the 3,015 performance-based shares depend on Return on Invested Capital versus an ROIC target, with actual vesting between 0 and 200% of each target amount.

How many Crown Holdings (CCK) shares does John M. Rost own after this Form 4 transaction?

After the reported grant, John M. Rost beneficially owns 17,871 shares of Crown Holdings common stock directly. In addition, as of December 31, 2025, he held 296 shares of CCK common stock through the company’s 401(k) plan.

What role does John M. Rost hold at Crown Holdings (CCK)?

John M. Rost is reported as an officer of Crown Holdings, serving as President - Asia Pacific Division, and the Form 4 reflects equity compensation related to this role.

Was cash paid for the restricted Crown Holdings (CCK) shares granted to John M. Rost?

No cash was paid for this award; the 8,661 restricted shares were granted at a reported price of $0 per share as stock-based compensation under the 2022 plan.

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