Carnival (CCL) Form 144: 43,058 shares from vested RSUs listed for resale

Rhea-AI Filing Summary

Carnival Corporation Ltd filed a Form 144 reporting the proposed sale of 43,058 shares of Common Stock. The sale is tied to the vesting of restricted share units granted under the 2020 Stock Plan (vesting date 02/18/2025), with the Form 144 entry dated 05/28/2026. The broker/dealer listed is Northwestern Mutual Investment Services LLC / Northwestern Mutual Wealth Management Company at the Milwaukee address shown.

Insights

Securities Filings Analyst

Form 144 lists an intended Rule 144 resale tied to RSU vesting; sale execution details are absent.

The filing identifies 43,058 shares of Common Stock associated with the vesting of restricted share units under the 2020 Stock Plan and shows the broker/dealer name and filing date 05/28/2026.

Because the excerpt does not state sale execution, price, or proceeds, the actual market impact depends on whether and when the registered shares are sold and under what distribution methods.

Key Figures

Shares to be sold: 43,058 shares Form entry date: 05/28/2026 Vesting date: 02/18/2025 +1 more

4 metrics

Shares to be sold 43,058 shares Common Stock of Carnival Corporation Ltd reported on Form 144

Form entry date 05/28/2026 Date shown on the Form 144 excerpt

Vesting date 02/18/2025 Vesting of restricted share units under the 2020 Stock Plan

Broker/Dealer address 720 E Wisconsin Ave, Milwaukee, WI Listed for Northwestern Mutual Investment Services LLC / Northwestern Mutual Wealth Management Company

Key Terms

restricted share units, Form 144, resale of shares

3 terms

restricted share units financial

"VESTING OF RESTRICTED SHARE UNITS GRANTED PURSUANT TO THE CARNIVAL CORPORATION LTD 2020 STOCK PLAN"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

Form 144 regulatory

"COMMON STOCK OF CARNIVAL CORPORATION LTD | 05/28/2026 | NYSE 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

resale of shares financial

"144: Securities To Be Sold COMMON STOCK OF CARNIVAL CORPORATION LTD"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK OF CARNIVAL CORPORATION LTD	NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY 720 E WISCONSIN AVE MILWAUKEE WI 53202	43058	1204763.00	1239000212	05/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK OF CARNIVAL CORPORATION LTD	02/18/2025	VESTING OF RESTRICTED SHARE UNITS GRANTED PURSUANT TO THE CARNIVAL CORPORATION LTD 2020 STOCK PLAN	CARNIVAL CORPORATION LTD			43058	05/28/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Carnival's (CCL) Form 144 report?

It reports the proposed sale of 43,058 shares of Common Stock tied to vested restricted share units. The filing links the shares to RSU vesting under the 2020 Stock Plan (vesting date 02/18/2025) and lists the broker/dealer and filing date 05/28/2026.

Who is listed as the broker/dealer on the Form 144?

Northwestern Mutual Investment Services LLC and Northwestern Mutual Wealth Management Company are listed, with an address at 720 E Wisconsin Ave, Milwaukee, WI. The filing shows these firms as the securities intermediaries associated with the reported resale.

Are the proceeds or sale price disclosed in this excerpt?

No dollar amounts or sale prices appear in the provided excerpt. The filing shows share quantity (43,058) and dates, but the excerpt does not include execution price, aggregate proceeds, or the timing of any market transactions.

What is the corporate action that generated the shares being sold?

The shares relate to the vesting of restricted share units granted under the Carnival Corporation Ltd 2020 Stock Plan, with the vesting date shown as 02/18/2025. The Form 144 registers the resale of those vested shares.