Carnival (NYSE: CCL) director sells 12,000 shares, holds 52,601

Rhea-AI Filing Summary

Carnival Corp director Sir Jonathon Band reported selling a total of 12,000 shares of Common Stock in open-market transactions. He sold 11,988 shares at $26.19 per share on April 1, 2026 and 12 shares at $24.982 per share on March 31, 2026. After these sales, he directly holds 52,601.3359 Carnival shares, which include shares acquired through the dividend reinvestment feature of his account.

Insider Trade Summary

Net Seller: 12,000 shares ($314,266)

Net Sell 2 txns

Insider BAND SIR JONATHON

Role Director

Sold 12,000 shs ($314K)

Type	Security	Shares	Price	Value
Sale	Common Stock	11,988	$26.19	$314K
Sale	Common Stock	12	$24.982	$299.78

Holdings After Transaction: Common Stock — 52,601.336 shares (Direct)

Footnotes (1)

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Key Figures

Shares sold total: 12,000 shares Sale on April 1, 2026: 11,988 shares at $26.19/share Sale on March 31, 2026: 12 shares at $24.982/share +1 more

4 metrics

Shares sold total 12,000 shares Open-market sales reported for March 31 and April 1, 2026

Sale on April 1, 2026 11,988 shares at $26.19/share Common Stock open-market sale

Sale on March 31, 2026 12 shares at $24.982/share Common Stock open-market sale

Shares held after transactions 52,601.3359 shares Direct ownership following reported sales

Key Terms

Common Stock, open-market sale, dividend reinvestment

3 terms

Common Stock financial

"security_title: "Common Stock" for both reported transactions"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market sale financial

"transaction_action: "open-market sale" for each transaction entry"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

dividend reinvestment financial

"Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BAND SIR JONATHON

(Last) (First) (Middle)

C/O CARNIVAL CORPORATION

3655 N.W. 87TH AVENUE

(Street)

MIAMI FLORIDA 33178

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARNIVAL CORP [ CCL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2026		S		12	D	$24.982	64,589.3359(1)	D
Common Stock	04/01/2026		S		11,988	D	$26.19	52,601.3359	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.

	/s/ Sir Jonathon Band	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CCL director Sir Jonathon Band report?

Sir Jonathon Band reported selling 12,000 shares of Carnival Corp Common Stock in open-market transactions. He sold 11,988 shares at $26.19 on April 1, 2026 and 12 shares at $24.982 on March 31, 2026, as disclosed in the Form 4.

How many CCL shares does Sir Jonathon Band hold after these sales?

After the reported sales, Sir Jonathon Band directly owns 52,601.3359 Carnival Corp shares. This total includes shares acquired through the dividend reinvestment feature of his account, according to the footnote accompanying the insider transaction disclosure.

At what prices did Sir Jonathon Band sell his CCL shares?

Sir Jonathon Band sold 11,988 Carnival Corp shares at $26.19 per share on April 1, 2026. He also sold 12 shares at $24.982 per share on March 31, 2026, with both trades classified as open-market sales of Common Stock.

Does the CCL Form 4 mention dividend reinvestment for Sir Jonathon Band?

Yes. The filing notes that Sir Jonathon Band’s reported holdings include shares acquired through the dividend reinvestment feature of his account. This means some shares were accumulated automatically when dividends were paid, rather than purchased directly in the market.

Is Sir Jonathon Band’s CCL transaction an open-market sale?

Yes. Both transactions are coded as “S,” described as sales in open-market or private transactions. The Form 4 characterizes them as open-market sales of Carnival Corp Common Stock, rather than option exercises, gifts, or tax-withholding events.