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Director at Carnival (NYSE: CCL) receives $210K unrestricted share grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carnival Corp Ltd. director Sir Jonathon Band reported a stock grant and related tax withholding. He received 7,712 unrestricted common shares as a compensation award valued at $210,000 under the 2020 Stock Plan. To cover taxes on this grant, 3,471 shares were withheld at $26.38 per share. After these non-market transactions, he holds 56,842.3359 common shares directly.

Positive

  • None.

Negative

  • None.
Insider BAND SIR JONATHON
Role null
Type Security Shares Price Value
Tax Withholding Common Shares 3,471 $26.38 $92K
Grant/Award Common Shares 7,712 $0.00 --
Holdings After Transaction: Common Shares — 56,842.336 shares (Direct, null)
Footnotes (1)
  1. Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares.
Unrestricted share grant 7,712 shares Common shares granted to Sir Jonathon Band
Grant value approved $210,000 Value approved by Board for unrestricted share grant
Shares withheld for taxes 3,471 shares Withheld to cover taxes on unrestricted share grant
Withholding price per share $26.38 per share Value used for tax-withholding shares
Shares held after transactions 56,842.3359 shares Direct common share holdings post-grant and tax withholding
unrestricted shares financial
"Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan."
2020 Stock Plan financial
"Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan."
tax withholding financial
"Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
non-executive directors financial
"Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan."
Non-executive directors are board members who do not work for the company day-to-day but oversee management, like an independent referee watching a game rather than playing. They matter to investors because they provide impartial checks on executive decisions, help shape long-term strategy, monitor risks and financial reporting, and guard shareholder interests—contributing to better governance and reducing the chance of mismanagement or conflicts of interest.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BAND SIR JONATHON
(Last)(First)(Middle)
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
(Street)
MIAMI FLORIDA 33178
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Carnival Corp Ltd. [ CCL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/08/2026A(1)7,712(2)A$060,313.3359D
Common Shares05/11/2026F3,471(3)D$26.3856,842.3359D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan.
2. The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
3. Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares.
/s/ Sir Jonathon Band05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Carnival (CCL) director Jonathon Band report in this Form 4?

Sir Jonathon Band reported receiving 7,712 unrestricted Carnival common shares as a compensation grant and a related tax-withholding transaction where 3,471 shares were retained by the company to pay taxes on that stock award.

How large was Jonathon Band’s stock grant from Carnival (CCL)?

The Board approved a grant value of $210,000 for Sir Jonathon Band, delivered as 7,712 unrestricted Carnival common shares. The share count was calculated using the average closing price over 20 trading days before the grant date.

Why were 3,471 Carnival (CCL) shares disposed of in this Form 4?

The 3,471-share disposition reflects tax withholding, not an open-market sale. Carnival withheld these shares to cover taxes associated with Band’s unrestricted share grant, using a price of $26.38 per share for the withheld stock.

How many Carnival (CCL) shares does Jonathon Band hold after these transactions?

After the grant and tax withholding, Sir Jonathon Band directly holds 56,842.3359 Carnival common shares. This figure represents his direct ownership position immediately following the compensation-related Form 4 transactions reported in May 2026.

How was the number of Carnival (CCL) shares in the grant determined?

The company divided the approved $210,000 grant value by the average closing price of a Carnival share over 20 consecutive trading days before the grant. It then rounded the result down to the nearest whole share to set the 7,712-share award.