Cardlytics: Amit Gupta proposes $28.1K share sale

The notice also lists four sales by Amit Gupta during the preceding three months.

Rhea-AI Filing Summary

Cardlytics, Inc. (CDLX) is named as issuer in Amit Gupta's notice covering a proposed sale of 10,351 common shares, with an aggregate market value of $28,051.21 and an approximate sale date of October 1, 2026. Gupta is identified as an officer and director. The shares are listed as restricted-stock vesting compensation, and the sale includes an amount necessary to cover a tax obligation resulting from settlement of a vested equity award distribution. Fidelity Brokerage Services LLC is listed as broker.

Key Figures

Shares covered by proposed sale: 10,351 common shares Aggregate market value: $28,051.21 Prior sale amount and gross proceeds: 6,498 shares; $28,561.31 +4 more

7 metrics

Shares covered by proposed sale 10,351 common shares Approximate sale date October 1, 2026

Aggregate market value $28,051.21 Proposed sale

Prior sale amount and gross proceeds 6,498 shares; $28,561.31 July 2, 2026; sale by Amit Gupta during the preceding three months

Prior sale amount and gross proceeds 9,640 shares; $42,362.02 July 6, 2026; sale by Amit Gupta during the preceding three months

Prior sale amount and gross proceeds 6,785 shares; $26,908.63 August 17, 2026; sale by Amit Gupta during the preceding three months

Prior sale amount and gross proceeds 6,676 shares; $26,908.29 August 18, 2026; sale by Amit Gupta during the preceding three months

Issuer shares outstanding 5,888,716 shares Securities information

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"definition of 'person' in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Amit Gupta"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CDLX shares does Amit Gupta plan to sell?

Amit Gupta's notice covers a proposed sale of 10,351 Cardlytics common shares, with an aggregate market value of $28,051.21 and an approximate sale date of October 1, 2026. The shares are listed as restricted-stock vesting compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 04:47 PM Accepted by SEC EDGAR 10/01/2026 - 04:46 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001961238
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Cardlytics, Inc.
SEC File Number	001-38386
Address of Issuer	675 PONCE DE LEON AVENUE, NE SUITE 4100 ATLANTA GEORGIA 30308
Phone	888-798-5802
Name of Person for Whose Account the Securities are To Be Sold	Gupta Amit
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10351	28051.21	5888716	10/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2026	Restricted Stock Vesting	Issuer			10351	10/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	07/02/2026	6498	28561.31
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	07/06/2026	9640	42362.02
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	08/17/2026	6785	26908.63
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	08/18/2026	6676	26908.29

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	10/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Amit Gupta
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)