CareDx officer Kennedy proposes $6.8M share sale

The notice lists 58,713 shares expected from stock-option exercises over the next three months.

Available on EDGAR 11/05/2026 - 04:31 PM EST Accepted by SEC EDGAR 11/05/2026 - 04:27 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CareDx, Inc. (CDNA) officer Keith S. Kennedy gave notice of a proposed sale of 79,243 common shares, listed at an aggregate market value of $6,803,803.98. Morgan Stanley Smith Barney LLC is listed as broker. The listed lots include 58,713 shares from stock-option exercises, which the remarks say will occur over the next three months, 1,161 Employee Stock Purchase Plan shares, 9,539 restricted stock units and 9,830 performance stock units.

Key Figures

Proposed sale: 79,243 common shares Aggregate market value: $6,803,803.98 Stock-option exercise shares: 58,713 shares +3 more

6 metrics

Proposed sale 79,243 common shares Shares listed for sale

Aggregate market value $6,803,803.98 Value listed for the proposed sale

Stock-option exercise shares 58,713 shares Listed for stock-option exercise; remarks say shares will be received over the next three months

Employee Stock Purchase Plan shares 1,161 shares Listed in the securities acquisition details

Restricted stock units 9,539 shares Listed in the securities acquisition details

Performance stock units 9,830 shares Listed in the securities acquisition details

Key Terms

Exercise of Stock Options, Employee Stock Purchase Plan, Restricted Stock Units, Performance Stock Units

4 terms

Exercise of Stock Options financial

"Exercise of Stock Options"

Employee Stock Purchase Plan financial

"Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Restricted Stock Units financial

"Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Units financial

"Performance Stock Units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CDNA shares did Keith S. Kennedy give notice of selling?

Keith S. Kennedy, identified as an officer, gave notice of a proposed sale of 79,243 common shares with an aggregate market value of $6,803,803.98.

What share sources are listed in Keith S. Kennedy's CDNA sale notice?

The listed lots include 58,713 shares from stock-option exercises, 1,161 shares under an Employee Stock Purchase Plan, 9,539 shares associated with restricted stock units and 9,830 shares associated with performance stock units. The remarks say option shares will be received over the next three months.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001543503
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAREDX, INC.
SEC File Number	001-36536
Address of Issuer	8000 Marina Boulevard, 4th Floor Brisbane CALIFORNIA 94005
Phone	4152872300
Name of Person for Whose Account the Securities are To Be Sold	KEITH S KENNEDY
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	79243	6803803.98	52542786	11/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2026	Exercise of Stock Options	Issuer			58713	11/05/2026	Cash
Common	06/30/2025	Employee Stock Purchase Plan	Issuer			1161	06/30/2025	Cash
Common	09/12/2025	Restricted Stock Units	Issuer			9539	09/12/2025	N/A
Common	02/01/2026	Performance Stock Units	Issuer			9830	02/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Date of Notice	11/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Keith Kennedy
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)