CareDx director trust proposes $1.12M share sale

Available on EDGAR 11/12/2026 - 04:21 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:20 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CareDx, Inc. has a Form 144 notice for a proposed sale by the Michael D. Goldberg Family Trust of 13,800 common shares, with an aggregate market value of $1,120,146 and an approximate sale date of November 12, 2026. The notice lists the issuer relationship as director, and Michael Goldberg signed as trustee.

The notice says the shares were acquired upon vesting of restricted stock units during the period from January 2, 2020, through July 2, 2026. It lists August 13, 2026, as the plan adoption or instruction date for reliance on Rule 10b5-1.

Key Figures

Proposed shares for sale: 13,800 shares Aggregate market value: $1,120,146 Common shares outstanding: 52,542,786 shares +1 more

4 metrics

Proposed shares for sale 13,800 shares Approximate sale date November 12, 2026

Aggregate market value $1,120,146 Proposed shares for sale

Common shares outstanding 52,542,786 shares Securities information

Rule 10b5-1 plan adoption or instruction date August 13, 2026 Date listed for reliance on Rule 10b5-1

Key Terms

restricted stock units, Rule 10b5-1

2 terms

restricted stock units financial

"acquired upon vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CDNA shares does the Michael D. Goldberg Family Trust propose to sell?

The notice covers a proposed sale of 13,800 common shares, with an aggregate market value of $1,120,146 and an approximate sale date of November 12, 2026.

How many CDNA common shares were outstanding?

The securities information reports 52,542,786 common shares outstanding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001366412
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAREDX INC
SEC File Number	001-36536
Address of Issuer	8000 Marina Boulevard, 4th Floor Brisbane CALIFORNIA 94005
Phone	4152872300
Name of Person for Whose Account the Securities are To Be Sold	MICHAEL D GOLDBERG FAMILY TRUST
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13800	1120146.00	52542786	11/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/02/2020	Restricted Stock Units	Issuer			13800	01/02/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 01/02/2020 through 07/02/2026.
Date of Notice	11/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Michael Goldberg, Trustee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)