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CDP (NYSE: CDP) files Form 144; broker Morgan Stanley listed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

CDP submitted a Form 144 notice regarding proposed sales of Common stock. The filing lists prior open-market purchase entries of 1,036 shares on 03/01/2015 and entries of 3,000 and 1,500 shares on 12/14/2018. The filing identifies Morgan Stanley Smith Barney LLC as the broker on NYSE.

Positive

  • None.

Negative

  • None.

Insights

Form 144 notice lists proposed sale activity and prior open-market purchases.

The excerpt shows a Form 144 submission for Common stock with broker listed as Morgan Stanley Smith Barney LLC and market venue NYSE. It records prior open-market purchase entries dated 03/01/2015 (1,036 shares) and 12/14/2018 (3,000 and 1,500 shares).

Filing content here is administrative: it notifies of an intended sale under Rule 144. Cash‑flow treatment, aggregate amount being offered for resale, and timing details are not provided in the excerpt; subsequent SEC notices or broker statements may provide those specifics.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does CDP's Form 144 filing indicate?

It notifies the SEC of an intention to sell restricted or control Common shares. The excerpt lists broker Morgan Stanley Smith Barney LLC and trading venue NYSE, with related trade dates shown.

How many shares and what dates are shown in the excerpt for CDP?

The excerpt lists prior open-market entries of 1,036 shares on 03/01/2015 and 3,000 and 1,500 shares on 12/14/2018. These figures appear under the securities entries in the filing.

Who is the broker listed on CDP's Form 144?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY, as the broker associated with the securities entries in the excerpt.

Does the excerpt state when the proposed sale will occur?

The provided excerpt does not state a sale execution date. It lists transaction-related dates for prior entries but does not specify timing for the proposed sale itself.

Is the filing reporting completed sales or intended sales?

Form 144 is a notice of an intended sale under Rule 144. The excerpt lists prior open-market purchase entries and serves as a notice rather than a confirmation of completed sales.
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