CDT Equity (CDT) major holders dispose of 2.07M common shares

Rhea-AI Filing Summary

CDT Equity Inc. disclosed that entities associated with major shareholder Mark Taylor sold a combined 2,068,000 shares of Common Stock in open-market transactions on June 18, 2026. Prospect Capital Securities Limited sold 1,469,711 shares at prices including $1.44 and $0.7052 per share, while Prospect Finance Limited sold 598,289 shares at prices including $1.25–$1.67 and $0.751 per share. Following these sales, each entity reported holding zero CDT Equity common shares. The reported share amounts give effect to a 1-for-25 reverse split effective as of March 26, 2026.

Positive

• None.

Negative

• Two ten-percent holders exited positions: Prospect Capital Securities Limited and Prospect Finance Limited sold a combined 2,068,000 CDT Equity common shares in open-market transactions and reported zero shares remaining afterward, reducing large‑holder ownership concentration.

Insights

Equity ownership analyst

Two ten‑percent holders fully exited CDT Equity common shares.

Prospect Capital Securities Limited and Prospect Finance Limited, both ten‑percent owners of CDT Equity Inc., reported net open‑market sales totaling 2,068,000 shares of Common Stock on June 18, 2026. After these trades, each entity reported zero shares remaining.

The filing notes that Mark Taylor is the sole director and shareholder of both entities and may be deemed to beneficially own their holdings, while disclaiming beneficial ownership beyond his pecuniary interest. All transactions were straightforward open‑market sales with no remaining derivative positions disclosed.

Because the sellers were ten‑percent owners and exited their reported positions, this represents a notable reduction in large‑holder ownership. Actual market impact depends on overall share float and trading liquidity, which are not detailed in this excerpt.

Insider Trade Summary

Net Seller: 2,068,000 shares ($2,945,586)

Net Sell 4 txns

Insider Taylor Mark Andrew, Prospect Capital Securities Ltd, Prospect Finance Ltd

Role null | null | null

Sold 2,068,000 shs ($2.95M)

Type	Security	Shares	Price	Value
Sale	Common Stock	5,000	$0.7052	$4K
Sale	Common Stock	1,464,711	$1.44	$2.11M
Sale	Common Stock	5,000	$0.751	$4K
Sale	Common Stock	593,289	$1.3975	$829K

Holdings After Transaction: Common Stock — 1,464,711 shares (Indirect, By Prospect Capital Securities Limited)

Footnotes (1)

1. Number of shares of common stock, par value $0.0001 per share ("Common Stock"), of CDT Equity Inc. (the "Issuer") reported gives effect to the 1-for-25 reverse split of the Common Stock effected by the Company as of the opening of market on March 26, 2026. On June 18, 2026, Prospect Capital Securities Limited, a New Zealand company ("Prospect Capital") sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.7052 and 1,464,711 shares of Common Stock in the open market at a sales price per share of $1.44. Mark Taylor is the sole director and sole shareholder of each of Prospect Capital and Prospect Finance Limited, a New Zealand company ("Prospect Finance"). By virtue of these relationships, Mr. Taylor may be deemed to beneficially own the securities held of record by each of Prospect Capital and Prospect Finance. Mr. Taylor disclaims any such beneficial ownership except to the extent of his pecuniary interest therein. On June 18, 2026, Prospect Finance sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.751 and 593,289 shares of Common Stock in the open market at prices ranging from $1.25 to $1.67 per share, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of such shares of Common Stock sold at each separate price within such range.

Key Figures

Total shares sold: 2,068,000 shares Prospect Capital sale sizes: 1,469,711 shares Prospect Finance sale sizes: 598,289 shares +4 more

7 metrics

Total shares sold 2,068,000 shares Net open-market sales on June 18, 2026 by two entities

Prospect Capital sale sizes 1,469,711 shares Common Stock sold by Prospect Capital Securities Limited on June 18, 2026

Prospect Finance sale sizes 598,289 shares Common Stock sold by Prospect Finance Limited on June 18, 2026

Example sale price $1.44 per share Open-market sale price for 1,464,711 shares by Prospect Capital

Low-price trade $0.7052 per share Open-market sale of 5,000 shares by Prospect Capital

Reverse split ratio 1-for-25 Common Stock reverse split effective March 26, 2026

Holdings after sales 0 shares Each selling entity’s reported CDT Equity common stock position post-transaction

Key Terms

1-for-25 reverse split, open market, beneficially own, pecuniary interest, +1 more

5 terms

1-for-25 reverse split financial

"gives effect to the 1-for-25 reverse split of the Common Stock"

open market financial

"sold 5,000 shares of Common Stock in the open market at a sales price"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

beneficially own financial

"Mr. Taylor may be deemed to beneficially own the securities held of record"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

pecuniary interest financial

"Mr. Taylor disclaims any such beneficial ownership except to the extent of his pecuniary interest therein"

ten percent owner financial

"each reporting person is marked as a ten percent owner"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Taylor Mark Andrew

(Last) (First) (Middle)

418 SPEARGRASS FLAT ROAD

(Street)

QUEENSTOWN NEW ZEALAND 00000

(City) (State) (Zip)

NEW ZEALAND

(Country)

2. Issuer Name and Ticker or Trading Symbol
CDT Equity Inc. [ CDT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/18/2026		S	V	5,000(1)	D	$0.7052(2)	1,464,711	I	By Prospect Capital Securities Limited(3)
Common Stock	06/18/2026		S	V	1,464,711(1)	D	$1.44(2)	0	I	By Prospect Capital Securities Limited(3)
Common Stock	06/18/2026		S	V	5,000(1)	D	$0.751(4)	593,289	I	By Prospect Finance Limited(3)
Common Stock	06/18/2026		S	V	593,289(1)	D	$1.3975(4)(5)	0	I	By Prospect Finance Limited(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Taylor Mark Andrew

(Last) (First) (Middle)

418 SPEARGRASS FLAT ROAD

(Street)

QUEENSTOWN NEW ZEALAND 00000

(City) (State) (Zip)

NEW ZEALAND

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Prospect Capital Securities Ltd

(Last) (First) (Middle)

LEVEL 4 16 VIADUCT HARBOUR AVENUE

(Street)

AUCKLAND NEW ZEALAND 00000

(City) (State) (Zip)

NEW ZEALAND

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Prospect Finance Ltd

(Last) (First) (Middle)

LEVEL 4 16 VIADUCT HARBOUR AVENUE

(Street)

AUCKLAND NEW ZEALAND 00000

(City) (State) (Zip)

NEW ZEALAND

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Number of shares of common stock, par value $0.0001 per share ("Common Stock"), of CDT Equity Inc. (the "Issuer") reported gives effect to the 1-for-25 reverse split of the Common Stock effected by the Company as of the opening of market on March 26, 2026.

2. On June 18, 2026, Prospect Capital Securities Limited, a New Zealand company ("Prospect Capital") sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.7052 and 1,464,711 shares of Common Stock in the open market at a sales price per share of $1.44.

3. Mark Taylor is the sole director and sole shareholder of each of Prospect Capital and Prospect Finance Limited, a New Zealand company ("Prospect Finance"). By virtue of these relationships, Mr. Taylor may be deemed to beneficially own the securities held of record by each of Prospect Capital and Prospect Finance. Mr. Taylor disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.

4. On June 18, 2026, Prospect Finance sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.751 and 593,289 shares of Common Stock in the open market at prices ranging from $1.25 to $1.67 per share, inclusive.

5. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of such shares of Common Stock sold at each separate price within such range.

	/s/ Mark Taylor	06/23/2026
	Prospect Capital Securities Ltd, by /s/ Mark Taylor	06/23/2026
	Prospect Finance Ltd, by /s/ Mark Taylor, Director	06/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did CDT (CDT Equity Inc.) report on June 18, 2026?

CDT Equity reported open‑market sales totaling 2,068,000 common shares on June 18, 2026 by Prospect Capital Securities Limited and Prospect Finance Limited, both ten‑percent holders, leaving each entity with zero reported shares after the transactions.

Who sold CDT Equity (CDT) shares in the latest Form 4 filing?

The sellers were Prospect Capital Securities Limited and Prospect Finance Limited, New Zealand companies controlled by Mark Taylor. The filing attributes the sales to these entities, with Taylor potentially deemed a beneficial owner while disclaiming ownership beyond his pecuniary interest.

How many CDT Equity (CDT) shares were sold and at what prices?

A combined 2,068,000 CDT Equity common shares were sold in open‑market trades. Reported sales prices include $1.44, $1.25–$1.67 per share for larger blocks and individual sales at $0.7052 and $0.751 per share, all on June 18, 2026.

Do the selling entities still hold CDT Equity (CDT) shares after these transactions?

No. After completing the June 18, 2026 open‑market sales, Prospect Capital Securities Limited and Prospect Finance Limited each reported zero CDT Equity common shares owned, indicating a full exit of their reported positions in this filing.

How does the reverse split affect the CDT (CDT Equity Inc.) share counts in this filing?

The reported CDT Equity share amounts already reflect a 1‑for‑25 reverse split of the common stock that took effect at market open on March 26, 2026, so all transaction share figures are stated on the post‑split basis.