STOCK TITAN

CDT Equity (CDT) large holders report zero ownership after June 18 sales

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

CDT Equity Inc. investors Prospect Capital Securities, Prospect Finance and Mark Taylor filed Amendment No. 1 to their Schedule 13D to report that they no longer beneficially own CDT Equity common stock. The filing describes open‑market sales on June 18, 2026 that reduced their holdings to zero, representing approximately 0.0% of the 4,722,458 shares outstanding as of June 22, 2026. The amendment is characterized as an exit filing and notes a previously effected 1‑for‑25 reverse stock split on March 26, 2026, which is reflected in the share figures reported.

Positive

  • None.

Negative

  • None.
Shares outstanding 4,722,458 shares Common stock outstanding as of June 22, 2026
Prospect Capital sale 1 5,000 shares at $0.7052 Open-market sale on June 18, 2026
Prospect Capital sale 2 1,464,711 shares at $1.44 Open-market sale on June 18, 2026
Prospect Finance sale 1 5,000 shares at $0.751 Open-market sale on June 18, 2026
Prospect Finance sale 2 593,289 shares at $1.25–$1.67 Open-market sales on June 18, 2026
Post-transaction ownership 0 shares, 0.0% Each reporting person’s CDT Equity common stock stake
Reverse split ratio 1-for-25 CDT Equity common stock reverse split effective March 26, 2026
reverse split financial
"Effective as of the opening of market on March 26, 2026, the Issuer effected a 1-for-25 reverse split of the outstanding Common Stock"
A reverse split is when a company reduces the number of its outstanding shares by combining several existing shares into one new share, so the price per share rises proportionally while the company’s overall value stays the same. Investors care because it can make a stock appear more respectable or meet exchange rules — like turning many small coins into a single larger bill — but it can also signal financial trouble and often affects trading liquidity and investor perception.
beneficial ownership financial
"the Reporting Persons have ceased to be the beneficial owners of more than five percent of the shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Schedule 13D regulatory
"This Amendment No. 1 amends and supplements the Statement on , initially filed by the Reporting Persons"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
exit filing regulatory
"This constitutes an exit filing for the Reporting Person."
open market financial
"sold 5,000 and 1,464,711 shares of the Common Stock in the open market"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
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Learn about SEC filing dates





20678X502

(CUSIP Number)
Mark Taylor
418 Speargrass Flat Road,
Queenstown, Q2, 9371
64-21-68 1231

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
06/18/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
This constitutes an exit filing for the Reporting Person. The percentage ownership of shares of common stock, par value $0.0001 per share (the "Common Stock"), of CDT Equity Inc., a Delaware corporation (the "Issuer"), set forth in this Amendment No. 1 to the Schedule 13D (the "Amendment No. 1") is based upon 4,722,458 shares of Common Stock outstanding as of June 22, 2026, as independently confirmed by the Issuer.


SCHEDULE 13D




Comment for Type of Reporting Person:
This constitutes an exit filing for the Reporting Person. The percentage ownership of shares of Common Stock set forth in this Amendment No. 1 is based upon 4,722,458 shares of Common Stock outstanding as of June 22, 2026, as independently confirmed by the Issuer.


SCHEDULE 13D




Comment for Type of Reporting Person:
This constitutes an exit filing for the Reporting Person. The percentage ownership of shares of Common Stock set forth in this Amendment No. 1 is based upon 4,722,458 shares of Common Stock outstanding as of June 22, 2026, as independently confirmed by the Issuer.


SCHEDULE 13D


Taylor Mark Andrew
Signature:/s/ Taylor Mark Andrew
Name/Title:Taylor Mark Andrew
Date:06/23/2026
Prospect Capital Securities Ltd
Signature:/s/ Mark Taylor
Name/Title:Mark Taylor, Director
Date:06/23/2026
Prospect Finance Ltd
Signature:/s/ Mark Taylor
Name/Title:Mark Taylor, Director
Date:06/23/2026

FAQ

What does CDT Equity Inc.'s Schedule 13D/A Amendment No. 1 report?

The amendment reports that Prospect Capital Securities, Prospect Finance and Mark Taylor now hold zero CDT Equity common shares. It details recent open-market sales and confirms they ceased being beneficial owners of more than five percent of the company’s outstanding common stock as of June 18, 2026.

Who are the reporting persons in CDT (CDT Equity Inc.)’s latest 13D/A?

The reporting persons are Prospect Capital Securities Ltd, Prospect Finance Ltd and Mark Taylor. Taylor is the sole director and shareholder of both entities, and may be deemed to share voting and dispositive power over their CDT Equity shares, while disclaiming beneficial ownership beyond any pecuniary interest.

How many CDT Equity Inc. shares were outstanding for this 13D/A calculation?

The amendment states that 4,722,458 CDT Equity common shares were outstanding as of June 22, 2026. This figure, independently confirmed by the issuer, is used to calculate each reporting person’s percentage ownership, which is reported as approximately 0.0% for all three reporting persons.

What CDT Equity Inc. share sales are described in this Schedule 13D/A?

On June 18, 2026, Prospect Capital sold 5,000 shares at $0.7052 and 1,464,711 shares at $1.44. Prospect Finance sold 5,000 shares at $0.751 and 593,289 shares at prices ranging from $1.25 to $1.67, all in open-market transactions described in the amendment.

What does an exit filing mean for CDT (CDT Equity Inc.) in this context?

Here, an exit filing means the reporting persons no longer beneficially own more than five percent of CDT Equity’s common stock. The amendment updates their holdings to zero shares and formally records that they have fallen below the Schedule 13D reporting threshold after the June 18, 2026 sales.

Did CDT Equity Inc. complete a reverse stock split mentioned in this 13D/A?

Yes. The amendment notes that, effective at the market open on March 26, 2026, CDT Equity effected a 1‑for‑25 reverse split of its common stock. Every 25 pre‑split shares were combined into one share, and all share amounts in the filing reflect this adjustment.