[144] CODEXIS, INC. SEC Filing

Rhea-AI Filing Summary

A holder of the issuer’s common stock has filed a notice of proposed sale under Rule 144 to sell 6,123 shares through Morgan Stanley Smith Barney Executive Financial Services on the NASDAQ, with an indicated aggregate market value of $10,409.10 and an approximate sale date of 01/07/2026.

The shares to be sold come from restricted stock units (RSUs) that vested and settled on 01/01/2026, when the holder acquired 17,450 shares as compensation for services rendered. The filing also notes that 90,324,383 shares of the issuer’s common stock were outstanding, providing context for the size of the planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney Executive Financial Services 1 New York Plaza, 8th Floor New York NY 10004	6123	10409.10	90324383	01/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	01/01/2026	RSU vesting and settlement	Issuer			17450	01/01/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for CDXS disclose?

The Form 144 discloses that a holder of the issuer’s common stock plans to sell 6,123 shares on the NASDAQ, with an indicated aggregate market value of $10,409.10 and an approximate sale date of 01/07/2026.

How many CDXS shares are planned to be sold and at what value?

The notice covers a proposed sale of 6,123 shares of common stock, with an indicated aggregate market value of $10,409.10 as stated in the filing.

How were the CDXS shares in the Form 144 acquired?

The securities to be sold were acquired as common stock through RSU vesting and settlement on 01/01/2026, when the holder received 17,450 shares as consideration for services rendered.

What is the outstanding share count referenced in the CDXS Form 144?

The Form 144 states that there were 90,324,383 shares of the issuer’s common stock outstanding, which helps put the size of the planned sale in context.

Which broker and exchange are involved in the planned CDXS share sale?

The filing lists Morgan Stanley Smith Barney Executive Financial Services as the broker for the transaction, with the shares to be sold on the NASDAQ exchange.

What does the certification section of the Form 144 for CDXS state?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, and the form warns that intentional misstatements or omissions can constitute Federal Criminal Violations.