Codexis officer proposes $8.62K share sale

The shares are identified as originating from RSU vesting and settlement for services rendered, with an approximate sale date of October 12, 2026.

Rhea-AI Filing Summary

Codexis, Inc. (CDXS) officer Alison Moore filed a notice of proposed sale of 6,335 common shares, with an aggregate market value of $8,619.40. The notice names Morgan Stanley Smith Barney Operations Department as broker and October 12, 2026 as the approximate sale date on Nasdaq. It identifies the shares as acquired from the issuer through RSU vesting and settlement for services rendered on October 12, 2026. Georgia Erbez signed as attorney-in-fact for Alison Moore.

Key Figures

Common shares to be sold: 6,335 shares Aggregate market value: $8,619.40 Shares outstanding: 109,505,765 shares +1 more

4 metrics

Common shares to be sold 6,335 shares Proposed sale

Aggregate market value $8,619.40 Common shares to be sold

Shares outstanding 109,505,765 shares Common stock

Approximate sale date October 12, 2026 Common stock

Key Terms

Rule 144, RSU vesting and settlement, Attorney-in-Fact

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU vesting and settlement financial

"RSU vesting and settlement"

Attorney-in-Fact regulatory

"as Attorney-in-Fact for Alison Moore"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CDXS shares does Alison Moore's notice cover?

Alison Moore's notice covers 6,335 Codexis common shares, with an aggregate market value of $8,619.40. It lists October 12, 2026 as the approximate sale date and Morgan Stanley Smith Barney Operations Department as broker.

How were the shares in Alison Moore's CDXS notice acquired?

The notice identifies the shares as acquired from the issuer through RSU vesting and settlement on October 12, 2026, and lists services rendered.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/13/2026 - 04:28 PM EDT Accepted by SEC EDGAR 10/13/2026 - 04:27 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001754937
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CODEXIS, INC.
SEC File Number	001-34705
Address of Issuer	200 PENOBSCOT DRIVE REDWOOD CITY CALIFORNIA 94063
Phone	650-421-8100
Name of Person for Whose Account the Securities are To Be Sold	MOORE ALISON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney Operations Department 2000 Westchester Ave Purchase NY 10577-2530	6335	8619.40	109505765	10/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/12/2026	RSU vesting and settlement	Issuer			6335	10/12/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	10/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Georgia Erbez, as Attorney-in-Fact for Alison Moore
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)