Welcome to our dedicated page for Cadiz SEC filings (Ticker: CDZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Cadiz, Inc. (NASDAQ: CDZI) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including Forms 8-K, 10-Q, 10-K and related exhibits. For a water solutions company with significant infrastructure plans, these filings are a primary source of detail on project financing, contractual arrangements and regulatory relationships.
Recent Form 8-K filings describe material agreements such as the definitive financing arrangement with Lytton Rancheria of California, a federally recognized Native American tribe, for up to $51 million in unsecured term loan funding to support development and construction of the Mojave Groundwater Bank. The filings outline key terms, including the use of proceeds for project development, potential conversion of the loan into rights to storage cash flows and equity interests in Mojave Water Infrastructure Company, and associated common stock issuances as commitment and funding fees.
Other 8-K disclosures cover the Memorandum of Understanding among the U.S. Bureau of Reclamation, Fenner Valley Water Authority and Fenner Gap Mutual Water Company, managed by Cadiz, to collaborate on data and research related to water augmentation of the Colorado River through the Mojave Groundwater Bank. These documents explain how federal and regional entities are evaluating conserved water and aquifer storage benefits for Southern California and the Lower Colorado River Basin.
On this page, Stock Titan surfaces Cadiz’s SEC filings in real time as they are posted to EDGAR and pairs them with AI-powered summaries that highlight the most important points, such as new financing obligations, equity issuances, project development milestones and key risk disclosures. Users can also review filings related to preferred stock, shelf registration statements and other capital markets activities to better understand Cadiz’s financial structure and obligations.
Rivera Cathryn reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc Chief Operating Officer Cathryn Rivera received a grant of 10,000 shares of common stock on April 8, 2026 as a performance bonus under the 2019 Equity Incentive Plan. Following this award, she directly holds 147,500 shares of Cadiz common stock.
The filing also notes 137,500 restricted stock units (RSUs) outstanding, each representing a contingent right to one share of common stock. Of these, 57,350 RSUs vest in quarterly installments from June 30, 2026 through June 30, 2027, subject to continued employment. Additional RSU tranches vest only upon achieving specified project finance, water sales, permitting, environmental review, and first-delivery performance milestones.
SPEER STANLEY E reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC Chief Financial Officer Stanley E. Speer reported equity awards and vesting activity in company stock. On April 8, 2026, he received 25,075 shares of common stock as a performance bonus under the 2019 Equity Incentive Plan, after tax withholding.
Previously, on October 31, 2025, 25,000 restricted stock units (RSUs) vested following completion of California Environmental Quality Act review for the Northern Pipeline, resulting in a net 13,425 common shares issued after tax withholding. After these transactions, he holds 283,860 common shares directly and has 80,150 RSUs scheduled to vest quarterly in 2026 and 2027, plus additional performance-based RSUs tied to financing, permits, water agreements, storage milestones, and first water delivery.
Cadiz Inc Chief Executive Officer Susan P. Kennedy reported several stock-based compensation changes. On April 8, 2026, she agreed with the company to cancel 150,500 restricted stock units, which will be used for future grants to other key employees; she received no consideration for this cancellation.
That same day, she received a grant of 125,000 shares of common stock as a performance bonus under the 2019 Equity Incentive Plan, increasing her direct common stock holdings to 1,121,921 shares. Earlier, on October 31, 2025, 50,000 restricted stock units vested and were converted into the same number of common shares following completion of the California Environmental Quality Act review for the Northern Pipeline project.
Lloyd Barbara A reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Barbara A. Lloyd received a stock grant as part of her board compensation. She was awarded 927 shares of common stock valued at $5.055 per share under the company’s 2019 Equity Incentive Plan, issued in lieu of cash fees for director services for the three-month period beginning April 1, 2026. Following this grant, she directly holds 22,272 shares of CADIZ INC common stock, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Dreyfus Maria S. reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Maria S. Dreyfus received 3,709 shares of Common Stock as equity compensation. The shares were issued at $5.055 per share under the 2019 Equity Incentive Plan in lieu of cash compensation for her services as a director during the three‑month period beginning April 1, 2026. Following this stock award, she directly holds 186,003 shares of CADIZ INC common stock.
O'Hara David Mark reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc director David Mark O'Hara received stock awards instead of cash fees. On April 1, 2026, he was granted 3,267 shares of common stock at an indicated value of $5.74 per share and 3,709 shares at $5.055 per share.
According to the footnotes, these grants were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his board service during two periods beginning February 3, 2026 and April 1, 2026. After these awards, he directly holds 6,976 shares of Cadiz common stock.
Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.
Cadiz Inc. outlines an ambitious buildout of its Mojave Groundwater Bank, combining water supply, storage, pipelines and filtration technology in Southern California. The company remains pre-revenue on its core water assets and reported a $34.2 million net loss in 2025, but operating activity is increasing.
ATEC, its water filtration unit, delivered record 2025 revenue of $14.5 million (up from $7.9 million) with improved margins, while total revenue reached $16.3 million. Cadiz has contracted for 21,275 acre-feet per year of water supply via its Northern Pipeline and is advancing additional supply and storage contracts.
The full Mojave Groundwater Bank, including Northern and Southern pipelines, wellfield and facilities, is now estimated to cost $1.25–$1.5 billion, up from about $800 million, driven by higher labor, power and remote-construction costs. To fund this, Cadiz formed Mojave Water Infrastructure Company, targets about $451 million of equity (including a $51 million Lytton tribe credit facility), and has an EPA WIFIA invitation for up to $194 million to support Northern Pipeline conversion.
Cadiz Inc. filed a current report to announce that its Board of Directors appointed Dave O’Hara as a new director, filling an existing board vacancy effective February 3, 2026. His initial term runs until the company’s 2026 Annual Meeting of Stockholders, when he is expected to stand for re-election.
O’Hara is a seasoned finance executive who spent more than 20 years at Microsoft, most recently as Executive Vice President and Chief Financial Officer of Microsoft’s Commercial Business Group, overseeing investment strategy, budgeting, forecasting, and financial analysis for major business units and large-scale capital projects. Cadiz notes there are no special arrangements behind his selection, no family relationships with current directors or officers, and no related-party transactions requiring disclosure. He will be paid under the company’s standard Director Compensation Policy.
Cadiz Inc. director Barbara A. Lloyd reported receiving 817 shares of common stock on January 2, 2026 at a price of $5.74 per share. These shares were issued under the company’s 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for her services as a director during the three-month period beginning January 1, 2026. After this grant, she beneficially owned 21,345 Cadiz common shares in direct form.