Cadiz CFO files initial ownership statement

CADIZ INC (CDZI) reported that Jacinto J Hernandez, its Chief Financial Officer, has filed an initial statement of beneficial ownership on Form 3.

Rhea-AI Filing Summary

CADIZ INC (CDZI) reported that Jacinto J Hernandez, its Chief Financial Officer, has filed an initial statement of beneficial ownership on Form 3. The filing does not list any specific equity holdings or report any insider transactions at this time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for CADIZ INC (CDZI) disclose?

The Form 3 discloses that Jacinto J Hernandez, Chief Financial Officer of CADIZ INC, has filed an initial statement of beneficial ownership. The filing does not list any specific equity positions or report any insider transactions.

Who is the reporting person on the CADIZ INC (CDZI) Form 3?

The reporting person is Jacinto J Hernandez, who is identified in the filing as an officer of CADIZ INC with the title Chief Financial Officer.

Does the CADIZ INC (CDZI) Form 3 show any insider purchases or sales?

No. The Form 3 for CADIZ INC shows no reported insider purchases, sales, option exercises, gifts, or other equity transactions by Jacinto J Hernandez.

Are any share holdings reported for the CADIZ INC (CDZI) Chief Financial Officer on this Form 3?

No specific share holdings are reported. The Form 3 indicates that it is an initial statement of beneficial ownership but does not provide detailed share or derivative position amounts for the Chief Financial Officer.

Does the CADIZ INC (CDZI) Form 3 mention any Rule 10b5-1 trading plan?

No. The data associated with this Form 3 does not indicate that any transactions were made under a Rule 10b5-1 trading plan, and no such plan is described.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 06:32 PM EDT Accepted by SEC EDGAR 09/10/2026 - 06:31 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Hernandez Jacinto J

(Last) (First) (Middle)

C/O CADIZ INC.

550

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
CADIZ INC [ CDZI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Jacinto J. Hernandez	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)