Cadiz director David Mark O’Hara awarded 4,954 shares

The award substitutes shares for cash compensation tied to director services over the three-month period beginning October 1, 2026.

Rhea-AI Filing Summary

Cadiz Inc director David Mark O’Hara received an award of 4,954 common shares on October 1, 2026. The transaction lists a price of $3.785 per share. The shares were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his director services during the three-month period beginning October 1, 2026. His reported direct holdings after the award were 130,311 shares.

Insider Trade Summary

Grant/Award: 4,954 shares

Grant/Award 1 txn

Insider O'Hara David Mark

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common STock F1	4,954	$3.785	$19K

Holdings After Transaction: Common STock — 130,311 shares (Direct)

Footnotes (1)

1. F1. Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.

Key Figures

Shares awarded: 4,954 common shares Reported price per share: $3.785 per share Direct holdings after award: 130,311 shares +1 more

4 metrics

Shares awarded 4,954 common shares Award reported for October 1, 2026

Reported price per share $3.785 per share Common-share award reported for October 1, 2026

Direct holdings after award 130,311 shares David Mark O’Hara’s reported holdings following the award

Service period 3-month period Beginning October 1, 2026

Key Terms

2019 Equity Incentive Plan, in lieu of cash compensation

2 terms

2019 Equity Incentive Plan financial

"issued under the 2019 Equity Incentive Plan"

in lieu of cash compensation financial

"in lieu of cash compensation for services rendered"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did CDZI director David Mark O’Hara receive?

David Mark O’Hara received an award of 4,954 common shares on October 1, 2026. His reported direct holdings afterward were 130,311 shares.

What price per share is listed for the CDZI director award?

The transaction lists a price of $3.785 per share for the award of 4,954 common shares to David Mark O’Hara.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 06:36 PM Accepted by SEC EDGAR 10/05/2026 - 06:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O'Hara David Mark

(Last) (First) (Middle)

C/O CADIZ INC.

550 S. HOPE ST., 2850

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CADIZ INC [ CDZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common STock	10/01/2026		A		4,954(1)	A	$3.785	130,311	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.

	/s/ David Mark O'Hara	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)