Welcome to our dedicated page for Cadiz SEC filings (Ticker: CDZIP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cadiz Inc. filings document the public-company records for its water solutions business and for CDZIP depositary shares, each representing a 1/1000 fractional interest in a share of 8.875% Series A Cumulative Perpetual Preferred Stock. The filings identify Cadiz common stock and preferred depositary shares, capital-structure disclosures, and material-event reporting tied to corporate governance and project development.
Cadiz's SEC record includes definitive proxy statements covering shareholder voting matters, board governance, executive compensation and equity-award disclosures. Form 8-K reports cover director appointments, Regulation FD disclosures, memoranda of understanding, and other material events related to the Mojave Groundwater Bank, water conveyance infrastructure, and Cadiz-owned Mojave Desert property.
Cadiz Inc. Chief Operating Officer Cathryn Rivera reported an open-market sale of 2,500 shares of common stock at $4.33 per share. After this transaction, she directly holds 145,000 shares of Cadiz common stock.
She also holds restricted stock units tied to Cadiz common stock, including 57,350 RSUs that vest in quarterly installments from June 30, 2026 through June 30, 2027, subject to continued employment. Additional RSUs will vest only when specified project finance, water sales, regulatory and environmental milestones are achieved.
Cadiz Inc. Chief Operating Officer Cathryn Rivera reported an open-market sale of 2,500 shares of common stock at $4.33 per share. After this transaction, she directly holds 145,000 shares of Cadiz common stock.
She also holds restricted stock units tied to Cadiz common stock, including 57,350 RSUs that vest in quarterly installments from June 30, 2026 through June 30, 2027, subject to continued employment. Additional RSUs will vest only when specified project finance, water sales, regulatory and environmental milestones are achieved.
Cadiz Inc director David Mark O’Hara reported an open-market purchase of 110,865 shares of common stock on May 26, 2026, at a weighted average price of $4.58 per share. The trades were executed in multiple transactions between $4.50 and $4.61. Following this purchase, O’Hara directly owns 117,841 Cadiz shares.
Cadiz Inc director David Mark O’Hara reported an open-market purchase of 110,865 shares of common stock on May 26, 2026, at a weighted average price of $4.58 per share. The trades were executed in multiple transactions between $4.50 and $4.61. Following this purchase, O’Hara directly owns 117,841 Cadiz shares.
Cadiz Inc. released a detailed shareholder letter outlining progress on its Mojave Groundwater Bank, water infrastructure plans, and related businesses. The company is in late-stage due diligence with equity investors for Mojave Water Infrastructure Co. LLC, which will own the project’s pipeline infrastructure.
Cadiz is pursuing a capital structure that shifts from roughly 50% equity / 50% public financing to about 30% equity / 70% public financing to address higher construction costs. It received an invitation from the U.S. Environmental Protection Agency to apply for up to $194 million in WIFIA financing at about 4.7% for the Northern Pipeline. Management believes project assets could ultimately support cash flows exceeding $5 billion and targets full Mojave Groundwater Bank operations, including Northern and Southern Pipelines with storage, within roughly 24–36 months, subject to permitting and financing.
The letter also highlights strong growth at ATEC Water Systems, where baseline orders grew 37% in 2024 and 74% in 2025, and describes additional opportunities at Cadiz Ranch across water, energy, and potential hydrogen projects.
Cadiz Inc. released a detailed shareholder letter outlining progress on its Mojave Groundwater Bank, water infrastructure plans, and related businesses. The company is in late-stage due diligence with equity investors for Mojave Water Infrastructure Co. LLC, which will own the project’s pipeline infrastructure.
Cadiz is pursuing a capital structure that shifts from roughly 50% equity / 50% public financing to about 30% equity / 70% public financing to address higher construction costs. It received an invitation from the U.S. Environmental Protection Agency to apply for up to $194 million in WIFIA financing at about 4.7% for the Northern Pipeline. Management believes project assets could ultimately support cash flows exceeding $5 billion and targets full Mojave Groundwater Bank operations, including Northern and Southern Pipelines with storage, within roughly 24–36 months, subject to permitting and financing.
The letter also highlights strong growth at ATEC Water Systems, where baseline orders grew 37% in 2024 and 74% in 2025, and describes additional opportunities at Cadiz Ranch across water, energy, and potential hydrogen projects.
Cadiz Inc. reported a Q1 2026 net loss of $8.6 million, slightly better than the $9.6 million loss a year earlier, as non‑cash stock compensation declined. Revenue fell to $1.6 million from $3.0 million, mainly due to lower ATEC water filtration project shipments.
Operating loss narrowed to $6.8 million, while net interest expense rose to $2.5 million as the company drew more debt. Cash and cash equivalents increased to $16.5 million, supported by a $15 million draw under the Lytton Credit Agreement used to fund the Mojave Groundwater Bank and development activities.
Total assets were $146.1 million and long‑term debt reached $85.6 million. Management emphasizes liquidity planning and ongoing financing efforts to advance the Mojave Groundwater Bank, pipeline conversion and related water supply and storage projects.
Cadiz Inc. reported a Q1 2026 net loss of $8.6 million, slightly better than the $9.6 million loss a year earlier, as non‑cash stock compensation declined. Revenue fell to $1.6 million from $3.0 million, mainly due to lower ATEC water filtration project shipments.
Operating loss narrowed to $6.8 million, while net interest expense rose to $2.5 million as the company drew more debt. Cash and cash equivalents increased to $16.5 million, supported by a $15 million draw under the Lytton Credit Agreement used to fund the Mojave Groundwater Bank and development activities.
Total assets were $146.1 million and long‑term debt reached $85.6 million. Management emphasizes liquidity planning and ongoing financing efforts to advance the Mojave Groundwater Bank, pipeline conversion and related water supply and storage projects.
Cadiz Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on June 18, 2026. Key items include electing nine directors, approving an amendment to increase authorized common shares, ratifying PricewaterhouseCoopers LLP as 2026 auditor, and an advisory vote on executive pay.
Stockholders of record as of April 22, 2026, may attend and vote online using a 12-digit control number. The company highlights an independent board, specialized committees, and policies covering ethics, anti-bribery, whistleblowing, insider trading, clawbacks, and equity grants, along with a pay program that leans heavily on long-term equity incentives.
Cadiz Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on June 18, 2026. Key items include electing nine directors, approving an amendment to increase authorized common shares, ratifying PricewaterhouseCoopers LLP as 2026 auditor, and an advisory vote on executive pay.
Stockholders of record as of April 22, 2026, may attend and vote online using a 12-digit control number. The company highlights an independent board, specialized committees, and policies covering ethics, anti-bribery, whistleblowing, insider trading, clawbacks, and equity grants, along with a pay program that leans heavily on long-term equity incentives.
Lloyd Barbara A reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Barbara A. Lloyd received a stock grant as part of her board compensation. She was awarded 927 shares of common stock valued at $5.055 per share under the company’s 2019 Equity Incentive Plan, issued in lieu of cash fees for director services for the three-month period beginning April 1, 2026. Following this grant, she directly holds 22,272 shares of CADIZ INC common stock, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Lloyd Barbara A reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Barbara A. Lloyd received a stock grant as part of her board compensation. She was awarded 927 shares of common stock valued at $5.055 per share under the company’s 2019 Equity Incentive Plan, issued in lieu of cash fees for director services for the three-month period beginning April 1, 2026. Following this grant, she directly holds 22,272 shares of CADIZ INC common stock, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Dreyfus Maria S. reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Maria S. Dreyfus received 3,709 shares of Common Stock as equity compensation. The shares were issued at $5.055 per share under the 2019 Equity Incentive Plan in lieu of cash compensation for her services as a director during the three‑month period beginning April 1, 2026. Following this stock award, she directly holds 186,003 shares of CADIZ INC common stock.
Dreyfus Maria S. reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Maria S. Dreyfus received 3,709 shares of Common Stock as equity compensation. The shares were issued at $5.055 per share under the 2019 Equity Incentive Plan in lieu of cash compensation for her services as a director during the three‑month period beginning April 1, 2026. Following this stock award, she directly holds 186,003 shares of CADIZ INC common stock.
O'Hara David Mark reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc director David Mark O'Hara received stock awards instead of cash fees. On April 1, 2026, he was granted 3,267 shares of common stock at an indicated value of $5.74 per share and 3,709 shares at $5.055 per share.
According to the footnotes, these grants were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his board service during two periods beginning February 3, 2026 and April 1, 2026. After these awards, he directly holds 6,976 shares of Cadiz common stock.
O'Hara David Mark reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc director David Mark O'Hara received stock awards instead of cash fees. On April 1, 2026, he was granted 3,267 shares of common stock at an indicated value of $5.74 per share and 3,709 shares at $5.055 per share.
According to the footnotes, these grants were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his board service during two periods beginning February 3, 2026 and April 1, 2026. After these awards, he directly holds 6,976 shares of Cadiz common stock.
Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.
Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.
Cadiz Inc. outlines an ambitious buildout of its Mojave Groundwater Bank, combining water supply, storage, pipelines and filtration technology in Southern California. The company remains pre-revenue on its core water assets and reported a $34.2 million net loss in 2025, but operating activity is increasing.
ATEC, its water filtration unit, delivered record 2025 revenue of $14.5 million (up from $7.9 million) with improved margins, while total revenue reached $16.3 million. Cadiz has contracted for 21,275 acre-feet per year of water supply via its Northern Pipeline and is advancing additional supply and storage contracts.
The full Mojave Groundwater Bank, including Northern and Southern pipelines, wellfield and facilities, is now estimated to cost $1.25–$1.5 billion, up from about $800 million, driven by higher labor, power and remote-construction costs. To fund this, Cadiz formed Mojave Water Infrastructure Company, targets about $451 million of equity (including a $51 million Lytton tribe credit facility), and has an EPA WIFIA invitation for up to $194 million to support Northern Pipeline conversion.
Cadiz Inc. outlines an ambitious buildout of its Mojave Groundwater Bank, combining water supply, storage, pipelines and filtration technology in Southern California. The company remains pre-revenue on its core water assets and reported a $34.2 million net loss in 2025, but operating activity is increasing.
ATEC, its water filtration unit, delivered record 2025 revenue of $14.5 million (up from $7.9 million) with improved margins, while total revenue reached $16.3 million. Cadiz has contracted for 21,275 acre-feet per year of water supply via its Northern Pipeline and is advancing additional supply and storage contracts.
The full Mojave Groundwater Bank, including Northern and Southern pipelines, wellfield and facilities, is now estimated to cost $1.25–$1.5 billion, up from about $800 million, driven by higher labor, power and remote-construction costs. To fund this, Cadiz formed Mojave Water Infrastructure Company, targets about $451 million of equity (including a $51 million Lytton tribe credit facility), and has an EPA WIFIA invitation for up to $194 million to support Northern Pipeline conversion.