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CECO Environmental (CECO) general counsel acquires 8,465 shares in grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CECO Environmental’s General Counsel, Alyson Gregory, reported acquiring 8,465 shares of common stock of CECO Environmental Corp on January 15, 2026. The shares were acquired at a reported price of $0.00 per share, indicating they were received without cash payment, such as through an equity grant or similar award mechanism.

Following this transaction, Gregory’s direct beneficial ownership in CECO Environmental common stock increased to 20,615 shares. The filing shows no derivative securities transactions and confirms the report was filed for a single reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gregory Alyson Noel

(Last) (First) (Middle)
5080 SPECTRUM DRIVE
SUITE 800E

(Street)
ADDISON TX 75001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CECO ENVIRONMENTAL CORP [ CECO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2026 A 8,465 A $0 20,615 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Kiril Kovachev as Attorney-in-Fact for Alyson Gregory 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CECO (CECO) report in this Form 4?

The Form 4 reports that General Counsel Alyson Gregory acquired 8,465 shares of CECO Environmental common stock on January 15, 2026, coded as an acquisition.

At what price were the new CECO (CECO) shares acquired by the general counsel?

The 8,465 common shares reported for General Counsel Alyson Gregory were acquired at a stated price of $0.00 per share, indicating no cash consideration was paid for the shares.

How many CECO Environmental shares does Alyson Gregory own after this transaction?

After the reported acquisition, General Counsel Alyson Gregory beneficially owns 20,615 shares of CECO Environmental common stock in direct ownership form.

Is the CECO (CECO) Form 4 filed by one reporting person or multiple insiders?

The Form 4 is filed by one reporting person, identified as Gregory Alyson Noel, who serves as General Counsel of CECO Environmental Corp.

Does the CECO Environmental Form 4 include any derivative securities transactions?

No derivative securities transactions are reported. Table II for derivative securities is present but does not list any options, warrants, or other derivative instruments for this transaction.

What is the role of the insider involved in this CECO (CECO) Form 4 filing?

The reporting person, Gregory Alyson Noel, is identified as an officer of CECO Environmental Corp, holding the title of General Counsel, and is not listed as a director or 10% owner.

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