[144] Celcuity Inc. SEC Filing

Rhea-AI Filing Summary

Celcuity Inc. (NASDAQ: CELC) filed a Form 144 indicating the intent to sell 9,325 common shares, valued at roughly $420,766 based on the market price when the form was prepared. The shares, which equal about 0.02 % of the 37.9 million shares outstanding, were acquired through two stock-grant awards on 05/14/2022 (7,843 sh) and 05/12/2021 (1,482 sh). No cash consideration was paid for the grants.

The proposed sale is expected on or after 07/28/2025 through broker RBC Capital Markets, with execution on the NASDAQ market. The filer reported no other sales during the past three months and affirmed they possess no undisclosed material adverse information about the company. Form 144 is a notice only; execution is not guaranteed and volume limits under Rule 144 apply.

Given the modest size relative to CELC’s float and the routine nature of insider liquidity events, the filing is unlikely to be material for investors unless accompanied by additional insider activity or negative corporate developments.

Insights

Securities Analyst

TL;DR: Small Rule 144 sale (0.02 % float); neutral impact absent wider insider trend.

The notice covers 9,325 shares—roughly $421k—earmarked for sale by an insider who received the stock via grants. Form 144 filings are common practice to comply with Rule 144’s volume and holding-period requirements and do not obligate the seller to complete the trade. The stake is immaterial to liquidity or control, and no concurrent sales were disclosed. Unless this filing precedes a pattern of larger disposals or coincides with negative news, it should have minimal valuation impact. Investors may monitor subsequent Form 4s to confirm execution.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	9325	420766.00	37866358	07/28/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/14/2022	STOCK GRANT	ISSUER			7843	05/14/2022	N/A
COMMON	05/12/2021	STOCK GRANT	ISSUER			1482	05/12/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Celcuity (CELC) shares are being registered for sale?

The Form 144 covers 9,325 common shares.

What is the estimated market value of the proposed insider sale?

Aggregate market value is listed at $420,766.

When can the CELC shares be sold under this Form 144?

The approximate sale date disclosed is 07/28/2025.

What percentage of Celcuity’s outstanding shares does 9,325 represent?

About 0.02 % of the 37,866,358 shares outstanding.

How were the shares originally acquired?

They were stock-grant awards received on 05/14/2022 and 05/12/2021.

Which broker is handling the transaction?

RBC Capital Markets LLC is listed as the broker.