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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): February
12, 2025
Celularity Inc.
(Exact name of registrant as specified in its charter)
| Delaware |
|
001-38914 |
|
83-1702591 |
|
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
|
170 Park Ave
Florham Park, New Jersey |
|
07932 |
| (Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (908) 768-2170
N/A
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instructions A.2. below):
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Class A Common Stock, $0.0001 par value per share |
|
CELU |
|
The Nasdaq Stock Market LLC |
| Warrants, each exercisable for one-tenth of one share of Class A Common Stock at an exercise price of $11.50 per share |
|
CELUW |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Explanatory Note
As
previously disclosed in Celularity Inc.’s (the “Company’s”) Current Report on Form 8-K filed with the
Securities and Exchange Commission on February 18, 2025 (the “Original Form 8-K”),
on February 12, 2025, the Company entered into binding term sheets (the “Binding Term Sheets”) with each of C. V. Starr
& Co, Inc. (“Starr”) and Resorts World Inc Pte Ltd (“RWI”) to amend certain terms of forbearance
agreements entered into on March 13, 2024 between each of the Company, Starr and RWI.
This Current Report on Form 8-K/A is being filed
solely to include, as exhibits, certain warrants issued to each of Starr and RWI pursuant to the Binding Term Sheets. Specifically, the
Company (i) repriced certain outstanding warrants issued to Starr such that the exercise price of such warrants is $1.692 per share of
common stock, (ii) repriced certain outstanding warrants issued to RWI such that the exercise price of such warrants is $2.844
per share of common stock, (iii) issued Starr a warrant to purchase up to 100,000 shares of the Company’s common stock at an exercise
price of $1.692 per share and (iv) issued RWI a warrant to purchase up to 500,000 shares of the Company’s common stock at an exercise
price of $2.844 per share.
Accordingly, this amendment consists only of
the facing page, this explanatory note, Item 9.01, and Exhibits 10.1 through 10.7. Except as stated in this Explanatory Note,
no other information contained in the Original Form 8-K is changed.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits.
| Exhibit No. |
|
Description |
| 10.1 |
|
Amended and Restated Starr Warrant dated March 17, 2023 |
| 10.2 |
|
Amended and Restated Starr Warrant dated June 20, 2023 |
| 10.3 |
|
Starr Warrant dated February 12, 2025 |
| 10.4 |
|
Amended and Restated RWI Warrant dated June 20, 2023 |
| 10.5 |
|
Amended and Restated RWI Warrant Tranche 2 dated January 16, 2024 |
| 10.6 |
|
Amended and Restated RWI Warrant dated March 13, 2024 |
| 10.7 |
|
RWI Warrant dated July 24, 2025 |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
CELULARITY INC. |
| Dated: July 29, 2025 |
|
| |
By: |
/s/ Robert J. Hariri |
| |
Name: |
Robert J. Hariri, M.D., Ph.D. |
| |
Title: |
Chairman and CEO |