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Director Alan Riffkin discloses initial ownership in Cantor Equity Partners (CEPF)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Cantor Equity Partners IV, Inc. director Alan Riffkin filed an initial statement of beneficial ownership of company securities. This filing, required when someone becomes a director or other insider, establishes his starting ownership position but does not report any share transactions.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Riffkin Alan

(Last) (First) (Middle)
C/O CANTOR EQUITY PARTNERS IV, INC
110 EAST 59TH STREET

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/10/2026
3. Issuer Name and Ticker or Trading Symbol
Cantor Equity Partners IV, Inc. [ CEPF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Alan Riffkin 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Alan Riffkins Form 3 filing for CEPF show?

The Form 3 for CEPF shows that Alan Riffkin has become a director and is now classified as an insider. It serves as his initial statement of beneficial ownership in Cantor Equity Partners IV, Inc., without listing any specific share transactions.

Did Alan Riffkin buy or sell CEPF shares in this Form 3?

No share purchases or sales are reported in this Form 3 for CEPF. A Form 3 is primarily an initial ownership disclosure, and in this filing the transaction summary indicates no buy, sell, acquire, or dispose activity by the reporting person.

Why did Alan Riffkin have to file a Form 3 for CEPF?

A Form 3 is required when someone becomes an insider, such as a director, of a public company like CEPF. Alan Riffkin filed because he is a director of Cantor Equity Partners IV, Inc., and must disclose his beneficial ownership position under SEC rules.

Does Alan Riffkins CEPF Form 3 affect current shareholders?

The CEPF Form 3 is largely administrative and does not itself change shareholder rights. It simply identifies Alan Riffkin as a director and insider, providing transparency about his status without reporting any new share transactions or changes to capital structure.

Are there any footnote restrictions on Alan Riffkins CEPF ownership?

The provided data includes a placeholder for footnotes but no substantive disclosures. Based on this information, there are no additional details about voting power, investment authority, or indirect ownership structures associated with Alan Riffkins CEPF holdings.
Cantor Equity Partners Iv, Inc.

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