STOCK TITAN

Capstone Energy Plus grants director $30K in RSUs

A Capstone Energy Plus, Inc. director received 5,357 RSUs valued at $30,000 as equity compensation, vesting at the 2027 annual meeting.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Beard Robert F. reported acquisition or exercise transactions in this Form 4 filing.

Capstone Energy Plus, Inc. (CEPL) reported that director Robert F. Beard received an equity compensation award of 5,357 shares of voting common stock on September 1, 2026, in the form of restricted stock units with a $30,000 grant-date value based on a $5.60 share price. These RSUs vest in full on the date of Capstone Energy Plus, Inc.'s 2027 Annual Meeting of Stockholders, estimated to be August 20, 2027, subject to his continued service with the company. Following this award, he holds 22,006 shares of voting common stock directly, and no transactions were reported under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Beard Robert F.
Role Director
Type Security Shares Price Value
Grant/Award Voting Common Stock 5,357 $0.00 $0.00
Holdings After Transaction: Voting Common Stock — 22,006 shares (Direct)
Restricted stock units granted 5,357 shares Equity award to director Robert F. Beard on September 1, 2026
Grant-date value $30,000 Total value of restricted stock unit award based on closing price
Reference share price $5.60 per share CEPL closing price on September 1, 2026 used to size RSU award
Shares held after transaction 22,006 shares Total direct holdings of Capstone Energy Plus, Inc. voting common stock after the grant
Vesting date estimate August 20, 2027 Estimated date of issuer's 2027 Annual Meeting when RSUs vest, subject to continued service
restricted stock units financial
"Represents shares of voting common stock underlying restricted stock units that fully vests"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant-date value financial
"The award has a grant-date value of $30,000."
voting common stock financial
"Represents shares of voting common stock underlying restricted stock units"
continued service financial
"subject to the reporting person's continued service with the Issuer."

FAQ

What transaction did CEPL report for director Robert F. Beard on this Form 4?

The Form 4 reports that Robert F. Beard, a director of CEPL, received 5,357 restricted stock units of voting common stock on September 1, 2026 as an equity compensation grant with a $30,000 grant-date value.

How many CEPL shares did Robert F. Beard hold after the reported grant?

After the equity award, Robert F. Beard directly held 22,006 shares of Capstone Energy Plus, Inc. voting common stock, as reported in the Form 4’s post-transaction holdings field.

What is the vesting schedule for the 5,357 CEPL restricted stock units?

The 5,357 restricted stock units vest in full on the date of Capstone Energy Plus, Inc.'s 2027 Annual Meeting of Stockholders, estimated to be August 20, 2027, and are subject to Mr. Beard’s continued service with the company.

How was the number of 5,357 CEPL restricted stock units determined?

The award has a $30,000 grant-date value. Using CEPL’s $5.60 closing price on September 1, 2026, the grant value divided by the share price equaled 5,357 restricted stock units, after rounding to the nearest whole share.

Was the CEPL Form 4 transaction made under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, meaning the reported grant of 5,357 restricted stock units was not reported as being made under a Rule 10b5-1 trading plan.

Is the 5,357-share CEPL award a market purchase or a compensation grant?

The Form 4 classifies the transaction as a grant, award, or other acquisition of 5,357 shares of voting common stock in the form of restricted stock units, with a reported $0.00 transaction price per share, indicating an equity compensation grant rather than a market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Beard Robert F.

(Last)(First)(Middle)
7001 MOUNT RUSHMORE RD.

(Street)
RAPID CITY SOUTH DAKOTA 57702

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Capstone Energy Plus, Inc. [ CEPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Voting Common Stock09/01/2026A5,357A$022,006D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
(1) Represents shares of voting common stock underlying restricted stock units that fully vests in full on the date of the issuer's 2027 Annual Meeting of Stockholders (estimated to be 8/20/2027), subject to the reporting person's continued service with the Issuer. The award has a grant-date value of $30,000. Based on the $5.60 closing price on September 1, 2026, $30,000 divided by $5.60 equals 5,357 restricted stock units after rounding to the nearest whole share.
Robert Beard09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)