Canino Vincent J. reported acquisition or exercise transactions in a Form 4 filing for CEPL. The filing lists transactions totaling 2,990 shares at a weighted average price of $5.77 per share on September 9, 2026. Following the reported transactions, holdings were 544,452 shares.
Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Powelson Robert F reported acquisition or exercise transactions in this Form 4 filing.
Capstone Energy Plus, Inc. (CEPL) reported that director Robert F. Powelson received an equity award on September 1, 2026. He was granted 5,357 restricted stock units settled in voting common stock, with a grant-date value of $30,000, based on a $5.60 closing share price on that date.
The units are scheduled to vest in full at the company’s 2027 annual stockholders meeting, estimated to occur on August 20, 2027, subject to his continued service. Following this award, he holds 86,224 shares of voting common stock and 60,795 shares of non-voting common stock directly, and no Rule 10b5-1 trading plan is reported.
Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Miller John P. reported acquisition or exercise transactions in this Form 4 filing.
Capstone Energy Plus, Inc. (CEPL) reported that director John P. Miller received a grant of 5,357 shares of Voting Common Stock on September 1, 2026, as a compensation-related award at a reported price of $0.00 per share. Following this grant, he directly holds 57,164 shares of the company’s Voting Common Stock.
Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC.
Capstone Energy Plus, Inc. (CEPL) reported that director Fu Ping received an equity award of 5,357 shares of voting common stock on September 1, 2026, with a grant-date value of $30,000. These shares vest in full at the 2027 Annual Meeting of Stockholders, estimated for August 20, 2027, subject to continued service, and no Rule 10b5-1 trading plan is reported.
Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Beard Robert F. reported acquisition or exercise transactions in this Form 4 filing.
Capstone Energy Plus, Inc. (CEPL) reported that director Robert F. Beard received an equity compensation award of 5,357 shares of voting common stock on September 1, 2026, in the form of restricted stock units with a $30,000 grant-date value based on a $5.60 share price. These RSUs vest in full on the date of Capstone Energy Plus, Inc.'s 2027 Annual Meeting of Stockholders, estimated to be August 20, 2027, subject to his continued service with the company. Following this award, he holds 22,006 shares of voting common stock directly, and no transactions were reported under a Rule 10b5-1 trading plan.
Capstone Energy Plus, Inc. (CEPL) reported that director Denise Wilson received an equity award on September 1, 2026. She was granted 5,357 shares of voting common stock in the form of restricted stock units that vest in full on the date of the company’s 2027 Annual Meeting of Stockholders, subject to her continued service.
After this award, she holds 71,092 shares of voting common stock and 60,795 shares of non-voting common stock directly. No Rule 10b5-1 trading plan is reported in connection with these transactions.
Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 8-K filing submitted to the SEC.
Capstone Energy Plus, Inc. received an amended beneficial ownership report from Laurence W. Lytton and the Lytton-Kambara Foundation. Lytton reports beneficial ownership of 1,746,561 shares of common stock, representing 5.4% of the class, all with shared voting and dispositive power. The Foundation reports beneficial ownership of 1,446,561 shares, or 4.5% of the class, also with shared voting and dispositive power and no sole power to vote or dispose. Percentages are based on 32,230,733 shares outstanding as of June 18, 2026. Lytton and the Foundation have executed an agreement regarding joint filing of this Schedule 13G statement.
Capstone Energy+, Inc. reported Q1 Fiscal 2027 revenue of $24.9 million, down from $27.9 million a year earlier, as rental and U.S. sales declined. Despite lower revenue, gross profit rose to $8.8 million and the company generated income from operations of $1.0 million versus an operating loss in the prior-year quarter.
After interest and other items, net income was $37,000, but a $1.0 million paid-in-kind dividend on Series A preferred stock produced a net loss of $0.9 million to common holders, or $(0.03) per share. Operating cash flow improved to $5.4 million from a use of cash previously, lifting cash and restricted cash to $32.3 million at June 30, 2026.
Total assets were $114.8 million, including $29.9 million of inventories. The balance sheet shows $25.3 million of Exit Notes classified as current and a stockholders’ deficit of $45.2 million, alongside $74.9 million of redeemable Series A preferred stock. The company was in compliance with its debt covenants. Subsequent events include a Nasdaq listing, an effective $500.0 million Form S-3 shelf, and a CARB Notice of Violation with potential civil penalties not yet estimable.