Capstone Energy CEO has 2,990 shares withheld

Capstone Energy Plus CEO had shares withheld to cover RSU tax obligations and now directly holds 544,452 CEPL voting common shares.

Rhea-AI Filing Summary

Canino Vincent J. reported acquisition or exercise transactions in a Form 4 filing for CEPL. The filing lists transactions totaling 2,990 shares at a weighted average price of $5.77 per share on September 9, 2026. Following the reported transactions, holdings were 544,452 shares.

Insider Trade Summary

Exercise Price or Tax Liability: 2,990 shares

Exercise Price or Tax Liability 1 txn

Insider Canino Vincent J.

Role President & CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Voting Common Stock	2,990	$5.77	$17K

Holdings After Transaction: Voting Common Stock — 544,452 shares (Direct)

Key Figures

Shares withheld for tax liability: 2,990 shares Reference price per share: $5.77 per share Shares held after transaction: 544,452 shares +5 more

8 metrics

Shares withheld for tax liability 2,990 shares Voting common stock withheld on September 9, 2026 to pay tax from RSU vesting

Reference price per share $5.77 per share Valuation for the 2,990 shares delivered or withheld for tax liability

Shares held after transaction 544,452 shares Total direct holdings of voting common stock following the September 9, 2026 transaction

RSU-based shares vesting March 11, 2026 and 2027 150,000 shares Voting common stock underlying RSUs vesting in equal annual installments on March 11, 2026 and March 11, 2027

RSU-based shares vesting September 9, 2027 8,333 shares Voting common stock underlying RSUs vesting on September 9, 2027

RSU-based shares vesting April 3, 2027 and 2028 32,834 shares Voting common stock underlying RSUs vesting in two equal annual installments starting April 3, 2027

Restricted stock awards vesting 2027–2029 65,000 shares Voting common stock underlying restricted stock awards vesting in three equal annual installments from May 12, 2027 through May 12, 2029

Shares from private offering 75,000 shares Voting common stock purchased in the issuer’s private offering held by the CEO

Key Terms

restricted stock units, voting common stock, private offering, tax liability

4 terms

restricted stock units financial

"in connection with the vesting and settlement of the restricted stock units vested"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

voting common stock financial

"Reflects the deemed disposition of shares of voting common stock to cover"

private offering financial

"75,000 shares of voting common stock purchased in the Issuer private offering"

A private offering is the sale of securities—such as shares or bonds—directly to a limited group of investors rather than through public markets or a broad auction. It matters to investors because it changes who owns the company and how much cash the business has available, which can dilute existing shareholders, affect share liquidity and price discovery, and signal strategic moves or funding needs; think of it as selling a batch of goods to a few trusted customers instead of opening a shop to everyone.

tax liability financial

"to cover the Reporting Person's tax liability in connection with the vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CEPL President & CEO Vincent J. Canino report?

He reported an F-code transaction on September 9, 2026 where 2,990 shares of CEPL voting common stock were withheld to pay tax liability associated with vesting and settlement of restricted stock units, at a reference price of $5.77 per share.

Did the CEPL CEO sell shares of stock on the open market in this Form 4?

No. The filing describes a payment of tax liability by delivering or withholding securities related to vested restricted stock units. It does not describe an open-market purchase or sale, and no Rule 10b5-1 trading plan is indicated.

How many CEPL shares does the CEO hold after this reported transaction?

After the September 9, 2026 transaction, Vincent J. Canino directly holds 544,452 shares of CEPL voting common stock. This total includes vested shares, unvested restricted stock unit and restricted stock awards, and 75,000 shares purchased in a private offering.

At what price were the CEPL shares withheld for the CEO’s tax payment?

The 2,990 shares of CEPL voting common stock withheld to cover tax liability are reported at a reference price of $5.77 per share, used to value the shares delivered for the tax obligation.

What future vesting equity awards does the CEPL CEO hold?

His holdings include 150,000 RSU-based shares vesting in equal annual installments on March 11, 2026 and March 11, 2027; 8,333 RSU-based shares vesting on September 9, 2027; 32,834 RSU-based shares vesting in two annual installments from April 3, 2027 and 2028; and 65,000 restricted stock shares vesting in three annual installments from May 12, 2027 through 2029.

How many CEPL shares did the CEO buy in the issuer’s private offering?

The remarks state that Vincent J. Canino holds 75,000 shares of CEPL voting common stock that were purchased in the issuer’s private offering, and these are included in his total direct holdings after the reported transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 09:03 PM Accepted by SEC EDGAR 09/11/2026 - 09:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Canino Vincent J.

(Last) (First) (Middle)

16640 STAGG STREET

(Street)

VAN NUYS CALIFORNIA 91406

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Energy Plus, Inc. [ CEPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	09/09/2026		F		2,990	A	$5.77	544,452	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

1. Reflects the deemed disposition of shares of voting common stock to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units vested on September 9, 2026. 2. Includes 150,000 shares of voting common stock underlying restricted stock units that vest in equal annual installments on March 11, 2026, and March 11, 2027, respectively, 8,333 shares of voting common stock underlying restricted stock units that vest on September 9, 2027, 32,834 shares of voting common stock units that vest in two equal annual installments commencing on April 3, 2027 and April 3, 2028, 65,000 shares of voting common stock underlying restricted stock awards that vest in three equal annual installments commencing on May 12, 2027, May 12, 2028 and May 12, 2029, and 75,000 shares of voting common stock purchased in the Issuer private offering.

	Vincent Canino	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)