Capstone Energy Plus grants director $30K RSUs

Director Robert F. Powelson received a $30,000 restricted stock unit award that vests at Capstone Energy Plus’s 2027 annual meeting.

Rhea-AI Filing Summary

Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Powelson Robert F reported acquisition or exercise transactions in this Form 4 filing.

Capstone Energy Plus, Inc. (CEPL) reported that director Robert F. Powelson received an equity award on September 1, 2026. He was granted 5,357 restricted stock units settled in voting common stock, with a grant-date value of $30,000, based on a $5.60 closing share price on that date.

The units are scheduled to vest in full at the company’s 2027 annual stockholders meeting, estimated to occur on August 20, 2027, subject to his continued service. Following this award, he holds 86,224 shares of voting common stock and 60,795 shares of non-voting common stock directly, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 5,357 shares

Grant/Award 2 txns

Insider Powelson Robert F

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Voting Common Stock	5,357	$0.00	$0.00
Grant/Award	Non-voting Common Stock	0	$0.00	$0.00

Holdings After Transaction: Voting Common Stock — 86,224 shares (Direct); Non-voting Common Stock — 60,795 shares (Direct)

Key Figures

Restricted stock units granted: 5,357 units Grant-date value: $30,000 Reference closing price: $5.60 per share +3 more

6 metrics

Restricted stock units granted 5,357 units Equity award to director Robert F. Powelson on September 1, 2026

Grant-date value $30,000 Total value of the restricted stock unit award

Reference closing price $5.60 per share Closing price of voting common stock on September 1, 2026 used to size the award

Vesting date (estimated) August 20, 2027 Expected date of the 2027 annual meeting when the RSUs vest, subject to continued service

Voting common stock holding after award 86,224 shares Direct holdings of voting common stock following the reported transactions

Non-voting common stock holding after award 60,795 shares Direct holdings of non-voting common stock following the reported transactions

Key Terms

restricted stock units, voting common stock, non-voting common stock, grant-date value

4 terms

restricted stock units financial

"Represents shares of voting common stock underlying restricted stock units that fully vests"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

voting common stock financial

"Represents shares of voting common stock underlying restricted stock units"

non-voting common stock financial

"Non-voting Common Stock"

A non-voting common stock is an ownership share in a company that gives holders the same economic rights as regular shares—such as claiming a portion of profits and benefiting from price gains—but does not give the holder the right to vote on corporate decisions. Think of it like owning a seat on a train that shares the ride’s benefits but not the ability to steer the engine; investors care because it affects their influence over management, potential control disputes, and sometimes the stock’s price or attractiveness.

grant-date value financial

"The award has a grant-date value of $30,000."

FAQ

What equity award did CEPL director Robert F. Powelson receive on September 1, 2026?

He received an award of 5,357 restricted stock units of voting common stock with a grant-date value of $30,000, calculated using a $5.60 closing share price on September 1, 2026.

When do Robert F. Powelson’s new CEPL restricted stock units vest?

The restricted stock units are scheduled to vest in full on the date of Capstone Energy Plus’s 2027 annual meeting of stockholders, estimated to be August 20, 2027, subject to his continued service with the company.

How many CEPL voting shares does Robert F. Powelson hold after this Form 4 transaction?

After the award, Robert F. Powelson holds 86,224 shares of CEPL voting common stock directly, as reported in the Form 4.

How many CEPL non-voting shares does Robert F. Powelson own after this filing?

He holds 60,795 shares of CEPL non-voting common stock directly after the reported transactions.

Was Robert F. Powelson’s CEPL equity award made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported in connection with these transactions.

What is the implied per-share value used for Robert F. Powelson’s CEPL RSU grant?

The grant-date value of $30,000 was based on a $5.60 closing price for CEPL voting common stock on September 1, 2026, producing 5,357 restricted stock units after rounding.

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Available on EDGAR 09/03/2026 - 09:57 PM Accepted by SEC EDGAR 09/03/2026 - 09:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Powelson Robert F

(Last) (First) (Middle)

C/O CAPSTONE GREEN ENERGY HOLDINGS, INC.

16640 STAGG STREET

(Street)

VAN NUYS CALIFORNIA 91406

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Energy Plus, Inc. [ CEPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	09/01/2026		A		5,357	A	$0	86,224	D
Non-voting Common Stock	09/01/2026		A		0	A	$0	60,795	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

(1) Represents shares of voting common stock underlying restricted stock units that fully vests in full on the date of the issuer's 2027 Annual Meeting of Stockholders (estimated to be 8/20/2027), subject to the reporting person's continued service with the Issuer. The award has a grant-date value of $30,000. Based on the $5.60 closing price on September 1, 2026, $30,000 divided by $5.60 equals 5,357 restricted stock units after rounding to the nearest whole share.

	Robert Powelson	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)