Capstone Energy Plus grants director 5,357 shares

Director John P. Miller received a stock grant that increased his direct holdings in Capstone Energy Plus, Inc.

Rhea-AI Filing Summary

Capstone Energy Plus, Inc. (symbol: CEPL) is the issuer of record for a Form 4 filing submitted to the SEC. Miller John P. reported acquisition or exercise transactions in this Form 4 filing.

Capstone Energy Plus, Inc. (CEPL) reported that director John P. Miller received a grant of 5,357 shares of Voting Common Stock on September 1, 2026, as a compensation-related award at a reported price of $0.00 per share. Following this grant, he directly holds 57,164 shares of the company’s Voting Common Stock.

Insider Trade Summary

Grant/Award: 5,357 shares

Grant/Award 1 txn

Insider Miller John P.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Voting Common Stock	5,357	$0.00	$0.00

Holdings After Transaction: Voting Common Stock — 57,164 shares (Direct)

Key Figures

Shares granted: 5,357 shares Reported grant price: $0.00 per share Shares held after transaction: 57,164 shares

3 metrics

Shares granted 5,357 shares Grant of Voting Common Stock on September 1, 2026 to director John P. Miller

Reported grant price $0.00 per share Price field for the September 1, 2026 stock grant

Shares held after transaction 57,164 shares Director John P. Miller’s direct holdings of Voting Common Stock following the grant

Key Terms

Voting Common Stock, Grant, award, or other acquisition, Rule 10b5-1

3 terms

Voting Common Stock financial

"Grant of 5,357 shares of Voting Common Stock on September 1, 2026"

Grant, award, or other acquisition financial

"The transaction code description is Grant, award, or other acquisition"

Rule 10b5-1 regulatory

"The Rule 10b5-1 checkbox is marked false for this filing"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did CEPL disclose for director John P. Miller?

Capstone Energy Plus, Inc. disclosed that director John P. Miller received a grant of 5,357 shares of Voting Common Stock on September 1, 2026 as a compensation-related acquisition reported at $0.00 per share.

How many CEPL shares does John P. Miller hold after this Form 4 transaction?

After the reported grant, director John P. Miller directly holds 57,164 shares of Capstone Energy Plus, Inc. Voting Common Stock, as shown in the post-transaction holdings field of the Form 4.

Was the CEPL Form 4 transaction by John P. Miller a purchase or a grant?

The Form 4 describes the event as a grant, award, or other acquisition of 5,357 shares of Voting Common Stock, coded as an acquisition rather than an open-market purchase.

Did John P. Miller’s CEPL stock grant occur under a Rule 10b5-1 trading plan?

No. The document-level checkbox for a Rule 10b5-1 trading plan is marked false, indicating that the reported grant of 5,357 shares was not affirmed as made under such a plan.

Is John P. Miller’s ownership in CEPL direct or indirect after this Form 4 event?

The filing identifies John P. Miller’s post-transaction holdings of 57,164 shares of Voting Common Stock as direct ownership, with no nature-of-ownership footnote modifying that classification.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 09:53 PM Accepted by SEC EDGAR 09/03/2026 - 09:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Miller John P.

(Last) (First) (Middle)

26W073 MOHICAN DRIVE

(Street)

WHEATON ILLINOIS 60189

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Energy Plus, Inc. [ CEPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	09/01/2026		A		5,357	A	$0	57,164	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	John Miller	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)