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[S-8] CERo Therapeutics Holdings, Inc. Employee Benefit Plan Registration

Filing Impact
(No impact)
Filing Sentiment
(Neutral)
Form Type
S-8
Rhea-AI Filing Summary

Stitch Fix, Inc. (SFIX) – Form 144 filing: Insider Casey O’Connor has filed a notice to sell up to 31,248 Class A shares through Charles Schwab on or about 07/28/2025. At an aggregate market value of $166,901, the implied price is roughly $5.34 per share. The proposed sale represents only 0.027 % of the 114.2 million shares outstanding, indicating de-minimis dilution risk. The shares were recently acquired the same day via an employee stock-option cashless exercise.

Form 144 also discloses that during the past three months O’Connor sold 60,000 SFIX shares for total gross proceeds of $285,933 (average ≈ $4.77 per share). No other financial or operational data are provided. Form 144 is a notice only; completion of the sale is not guaranteed and timing/price may change.

Stitch Fix, Inc. (SFIX) – Deposito del Modulo 144: L'insider Casey O’Connor ha presentato una notifica per vendere fino a 31.248 azioni di Classe A tramite Charles Schwab intorno al 28/07/2025. Con un valore di mercato complessivo di 166.901 $, il prezzo implicito è di circa 5,34 $ per azione. La vendita proposta rappresenta solo lo 0,027% delle 114,2 milioni di azioni in circolazione, indicando un rischio di diluizione trascurabile. Le azioni sono state acquisite lo stesso giorno tramite un esercizio senza esborso di opzioni azionarie per dipendenti.

Il Modulo 144 rivela inoltre che negli ultimi tre mesi O’Connor ha venduto 60.000 azioni SFIX per un ricavo lordo totale di 285.933 $ (media ≈ 4,77 $ per azione). Non sono forniti altri dati finanziari o operativi. Il Modulo 144 è una notifica soltanto; il completamento della vendita non è garantito e tempi/prezzi potrebbero variare.

Stitch Fix, Inc. (SFIX) – Presentación del Formulario 144: El insider Casey O’Connor ha presentado un aviso para vender hasta 31,248 acciones Clase A a través de Charles Schwab alrededor del 28/07/2025. Con un valor de mercado agregado de $166,901, el precio implícito es aproximadamente $5.34 por acción. La venta propuesta representa solo el 0.027% de las 114.2 millones de acciones en circulación, indicando un riesgo de dilución mínimo. Las acciones fueron adquiridas el mismo día mediante un ejercicio sin efectivo de opciones sobre acciones para empleados.

El Formulario 144 también revela que en los últimos tres meses O’Connor vendió 60,000 acciones de SFIX por un total bruto de $285,933 (promedio ≈ $4.77 por acción). No se proporcionan otros datos financieros u operativos. El Formulario 144 es solo una notificación; la venta no está garantizada y el momento/precio pueden cambiar.

Stitch Fix, Inc. (SFIX) – Form 144 제출: 내부자 Casey O’Connor가 Charles Schwab을 통해 31,248주 클래스 A 주식를 2025년 7월 28일경에 매도할 예정임을 신고했습니다. 총 시장 가치는 $166,901이며, 주당 가격은 대략 $5.34입니다. 제안된 매도는 발행 주식 1억 1,420만 주의 0.027%에 불과해 희석 위험이 미미함을 나타냅니다. 해당 주식은 같은 날 직원 스톡옵션 무현금 행사를 통해 취득되었습니다.

Form 144는 또한 지난 3개월 동안 O’Connor가 60,000주 SFIX 주식를 총 $285,933에 매도했음을 공개합니다(평균 ≈ 주당 $4.77). 다른 재무 또는 운영 데이터는 제공되지 않았습니다. Form 144는 단순 통지이며, 매도 완료가 보장되지 않고 시기나 가격이 변경될 수 있습니다.

Stitch Fix, Inc. (SFIX) – Dépôt du formulaire 144 : L’initié Casey O’Connor a déposé un avis pour vendre jusqu’à 31 248 actions de classe A via Charles Schwab aux alentours du 28/07/2025. Avec une valeur marchande totale de 166 901 $, le prix implicite est d’environ 5,34 $ par action. La vente proposée ne représente que 0,027 % des 114,2 millions d’actions en circulation, indiquant un risque de dilution négligeable. Les actions ont été acquises le même jour via un exercice sans paiement d’options d’achat d’actions employé.

Le formulaire 144 révèle également que, au cours des trois derniers mois, O’Connor a vendu 60 000 actions SFIX pour un produit brut total de 285 933 $ (moyenne ≈ 4,77 $ par action). Aucune autre donnée financière ou opérationnelle n’est fournie. Le formulaire 144 est une simple notification ; la réalisation de la vente n’est pas garantie et le calendrier/prix peuvent évoluer.

Stitch Fix, Inc. (SFIX) – Form 144 Einreichung: Insider Casey O’Connor hat eine Mitteilung eingereicht, um bis zu 31.248 Class A Aktien über Charles Schwab ungefähr am 28.07.2025 zu verkaufen. Bei einem Gesamtmarktwert von 166.901 $ entspricht der implizierte Preis etwa 5,34 $ pro Aktie. Der vorgeschlagene Verkauf stellt nur 0,027 % der 114,2 Millionen ausstehenden Aktien dar, was auf ein vernachlässigbares Verwässerungsrisiko hinweist. Die Aktien wurden am selben Tag durch eine barlose Ausübung von Mitarbeiteraktienoptionen erworben.

Form 144 offenbart außerdem, dass O’Connor in den letzten drei Monaten 60.000 SFIX-Aktien mit Bruttoerlösen von 285.933 $ verkauft hat (Durchschnitt ≈ 4,77 $ pro Aktie). Weitere finanzielle oder operative Daten werden nicht bereitgestellt. Form 144 ist lediglich eine Mitteilung; der Abschluss des Verkaufs ist nicht garantiert und Zeitpunkt/Preis können sich ändern.

Positive
  • None.
Negative
  • Continued insider selling: Casey O’Connor plans to sell 31,248 shares after disposing of 60,000 shares in the prior three months, potentially pressuring sentiment.

Insights

TL;DR: Minor insider sale; signal value modest, financial impact immaterial.

This filing signals planned liquidation of 31,248 recently exercised options plus disclosure of 60,000 shares already sold. The combined 91,248 shares equal less than 0.1 % of SFIX’s float, so balance-sheet and EPS impact is negligible. However, cumulative insider selling could weigh on sentiment in a struggling retail-tech name trading near $5. The absence of complementary operational data limits deeper insight; investors should monitor for additional insider activity and upcoming earnings for context.

Stitch Fix, Inc. (SFIX) – Deposito del Modulo 144: L'insider Casey O’Connor ha presentato una notifica per vendere fino a 31.248 azioni di Classe A tramite Charles Schwab intorno al 28/07/2025. Con un valore di mercato complessivo di 166.901 $, il prezzo implicito è di circa 5,34 $ per azione. La vendita proposta rappresenta solo lo 0,027% delle 114,2 milioni di azioni in circolazione, indicando un rischio di diluizione trascurabile. Le azioni sono state acquisite lo stesso giorno tramite un esercizio senza esborso di opzioni azionarie per dipendenti.

Il Modulo 144 rivela inoltre che negli ultimi tre mesi O’Connor ha venduto 60.000 azioni SFIX per un ricavo lordo totale di 285.933 $ (media ≈ 4,77 $ per azione). Non sono forniti altri dati finanziari o operativi. Il Modulo 144 è una notifica soltanto; il completamento della vendita non è garantito e tempi/prezzi potrebbero variare.

Stitch Fix, Inc. (SFIX) – Presentación del Formulario 144: El insider Casey O’Connor ha presentado un aviso para vender hasta 31,248 acciones Clase A a través de Charles Schwab alrededor del 28/07/2025. Con un valor de mercado agregado de $166,901, el precio implícito es aproximadamente $5.34 por acción. La venta propuesta representa solo el 0.027% de las 114.2 millones de acciones en circulación, indicando un riesgo de dilución mínimo. Las acciones fueron adquiridas el mismo día mediante un ejercicio sin efectivo de opciones sobre acciones para empleados.

El Formulario 144 también revela que en los últimos tres meses O’Connor vendió 60,000 acciones de SFIX por un total bruto de $285,933 (promedio ≈ $4.77 por acción). No se proporcionan otros datos financieros u operativos. El Formulario 144 es solo una notificación; la venta no está garantizada y el momento/precio pueden cambiar.

Stitch Fix, Inc. (SFIX) – Form 144 제출: 내부자 Casey O’Connor가 Charles Schwab을 통해 31,248주 클래스 A 주식를 2025년 7월 28일경에 매도할 예정임을 신고했습니다. 총 시장 가치는 $166,901이며, 주당 가격은 대략 $5.34입니다. 제안된 매도는 발행 주식 1억 1,420만 주의 0.027%에 불과해 희석 위험이 미미함을 나타냅니다. 해당 주식은 같은 날 직원 스톡옵션 무현금 행사를 통해 취득되었습니다.

Form 144는 또한 지난 3개월 동안 O’Connor가 60,000주 SFIX 주식를 총 $285,933에 매도했음을 공개합니다(평균 ≈ 주당 $4.77). 다른 재무 또는 운영 데이터는 제공되지 않았습니다. Form 144는 단순 통지이며, 매도 완료가 보장되지 않고 시기나 가격이 변경될 수 있습니다.

Stitch Fix, Inc. (SFIX) – Dépôt du formulaire 144 : L’initié Casey O’Connor a déposé un avis pour vendre jusqu’à 31 248 actions de classe A via Charles Schwab aux alentours du 28/07/2025. Avec une valeur marchande totale de 166 901 $, le prix implicite est d’environ 5,34 $ par action. La vente proposée ne représente que 0,027 % des 114,2 millions d’actions en circulation, indiquant un risque de dilution négligeable. Les actions ont été acquises le même jour via un exercice sans paiement d’options d’achat d’actions employé.

Le formulaire 144 révèle également que, au cours des trois derniers mois, O’Connor a vendu 60 000 actions SFIX pour un produit brut total de 285 933 $ (moyenne ≈ 4,77 $ par action). Aucune autre donnée financière ou opérationnelle n’est fournie. Le formulaire 144 est une simple notification ; la réalisation de la vente n’est pas garantie et le calendrier/prix peuvent évoluer.

Stitch Fix, Inc. (SFIX) – Form 144 Einreichung: Insider Casey O’Connor hat eine Mitteilung eingereicht, um bis zu 31.248 Class A Aktien über Charles Schwab ungefähr am 28.07.2025 zu verkaufen. Bei einem Gesamtmarktwert von 166.901 $ entspricht der implizierte Preis etwa 5,34 $ pro Aktie. Der vorgeschlagene Verkauf stellt nur 0,027 % der 114,2 Millionen ausstehenden Aktien dar, was auf ein vernachlässigbares Verwässerungsrisiko hinweist. Die Aktien wurden am selben Tag durch eine barlose Ausübung von Mitarbeiteraktienoptionen erworben.

Form 144 offenbart außerdem, dass O’Connor in den letzten drei Monaten 60.000 SFIX-Aktien mit Bruttoerlösen von 285.933 $ verkauft hat (Durchschnitt ≈ 4,77 $ pro Aktie). Weitere finanzielle oder operative Daten werden nicht bereitgestellt. Form 144 ist lediglich eine Mitteilung; der Abschluss des Verkaufs ist nicht garantiert und Zeitpunkt/Preis können sich ändern.

As filed with the Securities and Exchange Commission on July 28, 2025

Registration No. 333-        

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM S-8 

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

 

 

CERO THERAPEUTICS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   81-4182129

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

 

201 Haskins Way, Suite 230

South San Francisco, CA 94080

(215) 731-9450 

(Address of Principal Executive Offices)

 

CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan

CERo Therapeutics Holdings, Inc. 2024 Employee Stock Purchase Plan

(Full Title of the Plans)

 

 

 

Chris Ehrlich

Chief Executive Officer

CERo Therapeutics Holdings, Inc.

201 Haskins Way, Suite 230

South San Francisco, CA 94080

Telephone: (215) 731-9450

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

Stephen M. Davis

Jeffrey A. Letalien

Goodwin Procter LLP

The New York Times Building

620 Eighth Avenue

New York, New York 10018

(212) 813-8800 

 

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer Accelerated filer
Non-accelerated filer Smaller reporting company
    Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

 

 

 

 

 

PART I.

 

EXPLANATORY NOTE

 

This registration statement on Form S-8 (this “Registration Statement”), is being filed by CERo Therapeutics Holdings, Inc. (the “Registrant”), for the purpose of registering an additional (1) 109,485 shares of the Registrant’s common stock, par value $0.0001 per share (“Common Stock”), issuable pursuant to the CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan (the “2024 Plan”), and (2) 510 shares of Common Stock, issuable pursuant to the CERo Therapeutics Holdings, Inc. 2024 Employee Stock Purchase Plan (the “2024 ESPP”) (in each case as adjusted for each of the reverse stock split of 1-for-100 effected by the Registrant effective as of January 8, 2025 and the reverse stock split of 1-for-20 effected by the Registrant effective as of June 13, 2025), as additional shares of Common Stock issuable under each of the 2024 Plan and the 2024 ESPP for which shares of Common Stock have previously been registered pursuant to a Registration Statement on Form S-8 which has previously been filed and is effective. Accordingly, this Registration Statement on Form S-8 incorporates by reference the contents of the Registration Statement on Form S-8 (File No. 333-283698) filed with the Securities and Exchange Commission on December 9, 2024 by the Registrant, relating to the 2024 Plan and 2024 ESPP, except, in each case, for “Item 8. Exhibits.” 

 

1

 

 

PART II.

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 8. Exhibits.

 

EXHIBIT INDEX 

 

Exhibit
No.
  Description
   
4.1   Second Amended and Restated Certificate of Incorporation of CERo Therapeutics Holdings, Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K/A, filed on February 27, 2024).
   
4.2   Second Amended and Restated Bylaws of CERo Therapeutics Holdings, Inc. (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K/A, filed on February 27, 2024). 
   
5.1*   Opinion of Goodwin Procter LLP.
   
23.1*   Consent of Wolf & Company, P.C.
   
23.2*   Consent of Goodwin Procter LLP (included in Exhibit 5.1).
   
24.1*   Power of Attorney (included on signature page of this Registration Statement).
   
99.1   CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K/A, filed on February 27, 2024 (File No. 001-40877)). 
     
99.2   CERo Therapeutics Holdings, Inc. 2024 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K/A, filed on February 27, 2024 (File No. 001-40877)).
   
99.3  

First Amendment to the CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 99.4 to the Registrant’s Registration Statement on Form S-8, filed on December 9, 2024).

     
99.4   Second Amendment to the CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 99.5 to the Registrant’s Registration Statement on Form S-8, filed on December 9, 2024).
     
99.5   Third Amendment to the CERo Therapeutics Holdings, Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed on May 29, 2025).
   
107*   Filing Fee Table.

 

* Filed herewith.

 

II-1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of South San Francisco, State of California, on July 28, 2025.

 

  CERO THERAPEUTICS HOLDINGS, INC.
     
  By:

/s/ Chris Ehrlich

  Name: Chris Ehrlich.
  Title: Chairman, Chief Executive Officer and Director

 

POWER OF ATTORNEY AND SIGNATURES

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints each of Chris Ehrlich and Andrew Kucharchuk as such person’s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person in such person’s name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or any substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following person in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Chris Ehrlich   Chairman and Chief Executive Officer and Director   July 28, 2025
Chris Ehrlich   (Principal Executive Officer)    
         
/s/ Andrew Kucharchuk   Chief Financial Officer   July 28, 2025
Andrew Kucharchuk   (Principal Financial and Accounting Officer)    
         
/s/ Brian Atwood   Director   July 28, 2025
Brian Atwood        
         
/s/ Michael Byrnes   Director   July 28, 2025
Michael Byrnes        
         
/s/ Kathleen LaPorte   Director   July 28, 2025
Kathleen LaPorte        
         
/s/ Lindsey Rolfe   Director   July 28, 2025
Lindsey Rolfe        
         
/s/ Shami Patel   Director   July 28, 2025
Shami Patel        

 

II-2

 

 

FAQ

How many Stitch Fix (SFIX) shares are covered by this Form 144?

The notice covers 31,248 Class A shares.

What is the estimated value of the proposed SFIX share sale?

Aggregate market value is $166,901, implying about $5.34 per share.

Who is selling the shares disclosed in the Form 144?

Insider Casey O’Connor, who recently exercised employee stock options.

How many SFIX shares has the filer sold in the past three months?

O’Connor previously sold 60,000 shares for total proceeds of $285,933.

Does the Form 144 guarantee the sale will occur?

No. Form 144 is a notice; the insider may sell up to the stated amount but is not obligated.
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Biotechnology
Biological Products, (no Disgnostic Substances)
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United States
SOUTH SAN FRANCISCO