STOCK TITAN

Certara (CERT) CHRO granted performance and restricted stock units in new awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Certara, Inc. reported compensation-related equity awards for Chief Human Resources Officer Rona Anhalt. On May 11, 2026, she received grants of 92,592 performance stock units and 61,728 restricted stock units, each representing rights to receive shares of common stock under the company’s 2020 Incentive Plan.

The PSUs can ultimately pay out between 0% and 200% of the target amount based on Certara’s total shareholder return over performance periods ending on March 31, 2028 and March 31, 2029. The RSUs are scheduled to vest in three equal installments on April 1, 2027, April 1, 2028, and April 1, 2029. The filing also records a 43,938-unit PSU disposition to the issuer, reducing that specific grant’s balance to zero.

Positive

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Negative

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Insider Anhalt Rona
Role Chief Human Resources Officer
Type Security Shares Price Value
Disposition Performance Stock Units 43,938 $0.00 --
Grant/Award Performance Stock Units 43,938 $0.00 --
Grant/Award Restricted Stock Units 61,728 $0.00 --
Grant/Award Performance Stock Units 92,592 $0.00 --
Holdings After Transaction: Performance Stock Units — 0 shares (Direct, null); Restricted Stock Units — 61,728 shares (Direct, null)
Footnotes (1)
  1. Each Certara, Inc. ("Company") performance stock unit ("PSU") was granted on May 20, 2025, pursuant to the terms of the 2025 Long-Term Incentive Plan for Company executives approved by the Compensation Committee of the Company's Board of Directors, under the Certara 2020 Incentive Plan (the "2020 Incentive Plan"). Each PSU represents a conditional right to receive one share of Company common stock. The reporting person will be entitled to receive a number of shares between 0% and 200% of the target amount reported based on the Company's performance against certain total shareholder return thresholds through the period ending on March 31, 2028. Each restricted stock unit ("RSU") was granted on May 11, 2026, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. The RSUs will vest and settle in three equal installments on April 1, 2027, April 1, 2028, and April 1, 2029. Each Company PSU was granted on May 11, 2026, pursuant to the terms of the 2026 Long-Term Incentive Plan for Company executives approved by the Compensation Committee of the Company's Board of Directors, under the 2020 Incentive Plan. Each PSU represents a conditional right to receive one share of Company common stock. The reporting person will be entitled to receive a number of shares between 0% and 200% of the target amount reported based on the Company's performance against certain total shareholder return thresholds through the period ending on March 31, 2029.
Performance stock units grant 92,592 units PSUs granted, each for 1 share, under 2025 Long-Term Incentive Plan
Restricted stock units grant 61,728 units RSUs granted May 11, 2026 under 2020 Incentive Plan
Additional PSU grant 43,938 units PSUs granted May 11, 2026 under 2026 Long-Term Incentive Plan
PSU disposition to issuer 43,938 units Disposition to issuer leaving 0 units from that grant
PSU payout range 0%–200% Shares deliverable vs target amount, based on total shareholder return
First PSU performance end date March 31, 2028 Performance period end for 2025 PSU grant
Second PSU performance end date March 31, 2029 Performance period end for 2026 PSU grant
RSU vesting dates April 1, 2027, 2028, 2029 Three equal RSU installments
Performance Stock Units financial
"Each Certara, Inc. ("Company") performance stock unit ("PSU") was granted on May 20, 2025..."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
Restricted Stock Units financial
"Each restricted stock unit ("RSU") was granted on May 11, 2026, under the 2020 Incentive Plan..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2020 Incentive Plan financial
"approved by the Compensation Committee... under the Certara 2020 Incentive Plan (the "2020 Incentive Plan")."
Long-Term Incentive Plan financial
"pursuant to the terms of the 2025 Long-Term Incentive Plan for Company executives..."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
total shareholder return financial
"based on the Company's performance against certain total shareholder return thresholds..."
Total shareholder return is the overall gain an investor gets from owning a stock, combining changes in the share price plus any cash payouts like dividends, and assuming those payouts are reinvested in more shares. Investors use it like a single score that shows the true return on their investment—similar to checking both the growth of a savings account and the interest earned—to compare how well different companies or investments perform over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anhalt Rona

(Last)(First)(Middle)
C/O CERTARA, INC.
4 RADNOR CORPORATE CENTER, SUITE 350

(Street)
RADNOR PENNSYLVANIA 19087

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Certara, Inc. [ CERT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resources Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Units(1)05/11/2026D43,938 (1) (1)Common Stock43,938$00D
Performance Stock Units(1)05/11/2026A43,938 (1) (1)Common Stock43,938$043,938D
Restricted Stock Units(2)05/11/2026A61,728 (2)04/01/2029Common Stock61,728$061,728D
Performance Stock Units(3)05/11/2026A92,592 (3) (3)Common Stock92,592$092,592D
Explanation of Responses:
1. Each Certara, Inc. ("Company") performance stock unit ("PSU") was granted on May 20, 2025, pursuant to the terms of the 2025 Long-Term Incentive Plan for Company executives approved by the Compensation Committee of the Company's Board of Directors, under the Certara 2020 Incentive Plan (the "2020 Incentive Plan"). Each PSU represents a conditional right to receive one share of Company common stock. The reporting person will be entitled to receive a number of shares between 0% and 200% of the target amount reported based on the Company's performance against certain total shareholder return thresholds through the period ending on March 31, 2028.
2. Each restricted stock unit ("RSU") was granted on May 11, 2026, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. The RSUs will vest and settle in three equal installments on April 1, 2027, April 1, 2028, and April 1, 2029.
3. Each Company PSU was granted on May 11, 2026, pursuant to the terms of the 2026 Long-Term Incentive Plan for Company executives approved by the Compensation Committee of the Company's Board of Directors, under the 2020 Incentive Plan. Each PSU represents a conditional right to receive one share of Company common stock. The reporting person will be entitled to receive a number of shares between 0% and 200% of the target amount reported based on the Company's performance against certain total shareholder return thresholds through the period ending on March 31, 2029.
/s/ Daniel D. Corcoran, as Attorney-In-Fact for Rona Anhalt05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Certara (CERT) grant to Rona Anhalt in this Form 4?

Certara granted Rona Anhalt 92,592 performance stock units and 61,728 restricted stock units on May 11, 2026. Each unit represents a right to receive one share of common stock, subject to performance or time-based vesting conditions.

How do the performance stock units for Certara (CERT) Chief HR Officer vest?

Each performance stock unit represents a conditional right to one Certara share. Payout ranges from 0% to 200% of the target amount, based on total shareholder return performance through periods ending March 31, 2028 and March 31, 2029, respectively.

When will Rona Anhalt’s restricted stock units in Certara (CERT) vest?

The 61,728 restricted stock units will vest and settle in three equal installments. Vesting dates are April 1, 2027, April 1, 2028, and April 1, 2029, assuming continued satisfaction of the plan’s conditions.

What is the significance of the 43,938 Certara (CERT) PSUs disposed in this filing?

The filing shows 43,938 performance stock units recorded as a disposition to the issuer, leaving 0 units remaining from that particular grant. This adjusts the reported derivative position tied to that specific PSU award.

Under which plans were Certara (CERT) PSUs and RSUs granted to Rona Anhalt?

The PSUs were granted under the 2025 and 2026 Long-Term Incentive Plans for executives, each operating under the Certara 2020 Incentive Plan. The RSUs were also granted under the 2020 Incentive Plan framework.