Welcome to our dedicated page for Cemtrex SEC filings (Ticker: CETX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Cemtrex, Inc. (CETX) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Cemtrex is a diversified industrial and technology company with Security, Industrial, and Aerospace & Defense segments, and its filings offer detailed information on capital structure, acquisitions, and corporate actions that affect CETX shareholders.
Among the key documents are Form 8-K current reports, where Cemtrex discloses material events. Recent 8-K filings describe a 1-for-15 reverse stock split approved by the board to address Nasdaq listing requirements, a promissory note with Streeterville Capital, LLC used to fund potential acquisitions, and a share purchase agreement to acquire Invocon, Inc., a systems-engineering firm in aerospace and defense. Another 8-K details a securities purchase agreement for a registered direct offering of common stock and pre-funded warrants, including gross proceeds and closing terms.
Investors can also review filings related to equity and preferred stock, such as disclosures on Series 1 Preferred Stock dividends paid in additional preferred shares, and unregistered sales of equity securities. These documents explain dividend terms, preference amounts, and how preferred stock fits into Cemtrex’s capital structure.
Stock Titan enhances these filings with AI-powered summaries that highlight the main points of lengthy documents, helping readers quickly understand items such as reverse stock split mechanics, acquisition agreements, and financing terms. Real-time updates from the SEC’s EDGAR system ensure that new CETX filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are added promptly.
By using this page, investors can study Cemtrex’s official disclosures on acquisitions, financing arrangements, stock splits, and preferred stock dividends, while AI-generated insights help clarify complex legal and financial language.
Cemtrex, Inc. reported a larger-than-normal quarterly loss despite higher sales. For the three months ended December 31, 2025, revenue rose to $16.1 million from $13.7 million, but net loss was still $20.6 million, driven mainly by $12.1 million of interest expense and $4.7 million of warrant-related losses.
Cash and cash equivalents increased sharply to $20.5 million, helped by $5.7 million of warrant exercises, $6.0 million of equity offerings, and a $7.0 million note. Common shares outstanding jumped to 8.6 million at December 31, 2025, and 10.1 million by February 13, 2026, reflecting significant dilution.
Management explicitly states that recurring losses of $28.1 million in fiscal 2025, a $20.6 million quarterly loss, and $6.7 million of debt due within a year raise substantial doubt about Cemtrex’s ability to continue as a going concern. Subsequent to quarter-end, Cemtrex completed a $7.06 million cash acquisition of Invocon and a Tennessee industrial services acquisition funded with new bank debt and a $4.9 million mortgage.
Cemtrex Inc. investors reported a significant ownership position in the company’s common stock. As of the close of business on December 31, 2025, the reporting persons may be deemed to beneficially own 605,011 shares of common stock issuable upon exercise of a warrant, representing approximately 7.3% of the class.
This percentage is based on 7,711,663 shares of common stock outstanding as of December 29, 2025, plus the warrant shares. The position is held through Intracoastal Capital LLC and attributed to Mitchell P. Kopin and Daniel B. Asher, who share voting and dispositive power and certify the holding is not for changing control.
Cemtrex, Inc., through its Advanced Industrial Services subsidiary, completed the acquisition of substantially all assets of Richland Industries in Tennessee and bought its main operating facility. AIS paid $600,000 for the business assets and $4,900,000 for the Pulaski facility.
The business asset purchase was financed with a Fulton Bank note at 6.09% interest maturing February 1, 2031. The real estate purchase was funded with a $3,920,000 Fulton Bank mortgage at SOFR plus 2.75% maturing February 1, 2041, plus cash for the remaining price and closing costs.
Richland’s operations are being integrated into Cemtrex’s Industrial Services segment via new subsidiary AIS Tennessee. Based on historical performance and current backlog, AIS Tennessee is expected to contribute approximately $8 to $10M in revenue over the next twelve months, expanding AIS’s presence in the Southeastern U.S.
Cemtrex, Inc. filed Amendment No. 1 to its annual report for the year ended September 30, 2025 to add Exhibit 97.1, the company’s Clawback Policy required under SEC Rule 10D-1. The amendment also includes new CEO and CFO certifications under Sections 302 of the Sarbanes-Oxley Act, with certain paragraphs omitted because no financial statements are included.
The company states that, aside from adding the clawback policy and updated certifications, no other parts of the original report are changed or updated. As context, common stock held by non-affiliates was 118,982 shares with an aggregate market value of $2,623,509 as of March 31, 2025, and 6,911,663 shares were outstanding as of December 22, 2025.
Cemtrex, Inc. is conducting a registered direct primary offering of up to $4,000,000 of common stock or pre-funded warrants to a single accredited institutional investor at $2.722 per share or $2.721 per pre-funded warrant. Assuming only shares are issued, this implies up to 1,469,507 shares or an equal number of warrant shares. As of January 8, 2026, Cemtrex had 8,600,552 common shares outstanding and a public float of about $60.6 million.
The company expects net proceeds of approximately $3,950,000, to be used for working capital and general corporate purposes, including potential future acquisitions. No underwriter or placement agent is involved. Investors face significant dilution, with an estimated dilution of about $2.05 per share based on recent share issuances.
Cemtrex reports large net losses of $28.1 million in 2025 and $7.2 million in 2024 and substantial near‑term debt, leading auditors to express substantial doubt about its ability to continue as a going concern. Recent actions include multiple reverse stock splits, several equity offerings, a
Cemtrex Inc. entered into a Securities Purchase Agreement on January 9, 2026 with a single accredited institutional investor for a registered direct offering of common stock and pre-funded warrants. The company agreed to issue and sell securities for aggregate gross proceeds of $4,000,000.
The offering closed the same day. Cemtrex issued 400,000 shares of common stock and pre-funded warrants to purchase 1,069,507 shares of common stock. The agreement includes customary representations, warranties, and covenants. Cemtrex also filed the form of pre-funded warrant, the purchase agreement, a legal opinion from The Doney Law Firm, and a press release announcing the offering as exhibits.
Cemtrex, Inc. has completed its previously announced acquisition of Invocon, Inc. On January 8, 2026, the company closed the share purchase agreement signed on November 13, 2025, buying 100% of Invocon’s outstanding shares for $7,060,000 in cash, paid at closing. Following the transaction, Invocon became a wholly-owned subsidiary of Cemtrex.
The filing notes that the detailed share purchase agreement was previously filed and that its representations and warranties primarily allocate risk between the parties. Cemtrex plans to file Invocon’s financial statements and required pro forma financial information by amendment within 71 calendar days of the required filing date. Cemtrex also issued a press release announcing the completion of the acquisition, furnished as Exhibit 99.1.
Cemtrex Inc. entered into a Securities Purchase Agreement with a single accredited institutional investor for a registered direct offering generating aggregate gross proceeds of
The offering closed on
Cemtrex is conducting a registered direct offering of up to $2,000,000 of common stock or pre-funded warrants to a single accredited institutional investor. Shares are priced at $3.00, or $2.999 per pre-funded warrant with a $0.001 exercise price and a 4.99% beneficial ownership cap, for up to 666,667 shares or equivalent. There is no underwriter, and net proceeds are estimated at approximately $1,950,000.
The company plans to use the cash for working capital and general corporate purposes, including potential acquisitions. As of December 10, 2025, 6,217,047 shares of common stock were outstanding, and the stock trades on the Nasdaq Capital Market under the symbol CETX.
The filing also underscores elevated risk: Cemtrex reports recent operating losses, near-term debt obligations of $12,067,849 and working capital of $4,916,624, and its auditor’s report includes a going concern paragraph. Management highlights reliance on prior equity raises, a $7,025,000 secured convertible note issued in November 2025, and a 1-for-15 reverse stock split completed on September 29, 2025 to support liquidity and Nasdaq listing, while warning of potential further dilution and ongoing listing compliance challenges.
Cemtrex, Inc. entered into a Share Purchase Agreement to acquire 100% of the issued and outstanding shares of Invocon, Inc., a Texas-based systems‑engineering firm, for a purchase price of $7,060,000. The transaction is expected to close on or around January 1, 2026, and is contingent on customary closing conditions.
Invocon provides turnkey solutions for demanding applications in extreme environments across aerospace, defense, and civil structure monitoring, serving major corporations, government entities, and universities. After the acquisition is completed, Cemtrex plans to create a new reporting segment called Aerospace & Defense, signaling a formal expansion into this end market.