STOCK TITAN

CEMTREX INC (CETX) SEC Filings

CETX NASDAQ

Cemtrex Inc. filings document a public operating company with Security, Industrial, and Aerospace & Defense activities, including governance matters, capital-structure transactions, acquisitions, and material agreements. Proxy filings cover shareholder voting and corporate governance, while current reports record completed business acquisitions, registered direct offerings, common stock and pre-funded warrant issuances, and Series 1 Preferred Stock dividend treatment.

The filing record also includes acquisition disclosures for Invocon and Richland Industries, including asset or share purchase agreements, completion reports, financing arrangements, and related financial statement or pro forma information. These documents describe how acquired operations are incorporated into Cemtrex’s industrial services and aerospace-defense platforms, alongside the company’s ongoing securities and reporting obligations.

Rhea-AI Summary

Cemtrex, Inc. completed its reincorporation from Delaware to Nevada, effective October 7, 2026, at 12:01 a.m. Eastern Time, through a statutory conversion approved by its board and by written consent of the holder of a majority of its outstanding voting power. Each outstanding common, Series C preferred, and Series 1 preferred share converted into one share of the corresponding Nevada class or series.

Stockholder rights changed, including rights under Nevada law and the exclusive-forum, exculpation, and indemnification provisions in the Nevada Articles and Bylaws. Outstanding options, warrants, and other rights continue on the same terms and entitle holders to acquire the same number of corresponding Nevada securities. Common stock remains listed on The Nasdaq Capital Market under CETX, and Series 1 preferred stock remains quoted on the OTC market under CETXP.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

CEMTREX INC (CETX) reported that its board of directors approved payment of the upcoming dividend on its Series 1 Preferred Stock in additional shares of Series 1 Preferred Stock, rather than in cash.

The dividend, which carries a 10% annual rate based on a $10.00 per share Preference Amount and is payable semiannually, will be issued in stock on October 7, 2026 to holders of record at the close of business on September 30, 2026. The issuance is reported as an unregistered sale of equity securities.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

CEMTREX INC (CETX) filed an amended report to provide detailed historical and pro forma financial information related to its acquisition of substantially all assets of Plant Engineering Services, Inc. (PES), completed on July 1, 2026 through subsidiary AIS Engineering, Inc. Cemtrex agreed to pay $3,500,000 in cash, subject to a working capital adjustment, and assume certain liabilities, with the Seller Parties eligible for up to approximately $1,750,000 of contingent earnout consideration over three years based on gross profit targets.

An audited Statement of Assets Acquired and Liabilities Assumed for PES shows assets of $409,566 and liabilities of $2,755,409, resulting in net assets acquired of $(2,345,843). Contract liabilities of $2,396,007 are expected to be recognized as revenue within a year. The total fair value of purchase price allocated is $3,570,424, including cash consideration after fees, contingent consideration of $859,031, and working capital adjustments. On a pro forma basis, Cemtrex reports combined total assets of $73,607,627, with preliminary goodwill of $5,403,782 and identifiable intangible assets of $419,000 recorded from the PES acquisition.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
Rhea-AI Summary

Cemtrex, Inc. (CETX) obtained majority written consent on September 1, 2026 to convert its state of incorporation from Delaware to Nevada (the “Nevada Reincorporation”) as a statutory conversion, not a merger or new issuer. At the effective time, each outstanding share of Delaware Common Stock, Series C Preferred and Series 1 Preferred will automatically convert into one corresponding Nevada share, with authorized capital remaining 80,000,000 shares. Governance will shift from the Delaware General Corporation Law to the Nevada Revised Statutes, with new Nevada articles and bylaws that embed the preferred-stock terms, provide broad exculpation and indemnification, and adopt exclusive-forum provisions and advance-notice rules. Cemtrex expects its Common Stock to continue trading on the Nasdaq Capital Market as “CETX” and its Series 1 Preferred to remain quoted on OTC as “CETXP,” with no certificate exchange required. The company cites a more statute-based legal framework, potential litigation and franchise-tax savings, and continuity of management, operations and capital structure as key reasons for the move.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
proxy
-
Rhea-AI Summary

Cemtrex, Inc. (CETX) has obtained majority written consent to reincorporate from Delaware to Nevada through a statutory conversion, without holding a stockholder meeting. The move is intended to keep the same legal entity, capital structure, listings and contracts, while shifting its internal governance from Delaware law to Nevada law.

At the effective time, each share of Common Stock, Series C Preferred and Series 1 Preferred will convert automatically into one corresponding Nevada share on a one-for-one basis; options, warrants and other rights will continue on the same terms, and no certificate exchange is planned. Total voting power on the action was 24,787,844, and Chief Executive Officer Saagar Govil provided 17,583,216 votes, or 70.93%, enough to approve the change by written consent alone. Common Stock is expected to continue trading on Nasdaq as CETX and Series 1 Preferred on OTC as CETXP, and the company will eliminate recurring Delaware franchise tax after paying an approximately $80,000 remaining balance.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
proxy
-
Rhea-AI Summary

Cemtrex, Inc. reported results for the quarter and nine months ended June 30, 2026, showing a larger balance sheet driven by acquisitions but continued significant losses and financing costs. Total assets were $70.0 million versus $47.8 million at September 30, 2025, with stockholders’ equity increasing to $32.0 million.

Revenue for the nine months was $52.6 million (Security $17.5 million, Industrial Services $31.6 million, Aerospace and Defense $3.4 million). The company recorded a nine‑month net loss of $24.1 million and used $4.9 million of cash in operating activities, driven by high $13.8 million interest expense and warrant‑related items.

Cemtrex completed the cash acquisition of Invocon (Aerospace and Defense segment) with $6.7 million consideration and the Richland asset and facility acquisition in Industrial Services with $5.4 million consideration, including a bargain purchase gain of $2.1 million. Cash, cash equivalents and restricted cash rose to $9.3 million, supported by $10.0 million of equity offerings and $5.8 million of warrant exercises. Management nonetheless states that recurring losses and $10.4 million of debt obligations over the next fiscal year raise substantial doubt about Cemtrex’s ability to continue as a going concern.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
quarterly report
Rhea-AI Summary

Cemtrex Inc. is the subject of an amended ownership report by Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC. As of the close of business on June 30, 2026, the reporting group may be deemed to beneficially own 398,734 shares of Cemtrex common stock, all issuable upon exercise of a warrant held by Intracoastal. These shares represent 3.5% of the common stock, calculated using 11,121,834 shares outstanding as of May 13, 2026 plus the warrant shares. The reporting persons report 0 shares with sole voting or dispositive power and 398,734 shares with shared voting and dispositive power, and state that they hold 5 percent or less of the class.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
ownership
-
Rhea-AI Summary

Cemtrex Inc., through its Advanced Industrial Services (AIS) subsidiary, completed the acquisition of substantially all assets of Plant Engineering Services (PES) on July 1, 2026 under an Asset Purchase Agreement. The cash purchase price was $3,500,000, plus assumed liabilities and potential contingent earnout based on gross profit targets.

PES adds full-service engineering capabilities in hydraulic and mechanical press systems, enhancing AIS’s industrial services platform and expanding reach into automotive and defense markets. Based on historical performance and backlog, PES is expected to contribute about $4–$5 million in revenue over the next twelve months and be profitable from day one.

Cemtrex has also issued approximately 609,000 shares of common stock in unregistered transactions since its 1-for-10 reverse stock split on June 5, 2026. As of July 2, 2026, the company had about 1,721,141 common shares outstanding.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Cemtrex, Inc. is implementing a reverse stock split of its common stock, effective at 12:01 a.m. Eastern Time on June 5, 2026, following prior stockholder approval. As of this filing, the company has 11,121,834 shares of common stock outstanding.

The move is intended to help Cemtrex regain compliance with Nasdaq Listing Rule 5550(a)(2), which requires a closing bid price of at least $1 per share for ten consecutive business days. After the split, common stock will trade on a split-adjusted basis under the same symbol, CETX, with a new CUSIP number 15130G865.

Fractional shares will not be issued; most fractional positions will be rounded up, but very small pre-split holdings can be rounded down. The company also discloses 3,975,653 outstanding Adjustable Warrants at an exercise price of $0.75 per share, whose terms will lower the post-split exercise price and significantly increase the number of underlying shares.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
Rhea-AI Summary

Cemtrex, Inc. reported results for the quarter ended March 31, 2026 with revenue of $18.1 million, down from $27.3 million a year earlier, but posted net income attributable to stockholders of $907,048, largely influenced by non‑operating items.

For the first six months of fiscal 2026, revenue was $34.2 million versus $41.0 million in the prior‑year period, and Cemtrex recorded a net loss of $19.6 million. Cash used in operating activities was $5.3 million, while financing activities provided $20.9 million, including a $10.0 million equity offering and warrant exercises.

The company completed two acquisitions: Invocon, Inc. for cash consideration of $7.06 million (recognizing $3.98 million of goodwill and $3.13 million of intangible assets) and the assets of Richland Industries LLC with total preliminary consideration of $5.44 million and a recorded bargain purchase gain of $2.07 million.

Despite ending the quarter with $7.9 million in cash, cash equivalents and restricted cash and total assets of $70.7 million, management disclosed that recurring large net losses, including $28.1 million in fiscal 2025 and substantial debt obligations of $10.8 million due over the next fiscal year, raise substantial doubt about Cemtrex’s ability to continue as a going concern.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-3.75%
Tags
quarterly report

FAQ

How many CEMTREX (CETX) SEC filings are available on StockTitan?

StockTitan tracks 31 SEC filings for CEMTREX (CETX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CEMTREX (CETX)?

The most recent SEC filing for CEMTREX (CETX) was filed on October 9, 2026.