Cemtrex Inc. filings document a public operating company with Security, Industrial, and Aerospace & Defense activities, including governance matters, capital-structure transactions, acquisitions, and material agreements. Proxy filings cover shareholder voting and corporate governance, while current reports record completed business acquisitions, registered direct offerings, common stock and pre-funded warrant issuances, and Series 1 Preferred Stock dividend treatment.
The filing record also includes acquisition disclosures for Invocon and Richland Industries, including asset or share purchase agreements, completion reports, financing arrangements, and related financial statement or pro forma information. These documents describe how acquired operations are incorporated into Cemtrex’s industrial services and aerospace-defense platforms, alongside the company’s ongoing securities and reporting obligations.
This Schedule 13G/A discloses that Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC (the Reporting Persons) are each deemed to beneficially own 336,801 shares of Cemtrex Inc. common stock, representing approximately 9.99% of the company’s outstanding common stock as presented in the filing. The shares reported are issuable upon exercise of a warrant held by Intracoastal (Intracoastal Warrant 1).
Each Reporting Person has shared voting and shared dispositive power over 336,801 shares and no sole voting or dispositive power. The filing explains that blocker provisions in Intracoastal Warrant 1 and Intracoastal Warrant 2 prevent exercise to the extent doing so would increase ownership above 9.99% and 4.99%, respectively, thereby excluding 1,671,598 and 142,778 warrant shares from current beneficial ownership calculations. Without those blocker provisions, the Reporting Persons may be deemed to beneficially own 2,151,177 shares.