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Cemtrex Inc. (CETX) investors disclose 3.5% stake via Intracoastal warrant

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Cemtrex Inc. is the subject of an amended ownership report by Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC. As of the close of business on June 30, 2026, the reporting group may be deemed to beneficially own 398,734 shares of Cemtrex common stock, all issuable upon exercise of a warrant held by Intracoastal. These shares represent 3.5% of the common stock, calculated using 11,121,834 shares outstanding as of May 13, 2026 plus the warrant shares. The reporting persons report 0 shares with sole voting or dispositive power and 398,734 shares with shared voting and dispositive power, and state that they hold 5 percent or less of the class.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 398,734 shares Common stock issuable upon exercise of the Intracoastal Warrant as of June 30, 2026
Ownership percentage 3.5% Percent of Cemtrex common stock represented by warrant shares
Shares outstanding 11,121,834 shares Cemtrex common stock outstanding as of May 13, 2026
Shared voting power 398,734 shares Shares over which reporting persons share voting power
Sole voting power 0 shares Shares over which reporting persons have sole voting power
beneficial ownership financial
"each of the Reporting Persons may have been deemed to have beneficial ownership of 398,734 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
shared voting power financial
"Shared Voting Power 398,734.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
shared dispositive power financial
"Shared Dispositive Power 398,734.00"
warrant financial
"shares of Common Stock issuable upon exercise of a warrant held by Intracoastal"
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
percent of class financial
"Percent of class: 3.5%"
Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.

FAQ

What percentage of Cemtrex Inc. (CETX) does Intracoastal Capital LLC report owning?

Intracoastal Capital LLC and its related reporting persons report beneficial ownership of 3.5% of Cemtrex’s common stock. This percentage is based on 11,121,834 shares outstanding plus 398,734 warrant shares issuable upon exercise of the Intracoastal Warrant.

How many Cemtrex (CETX) shares are reported beneficially owned in this Schedule 13G/A?

The reporting persons may be deemed to beneficially own 398,734 shares of Cemtrex common stock. All of these shares are issuable upon exercise of a warrant held by Intracoastal Capital LLC, rather than currently outstanding shares.

What is the ownership structure reported for Cemtrex (CETX) shares?

The filing shows 0 shares with sole voting or dispositive power and 398,734 shares with shared voting and shared dispositive power. The shared position is held through the Intracoastal Warrant, with Kopin and Asher reporting as associated individuals.

How was the 3.5% ownership in Cemtrex (CETX) calculated?

The 3.5% ownership is calculated using 11,121,834 shares of Cemtrex common stock outstanding as of May 13, 2026, plus 398,734 shares of common stock issuable upon exercise of the Intracoastal Warrant held by Intracoastal Capital LLC.

Do the reporting persons in this Cemtrex (CETX) filing own more than 5% of the stock?

No. The reporting persons state that their beneficial ownership is 5 percent or less of Cemtrex’s common stock. They report an ownership level of approximately 3.5% based on the outstanding and warrant-issuable shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





15130G865

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Mitchell P. Kopin
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin
Date:08/13/2026
Daniel B. Asher
Signature:/s/ Daniel B. Asher
Name/Title:Daniel B. Asher
Date:08/13/2026
Intracoastal Capital LLC
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin, Manager
Date:08/13/2026