Welcome to our dedicated page for Cemtrex SEC filings (Ticker: CETXP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for CEMTREX INC SRS 1 PFD (CETXP) provides access to Cemtrex, Inc.’s regulatory disclosures that are relevant to its Series 1 Preferred Stock and overall capital structure. CETXP represents Cemtrex’s Series 1 Preferred Stock, and its terms and position in the capital stack are detailed in documents filed with the U.S. Securities and Exchange Commission.
In a Form 8-K, Cemtrex reported a Board resolution concerning the Series 1 Preferred Stock dividend. The filing states that holders of the Series 1 Preferred Stock are entitled to receive dividends at a 10% annual rate based on a $10.00 per share preference amount, payable semiannually. For the referenced dividend period, the company determined that this dividend would be paid in additional shares of Series 1 Preferred Stock, illustrating how dividend obligations can be satisfied in kind rather than in cash.
Beyond this 8-K, investors can use this page to review Cemtrex’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which include consolidated financial statements, segment information for Security, Industrial, and Aerospace & Defense operations, and detailed presentations of stockholders’ equity. These filings show authorized and outstanding Series 1 Preferred shares, liquidation value, and the relationship between preferred stock, common stock, warrant liabilities, and various debt instruments.
Current and historical registration statements, such as the effective Form S-3 shelf registration referenced in multiple press releases, are also accessible through SEC records. These documents describe the securities Cemtrex may offer, including equity and warrants, and outline use of proceeds, risk factors, and other information that affects the company’s capital structure and, indirectly, CETXP.
On Stock Titan, AI-powered tools can help summarize lengthy 10-K and 10-Q reports, highlight key changes in equity and debt, and surface notable items such as preferred stock terms, warrant liability movements, and unregistered sales of equity securities reported on Form 8-K. Users can also track Form 4 and related insider transaction filings for Cemtrex’s equity classes, gaining additional context on management and insider activity across the company’s securities.
Cemtrex Inc. investors reported a significant ownership position in the company’s common stock. As of the close of business on December 31, 2025, the reporting persons may be deemed to beneficially own 605,011 shares of common stock issuable upon exercise of a warrant, representing approximately 7.3% of the class.
This percentage is based on 7,711,663 shares of common stock outstanding as of December 29, 2025, plus the warrant shares. The position is held through Intracoastal Capital LLC and attributed to Mitchell P. Kopin and Daniel B. Asher, who share voting and dispositive power and certify the holding is not for changing control.
Cemtrex, Inc., through its Advanced Industrial Services subsidiary, completed the acquisition of substantially all assets of Richland Industries in Tennessee and bought its main operating facility. AIS paid $600,000 for the business assets and $4,900,000 for the Pulaski facility.
The business asset purchase was financed with a Fulton Bank note at 6.09% interest maturing February 1, 2031. The real estate purchase was funded with a $3,920,000 Fulton Bank mortgage at SOFR plus 2.75% maturing February 1, 2041, plus cash for the remaining price and closing costs.
Richland’s operations are being integrated into Cemtrex’s Industrial Services segment via new subsidiary AIS Tennessee. Based on historical performance and current backlog, AIS Tennessee is expected to contribute approximately $8 to $10M in revenue over the next twelve months, expanding AIS’s presence in the Southeastern U.S.
Cemtrex Inc. reported that its board of directors approved payment of the upcoming dividend on its Series 1 Preferred Stock in additional shares of the same Series 1 Preferred Stock rather than in cash. The new shares are expected to be issued on October 7, 2025 to holders of record as of the close of business on September 30, 2025.
Holders of the Series 1 Preferred Stock are entitled to receive dividends at a 10% annual rate, based on a $10.00 per share preference amount, with dividends payable on a semiannual schedule.