Welcome to our dedicated page for Cemtrex SEC filings (Ticker: CETXP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for CEMTREX INC SRS 1 PFD (CETXP) provides access to Cemtrex, Inc.’s regulatory disclosures that are relevant to its Series 1 Preferred Stock and overall capital structure. CETXP represents Cemtrex’s Series 1 Preferred Stock, and its terms and position in the capital stack are detailed in documents filed with the U.S. Securities and Exchange Commission.
In a Form 8-K, Cemtrex reported a Board resolution concerning the Series 1 Preferred Stock dividend. The filing states that holders of the Series 1 Preferred Stock are entitled to receive dividends at a 10% annual rate based on a $10.00 per share preference amount, payable semiannually. For the referenced dividend period, the company determined that this dividend would be paid in additional shares of Series 1 Preferred Stock, illustrating how dividend obligations can be satisfied in kind rather than in cash.
Beyond this 8-K, investors can use this page to review Cemtrex’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which include consolidated financial statements, segment information for Security, Industrial, and Aerospace & Defense operations, and detailed presentations of stockholders’ equity. These filings show authorized and outstanding Series 1 Preferred shares, liquidation value, and the relationship between preferred stock, common stock, warrant liabilities, and various debt instruments.
Current and historical registration statements, such as the effective Form S-3 shelf registration referenced in multiple press releases, are also accessible through SEC records. These documents describe the securities Cemtrex may offer, including equity and warrants, and outline use of proceeds, risk factors, and other information that affects the company’s capital structure and, indirectly, CETXP.
On Stock Titan, AI-powered tools can help summarize lengthy 10-K and 10-Q reports, highlight key changes in equity and debt, and surface notable items such as preferred stock terms, warrant liability movements, and unregistered sales of equity securities reported on Form 8-K. Users can also track Form 4 and related insider transaction filings for Cemtrex’s equity classes, gaining additional context on management and insider activity across the company’s securities.
Cemtrex Inc. has called its 2026 annual shareholder meeting for May 15, 2026 at the Hyatt Regency Long Island to elect four directors and ratify Grassi & Co. as independent auditor. Shareholders of record as of March 17, 2026 can vote in person or by proxy.
Voting power is heavily influenced by preferred stock: 10,078,089 common shares carry 10,078,089 votes, 50,000 Series C Preferred shares carry 100,881,671 votes, and 2,776,819 Series 1 Preferred shares carry 5,553,638 votes, for a total of 116,513,398 votes. Saagar Govil is Chairman and CEO, with three independent directors serving on the audit committee.
The proxy details significant related-party arrangements, including royalty-based sale terms for Cemtrex XR businesses to the CEO and receivables from entities controlled by current and former executives, as well as continued net losses and pay-versus-performance data for named executive officers.
Cemtrex Inc. filed an amended current report to add detailed financial statements and proforma information for its acquisition of Invocon Inc.. Cemtrex completed the deal on January 8, 2026, acquiring 100% of Invocon for $7,060,000 in cash, largely funded with new debt.
Invocon generated $3,783,978 in revenue and a net loss of $310,539 for the year ended December 31, 2024, then improved to revenue of $4,382,819 and net income of $647,551 for the nine months ended September 30, 2025. Proforma, the combined company would have had revenue of $81,764,777 and a net loss attributable to Cemtrex shareholders of $29,347,873 for the year ended September 30, 2025, reflecting added interest expense from the acquisition financing and preliminary goodwill recognition.
Cemtrex, Inc. approved a reverse stock split. The Board and holders by majority written consent authorized a reverse split at a ratio between 1-for-3 and 1-for-50, with the Board able to set the exact whole-number ratio at any time within 12 months after the consent.
The approval was by written consent on February 27, 2026 for holders of record as of March 6, 2026. As of that record date, 10,078,089 shares of Common Stock were outstanding; the total voting power eligible was 116,513,398 votes, and holders representing 101,219,376 votes (approximately 86.87%) voted in favor. The Board retains discretion whether and when to file the Certificate of Amendment to effect the Reverse Split and may abandon it prior to filing.
Cemtrex, Inc. reported a larger-than-normal quarterly loss despite higher sales. For the three months ended December 31, 2025, revenue rose to $16.1 million from $13.7 million, but net loss was still $20.6 million, driven mainly by $12.1 million of interest expense and $4.7 million of warrant-related losses.
Cash and cash equivalents increased sharply to $20.5 million, helped by $5.7 million of warrant exercises, $6.0 million of equity offerings, and a $7.0 million note. Common shares outstanding jumped to 8.6 million at December 31, 2025, and 10.1 million by February 13, 2026, reflecting significant dilution.
Management explicitly states that recurring losses of $28.1 million in fiscal 2025, a $20.6 million quarterly loss, and $6.7 million of debt due within a year raise substantial doubt about Cemtrex’s ability to continue as a going concern. Subsequent to quarter-end, Cemtrex completed a $7.06 million cash acquisition of Invocon and a Tennessee industrial services acquisition funded with new bank debt and a $4.9 million mortgage.
Cemtrex Inc. investors reported a significant ownership position in the company’s common stock. As of the close of business on December 31, 2025, the reporting persons may be deemed to beneficially own 605,011 shares of common stock issuable upon exercise of a warrant, representing approximately 7.3% of the class.
This percentage is based on 7,711,663 shares of common stock outstanding as of December 29, 2025, plus the warrant shares. The position is held through Intracoastal Capital LLC and attributed to Mitchell P. Kopin and Daniel B. Asher, who share voting and dispositive power and certify the holding is not for changing control.
Cemtrex, Inc., through its Advanced Industrial Services subsidiary, completed the acquisition of substantially all assets of Richland Industries in Tennessee and bought its main operating facility. AIS paid $600,000 for the business assets and $4,900,000 for the Pulaski facility.
The business asset purchase was financed with a Fulton Bank note at 6.09% interest maturing February 1, 2031. The real estate purchase was funded with a $3,920,000 Fulton Bank mortgage at SOFR plus 2.75% maturing February 1, 2041, plus cash for the remaining price and closing costs.
Richland’s operations are being integrated into Cemtrex’s Industrial Services segment via new subsidiary AIS Tennessee. Based on historical performance and current backlog, AIS Tennessee is expected to contribute approximately $8 to $10M in revenue over the next twelve months, expanding AIS’s presence in the Southeastern U.S.
Cemtrex Inc. reported that its board of directors approved payment of the upcoming dividend on its Series 1 Preferred Stock in additional shares of the same Series 1 Preferred Stock rather than in cash. The new shares are expected to be issued on October 7, 2025 to holders of record as of the close of business on September 30, 2025.
Holders of the Series 1 Preferred Stock are entitled to receive dividends at a 10% annual rate, based on a $10.00 per share preference amount, with dividends payable on a semiannual schedule.