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[Form 4] Capitol Federal Financial, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Insider DICUS JOHN B
Role Chairman, President and CEO
Type Security Shares Price Value
Estate Transfer CFFN common stock 414,443 $0.00 $0.00
Estate Transfer CFFN common stock 233,464 $0.00 $0.00
Estate Transfer CFFN common stock 817,451 $0.00 $0.00
Estate Transfer CFFN common stock 11,437 $0.00 $0.00
Estate Transfer CFFN common stock 466,928 $0.00 $0.00
holding CFFN Phantom Stock 2022 -- -- --
holding CFFN Phantom Stock 2024 -- -- --
holding CFFN Non-qualified Stock Option -- -- --
holding CFFN common stock -- -- --
holding CFFN common stock -- -- --
Holdings After Transaction: CFFN common stock — 414,443 shares (Indirect, Trust 4); CFFN common stock — 233,464 shares (Indirect, Trust 5); CFFN common stock — 0 shares (Indirect, Trust 2); CFFN common stock — 0 shares (Indirect, Trust 1); CFFN common stock — 0 shares (Indirect, Trust 3); CFFN Phantom Stock 2022 — 17,341 shares (Direct); CFFN Phantom Stock 2024 — 13,830 shares (Direct); CFFN Non-qualified Stock Option — 100,116 shares (Direct); CFFN common stock — 1,333,352 shares (Direct); CFFN common stock — 91,421 shares (Indirect, ESOP)
Footnotes (12)
  1. F1. Transaction reflects receipt by John B. Dicus GST Nonexempt Trust dated June 19, 2024 of distribution of 408,725 shares from John C. Dicus Marital Trust GST Nonexempt and 5,718 shares from John C. Dicus Marital Trust GST Exempt.
  2. F2. John B. Dicus GST Nonexempt Trust dated June 19, 2024.
  3. F3. Transaction reflects receipt by John B. Dicus Irrevocable Trust GST dated 12/12/2012 of distribution of 233,464 shares from John C. Dicus Family Trust.
  4. F4. John B. Dicus Irrevocable Trust GST dated 12/12/2012.
  5. F5. Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Nonexempt to beneficiaries.
  6. F6. John C. Dicus Marital Trust GST Nonexempt.
  7. F7. Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Exempt to beneficiaries.
  8. F8. John C. Dicus Marital Trust GST Exempt.
  9. F9. Transaction reflects distribution of shares by John C. Dicus Family Trust to beneficiaries.
  10. F10. John C. Dicus Family Trust.
  11. F11. The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
  12. F12. All options are vested.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DICUS JOHN B
(Last) (First) (Middle)
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
(Street)
TOPEKA KS 66603
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Capitol Federal Financial, Inc. [ CFFN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
CFFN common stock 07/28/2025 W V 414,443(1) A $0 414,443 I Trust 4(2)
CFFN common stock 07/28/2025 W V 233,464(3) A $0 233,464 I Trust 5(4)
CFFN common stock 07/28/2025 W V 817,451(5) D $0 0 I Trust 2(6)
CFFN common stock 07/28/2025 W V 11,437(7) D $0 0 I Trust 1(8)
CFFN common stock 07/28/2025 W V 466,928(9) D $0 0 I Trust 3(10)
CFFN common stock 1,333,352 D
CFFN common stock 91,421 I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
CFFN Phantom Stock 2022 $8.65 12/31/2025 12/31/2025 CFFN common stock 17,341(11) 17,341 D
CFFN Phantom Stock 2024 $5.91 12/31/2027 12/31/2027 CFFN common stock 13,830(11) 13,830 D
CFFN Non-qualified Stock Option $11.91 (12) 05/14/2027 CFFN common stock 100,116 100,116 D
Explanation of Responses:
1. Transaction reflects receipt by John B. Dicus GST Nonexempt Trust dated June 19, 2024 of distribution of 408,725 shares from John C. Dicus Marital Trust GST Nonexempt and 5,718 shares from John C. Dicus Marital Trust GST Exempt.
2. John B. Dicus GST Nonexempt Trust dated June 19, 2024.
3. Transaction reflects receipt by John B. Dicus Irrevocable Trust GST dated 12/12/2012 of distribution of 233,464 shares from John C. Dicus Family Trust.
4. John B. Dicus Irrevocable Trust GST dated 12/12/2012.
5. Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Nonexempt to beneficiaries.
6. John C. Dicus Marital Trust GST Nonexempt.
7. Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Exempt to beneficiaries.
8. John C. Dicus Marital Trust GST Exempt.
9. Transaction reflects distribution of shares by John C. Dicus Family Trust to beneficiaries.
10. John C. Dicus Family Trust.
11. The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
12. All options are vested.
Remarks:
/s/ Kent G. Townsend, under Power of Attorney 07/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR