STOCK TITAN

Confluent (CFLT) director logs sale of 15,476 shares and 336,000-share gift

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Confluent, Inc. director reported insider transactions in Class A common stock. On 12/10/2025, entities controlled by the director sold 15,476 shares at $30 per share under a Rule 10b5-1 trading plan adopted on December 13, 2024, leaving 1,061,542 shares indirectly owned.

On 12/12/2025, those entities disposed of another 336,000 shares as a gift at $0, reducing indirect holdings to 725,542 shares. The director also holds 20,861 shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vishria Eric

(Last) (First) (Middle)
2965 WOODSIDE ROAD

(Street)
WOODSIDE CA 94062

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/10/2025 S 15,476(1) D $30 1,061,542 I See footnote(2)
Class A Common Stock 12/12/2025 G 336,000 D $0 725,542 I See footnote(2)
Class A Common Stock 20,861 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares sold pursuant to a 10b5-1 trading plan adopted December 13, 2024.
2. Shares are held by entities controlled by the reporting person.
/s/ An-Yen Hu, Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did a Confluent (CFLT) director report?

A Confluent director reported two transactions in Class A common stock: a sale of 15,476 shares on 12/10/2025 and a gift of 336,000 shares on 12/12/2025.

How many Confluent (CFLT) shares were sold and at what price?

On 12/10/2025, entities controlled by the director sold 15,476 Confluent Class A shares at a price of $30 per share.

What additional share disposition did the Confluent director report?

On 12/12/2025, the director reported a gift of 336,000 Confluent Class A shares at $0, coded as a G transaction.

How many Confluent (CFLT) shares does the reporting person own after these transactions?

After the reported transactions, the reporting person indirectly owns 725,542 Confluent Class A shares through controlled entities and also directly owns 20,861 shares.

Were any of the Confluent share sales made under a Rule 10b5-1 trading plan?

Yes. The 15,476 shares sold on 12/10/2025 were sold pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024.

How are some of the Confluent (CFLT) shares held by the reporting person?

The filing states that certain shares are held by entities controlled by the reporting person, and these holdings are reported as indirect ownership.

What is the relationship of the reporting person to Confluent (CFLT)?

The reporting person is identified as a director of Confluent, Inc., and the form is filed by one reporting person.

Confluent, Inc.

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