Confluent insider tax-related sale leaves CAO with 228,891 shares

Q: What insider transaction did Confluent (CFLT) disclose in this Form 4?

Confluent reported that its Chief Accounting Officer sold 2,640 shares of Class A common stock on 11/20/2025 at $22.51 per share .

Q: Why were shares sold by the Confluent (CFLT) officer in this filing?

The filing states the 2,640 shares were sold to cover the tax obligation realized upon the vesting of restricted stock units previously reported.

Q: What type of security was involved in the Confluent (CFLT) Form 4 transaction?

The transaction involved Class A common stock of Confluent, Inc., as reported in Table I of the Form 4.

Q: Was this Confluent (CFLT) Form 4 filed by one or multiple reporting persons?

The Form 4 indicates it was filed by one reporting person , the company’s Chief Accounting Officer.

Q: Does this Confluent (CFLT) Form 4 report any derivative securities activity?

Table II for derivative securities is present but shows no derivative securities acquired or disposed of in this particular report.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Confluent, Inc. (CFLT) filed a Form 4 reporting an insider share sale tied to tax withholding. The company’s Chief Accounting Officer reported selling 2,640 shares of Class A common stock on 11/20/2025 at a price of $22.51 per share. According to the filing, these shares were sold to cover the tax obligation arising from the vesting of previously granted restricted stock units. After this transaction, the reporting person beneficially owns 228,891 shares of Confluent Class A common stock, held directly.

Insider Trade Summary

Net Seller: 2,640 shares

Net Sell 1 txn

Insider Phan Kong

Role Chief Accounting Officer

Sold 2,640 shs ($59K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	2,640	$22.51	$59K

Holdings After Transaction: Class A Common Stock — 228,891 shares (Direct)

Footnotes (1)

F1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

FAQ

What insider transaction did Confluent (CFLT) disclose in this Form 4?

Confluent reported that its Chief Accounting Officer sold 2,640 shares of Class A common stock on 11/20/2025 at $22.51 per share.

Why were shares sold by the Confluent (CFLT) officer in this filing?

The filing states the 2,640 shares were sold to cover the tax obligation realized upon the vesting of restricted stock units previously reported.

How many Confluent (CFLT) shares does the insider own after the reported sale?

After the reported transaction, the Chief Accounting Officer beneficially owns 228,891 shares of Confluent Class A common stock, held directly.

What type of security was involved in the Confluent (CFLT) Form 4 transaction?

The transaction involved Class A common stock of Confluent, Inc., as reported in Table I of the Form 4.

Was this Confluent (CFLT) Form 4 filed by one or multiple reporting persons?

The Form 4 indicates it was filed by one reporting person, the company’s Chief Accounting Officer.

Does this Confluent (CFLT) Form 4 report any derivative securities activity?

Table II for derivative securities is present but shows no derivative securities acquired or disposed of in this particular report.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/24/2025 - 06:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phan Kong

(Last)

(First)

(Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW

94041

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/20/2025		S		2,640⁽¹⁾	D	$22.51	228,891	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

	/s/ Weilyn Wood, Attorney-in-Fact	11/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR