Confluent (CFLT) CAO sells shares to cover RSU tax obligations

Rhea-AI Filing Summary

Confluent, Inc. Chief Accounting Officer Phan Kong reported an open-market sale of Class A common stock mainly to cover taxes tied to a restricted stock unit vesting. The transaction involved 2,277 shares at a weighted-average price of $30.70 per share. After this sale, Kong directly owns 218,228 shares of Confluent Class A common stock, indicating the sale was small relative to his remaining stake.

Insider Trade Summary

Net Seller: 2,277 shares ($69,904)

Net Sell 1 txn

Insider Phan Kong

Role Chief Accounting Officer

Sold 2,277 shs ($70K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	2,277	$30.70	$70K

Holdings After Transaction: Class A Common Stock — 218,228 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phan Kong

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/20/2026		S		2,277(1)	D	$30.7	218,228	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

	/s/ Weilyn Wood, Attorney-in-Fact	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Confluent (CFLT) report for Phan Kong?

Confluent reported that Chief Accounting Officer Phan Kong sold 2,277 shares of Class A common stock. The shares were sold at a weighted-average price of $30.70 per share, primarily to cover tax obligations from the vesting of previously granted restricted stock units.

Why did Confluent (CFLT) executive Phan Kong sell 2,277 shares?

The 2,277 shares sold by Confluent executive Phan Kong were used to cover tax obligations arising from the vesting of restricted stock units. This type of sale is common for equity compensation and does not necessarily indicate a change in the executive’s long-term view of the company.

How many Confluent (CFLT) shares does Phan Kong hold after the sale?

After the sale, Chief Accounting Officer Phan Kong directly owns 218,228 shares of Confluent Class A common stock. This remaining stake is significantly larger than the 2,277 shares sold, highlighting that the transaction was relatively small compared with his overall holdings.

What was the price for the Confluent (CFLT) shares sold by Phan Kong?

The 2,277 Confluent Class A shares sold by Phan Kong were transacted at a weighted-average price of $30.70 per share. This price reflects an open-market sale structure, commonly used when insiders sell shares to satisfy tax obligations from equity awards.

Is the Confluent (CFLT) insider sale by Phan Kong part of equity compensation?

Yes, the filing notes that the shares sold by Phan Kong represent stock used to cover taxes on vested restricted stock units. Such transactions are typically administrative, linked to equity compensation mechanics, rather than a discretionary decision to significantly reduce personal ownership.