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Confluent (CFLT) director reports option exercise and sale of 62,500 shares

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

A Confluent, Inc. director reported option exercises, share conversions and a planned stock sale. On 12/10/2025, the director exercised stock options for 62,500 shares of Class B Common Stock at $19.95 per share, which are convertible into Class A Common Stock on a one-for-one basis.

On the same date, 62,500 shares of Class A Common Stock were acquired through conversion and 62,500 Class A shares were sold under a Rule 10b5-1 trading plan dated March 13, 2025 at prices ranging from $30.00 to $30.005 per share. After these transactions, the director directly owned 28,549 shares of Class A Common Stock and 187,500 derivative securities.

Positive

  • None.

Negative

  • None.
Insider Henry Alyssa
Role Director
Sold 62,500 shs ($1.88M)
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 62,500 $0.00 --
Exercise Class B Common Stock 62,500 $0.00 --
Conversion Class B Common Stock 62,500 $0.00 --
Conversion Class A Common Stock 62,500 $0.00 --
Sale Class A Common Stock 62,500 $30.00 $1.88M
Holdings After Transaction: Stock Option (Right to Buy) — 187,500 shares (Direct); Class B Common Stock — 62,500 shares (Direct); Class A Common Stock — 91,049 shares (Direct)
Footnotes (1)
  1. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. The shares were sold pursuant to a 10b5-1 plan dated March 13, 2025. The shares were sold at prices ranging from $30.00 to $30.005. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Fully vested.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Henry Alyssa
(Last) (First) (Middle)
C/O CONFLUENT, INC.
899 W. EVELYN AVENUE
(Street)
MOUNTAIN VIEW CA 94041
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/10/2025 C 62,500 A (1) 91,049 D
Class A Common Stock 12/10/2025 S 62,500(2) D $30(3) 28,549 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $19.95 12/10/2025 M 62,500 (4) 05/02/2031 Class B Common Stock 62,500 $0 187,500 D
Class B Common Stock (1) 12/10/2025 M 62,500 (1) (1) Class A Common Stock 62,500 $0 62,500 D
Class B Common Stock (1) 12/10/2025 C 62,500 (1) (1) Class A Common Stock 62,500 $0 0 D
Explanation of Responses:
1. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
2. The shares were sold pursuant to a 10b5-1 plan dated March 13, 2025.
3. The shares were sold at prices ranging from $30.00 to $30.005. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. Fully vested.
/s/ Weilyn Wood, Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did a Confluent (CFLT) director report?

A Confluent director reported exercising stock options for 62,500 shares of Class B Common Stock, converting shares into Class A Common Stock, and selling 62,500 Class A shares on 12/10/2025.

How many Confluent (CFLT) Class A shares were sold and at what price range?

The director sold 62,500 shares of Class A Common Stock at prices ranging from $30.00 to $30.005 per share.

What stock options did the Confluent (CFLT) director exercise?

The director exercised a stock option to buy 62,500 shares of Class B Common Stock at an exercise price of $19.95 per share, with the option fully vested.

How many Confluent (CFLT) securities does the director hold after these transactions?

Following the reported transactions, the director directly held 28,549 shares of Class A Common Stock and 187,500 derivative securities.

Was the Confluent (CFLT) share sale made under a Rule 10b5-1 plan?

Yes. The 62,500 Class A shares were sold pursuant to a Rule 10b5-1 plan dated March 13, 2025.