CFLT CEO and director disclose Class A share sales in Form 4

Rhea-AI Filing Summary

Confluent, Inc. (CFLT) disclosed that its chief executive officer, who is also a director, reported open-market sales of Class A common stock. On 11/20/2025, the insider sold 23,787 shares at an average price of $21.83 and 13,920 shares at an average price of $22.84, and reported beneficial ownership of 339,367 Class A shares after these transactions, all held directly. The filing notes that the sales were made under a Rule 10b5-1 trading plan adopted on August 15, 2024, with sale prices for each trade falling within specified ranges.

Insider Trade Summary

Net Seller: 37,707 shares ($837,203)

Net Sell 2 txns

Insider Kreps Edward Jay

Role CHIEF EXECUTIVE OFFICER

Sold 37,707 shs ($837K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	23,787	$21.83	$519K
Sale	Class A Common Stock	13,920	$22.84	$318K

Holdings After Transaction: Class A Common Stock — 353,287 shares (Direct)

Footnotes (1)

1. Shares sold pursuant to a 10b5-1 trading plan adopted August 15, 2024. The shares were sold at prices ranging from $21.39 to $22.38. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $22.41 to $23.10. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kreps Edward Jay

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/20/2025		S		23,787(1)	D	$21.83(2)	353,287	D
Class A Common Stock	11/20/2025		S		13,920(1)	D	$22.84(3)	339,367	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold pursuant to a 10b5-1 trading plan adopted August 15, 2024.

2. The shares were sold at prices ranging from $21.39 to $22.38. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The shares were sold at prices ranging from $22.41 to $23.10. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Weilyn Wood, Attorney-in-Fact	11/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Confluent (CFLT) report on this Form 4?

The Form 4 reports that Confluent’s chief executive officer and director sold shares of Class A common stock in open-market transactions and remains a direct beneficial owner of company shares after the sales.

How many Confluent (CFLT) shares did the CEO sell and at what prices?

On 11/20/2025, the CEO sold 23,787 Class A shares at an average price of $21.83 and 13,920 Class A shares at an average price of $22.84, as reported in the filing.

How many Confluent (CFLT) shares does the insider still own after these sales?

Following the reported transactions, the insider reported beneficial ownership of 339,367 shares of Confluent Class A common stock, held in direct form.

Were the Confluent (CFLT) insider sales under a Rule 10b5-1 trading plan?

Yes. The filing states that the shares were sold pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2024, which prearranges trades under specified conditions.

What price ranges applied to the Confluent (CFLT) CEO’s stock sales?

The filing notes that one sale was executed at prices ranging from $21.39 to $22.38, and another at prices ranging from $22.41 to $23.10, with full breakdowns available on request from the reporting person.

What is the relationship of the reporting person to Confluent (CFLT)?

The reporting person is both a director and an officer of Confluent, serving as its chief executive officer, and files the Form 4 as a single reporting person.