CFND Initial Form 3: Director Filing Shows No Ownership

Rhea-AI Filing Summary

The filing is an SEC Form 3 reporting an initial statement of beneficial ownership for C1 Fund Inc. (CFND) by reporting person Scott A. Reed of Palo Alto, CA. The event date triggering the filing is 08/06/2025 and the form was signed on 09/08/2025. Mr. Reed is disclosed as a Director of the issuer and filed the form as a single reporting person. The report shows 0 shares of Common Stock beneficially owned and discloses no derivative securities. The filing therefore records the director relationship and confirms no direct or indirect ownership of the issuer's common stock at the time of the statement.

Insights

Corporate Governance Analyst

Director disclosed with 0 shares; no derivatives reported.

The Form 3 notifies investors that Scott A. Reed is a director of C1 Fund Inc. (CFND) and that, as of the event date 08/06/2025, he did not beneficially own any common stock or derivative securities of the issuer.

This is a routine initial disclosure required by Section 16 and mainly serves to document the director relationship and current lack of ownership rather than to signal a material ownership change.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Reed Scott A.

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Reed Scott A.

(Last) (First) (Middle)

C/O C1 FUND INC.

228 HAMILTON AVENUE, THIRD FLOOR

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2025

3. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Scott Reed	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Scott A. Reed disclose in the Form 3 for CFND?

The Form 3 discloses Scott A. Reed as a Director of C1 Fund Inc. (CFND) and reports 0 shares of Common Stock and no derivatives.

When is the event date and when was the Form 3 signed?

The event date is 08/06/2025 and the form bears a signature date of 09/08/2025.

Does this Form 3 show any ownership of CFND stock by the reporting person?

No. The filing explicitly states the reporting person beneficially owns 0 shares of Common Stock.

Was this Form 3 filed by multiple reporting persons?

No. The form indicates it was filed by one reporting person.

What is the reporting person's address listed on the Form 3?

The address listed is 228 Hamilton Avenue, Third Floor, Palo Alto, CA 94301.