STOCK TITAN

C1 Fund CEO buys 2,850 shares at $2.81

C1 Fund Inc.’s CEO and director increased his direct holdings with an open-market purchase of common shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

C1 Fund Inc. (CFND) director and Chief Executive Officer Kidwai Najamul Hasan reported purchasing common shares. On September 2, 2026, he bought 2,850 shares of common stock at $2.81 per share in a purchase described as an open market or private transaction.

After this purchase, Hasan holds 37,980 common shares directly and an additional 207,607 common shares indirectly through C1 Group LLC. No Rule 10b5-1 trading plan is reported for these transactions.

Positive

  • None.

Negative

  • None.
Insider Kidwai Najamul Hasan
Role Chief Executive Officer
Bought 2,850 shs ($8K)
Type Security Shares Price Value
Purchase Common Stock 2,850 $2.81 $8K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 37,980 shares (Direct); Common Stock — 207,607 shares (Indirect, Via C1 Group LLC)
Shares purchased 2,850 shares of common stock Purchase on September 2, 2026 by CEO Kidwai Najamul Hasan
Purchase price $2.81 per share Open market or private purchase of CFND common stock on September 2, 2026
Direct holdings after transaction 37,980 shares Common stock directly owned by Kidwai Najamul Hasan after the reported purchase
Indirect holdings 207,607 shares Common stock indirectly owned via C1 Group LLC as reported in the filing
Net buy shares in filing 2,850 shares Net effect of reported buy and sell transactions in this Form 4
indirect ownership financial
"an additional 207,607 common shares indirectly through C1 Group LLC"
open market market
"purchase in an open market or private transaction at $2.81 per share"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did CFND report for its CEO on September 2, 2026?

CFND reported that Chief Executive Officer and director Kidwai Najamul Hasan purchased 2,850 shares of common stock on September 2, 2026 in a transaction described as an open market or private purchase at $2.81 per share.

At what price did the CFND CEO buy shares in this Form 4 filing?

The CEO, Kidwai Najamul Hasan, bought CFND common stock at a price of $2.81 per share on 2,850 shares, in a purchase characterized as an open market or private transaction.

How many CFND shares does the CEO own directly after this transaction?

Following the September 2, 2026 purchase, CEO and director Kidwai Najamul Hasan directly owns 37,980 shares of C1 Fund Inc. common stock, as reported in the Form 4.

Does the CFND CEO have any indirect ownership of C1 Fund Inc. shares?

Yes. The Form 4 reports that Kidwai Najamul Hasan has indirect ownership of 207,607 CFND shares of common stock, held via C1 Group LLC, in addition to his directly held shares.

Was the CFND CEO’s share purchase made under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmatively checked, meaning no Rule 10b5-1 trading plan is reported for the September 2, 2026 share purchase.

What is the total reported share count associated with the CFND CEO after this Form 4?

The Form 4 reports 37,980 CFND shares held directly by CEO Kidwai Najamul Hasan and 207,607 shares held indirectly through C1 Group LLC, each position disclosed separately.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kidwai Najamul Hasan

(Last)(First)(Middle)
C/O C1 FUND INC.
3000 EL CAMINO REAL BUILDING 4

(Street)
PALO ALTO CALIFORNIA 94306

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/02/2026P2,850A$2.8137,980D
Common Stock207,607IVia C1 Group LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Najamul Hasan Kidwai09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)