Welcome to our dedicated page for CapForce SEC filings (Ticker: CFOR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on CapForce's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into CapForce's regulatory disclosures and financial reporting.
Chua Kok Hoe Victor reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. director Chua Kok Hoe Victor reported receiving an award of 5,555 shares of common stock in the form of restricted stock units. These shares were granted at no cash cost to the director as compensation, rather than being bought on the open market.
The restricted stock units will vest 100% on the earlier of December 3, 2026 or a change in control of CapForce Inc. Following this grant, the filing shows the director holding a total of 34,126 shares of common stock directly.
Azudin Mohd Azham reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. COO Azudin Mohd Azham received an equity grant of 5,555 shares of Common Stock in the form of restricted stock units at no cash cost. This compensation award increases his directly held common stock to 36,805 shares after the transaction.
The restricted stock units vest 100% on the earlier of December 3, 2026 or a change in control of CapForce Inc. This is a routine compensation-related grant and not an open-market stock purchase or sale.
Lim Zhao Qi Ken reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. director Lim Zhao Qi Ken received a grant of 5,555 shares of common stock in the form of restricted stock units at no cash cost. These units will vest 100% on the earlier of December 3, 2026, or a change in control of the company. After this award, Lim holds 34,126 common shares directly.
Yee Gillian Tan Rou reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. reported that Corporate Secretary Yee Gillian Tan Rou received a grant of 2,778 shares of common stock as restricted stock units at a stated price of $0.00 per share. These RSUs vest 100% on the earlier of December 3, 2026 or a change in control, bringing her direct holdings to 18,403 shares.
Low Yu Jie Ethan reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. director Low Yu Jie Ethan reported an equity compensation grant of 5,555 shares of common stock in the form of restricted stock units. The award was recorded at a price of $0.00 per share, indicating it is a compensation grant rather than an open-market purchase.
These restricted stock units vest 100% on the earlier of December 3, 2026, or a change in control of CapForce Inc., tying the award to both time and potential corporate events. Following this grant, the director directly holds 34,126 shares of common stock.
Wong Poh Yin Constance reported acquisition or exercise transactions in this Form 4 filing.
CapForce Inc. director Wong Poh Yin Constance received a grant of 5,555 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share and is part of her equity compensation as a director.
Following this grant, she directly holds 34,126 shares of CapForce common stock. The restricted stock units are scheduled to vest 100% on the earlier of December 3, 2026, or a change in control of the company, aligning her interests with longer-term company performance.
CapForce Inc. (CFOR) reported another early-stage quarter with no revenue and a wider loss as it pivots into financial services and fintech. For the three months ended March 31, 2026, the company posted a net loss of $710,571, compared with $408,133 a year earlier, driven mainly by higher general and administrative costs.
Cash and cash equivalents fell to $78,586, with total cash and restricted cash of $380,848, so operations are expected to rely heavily on a committed equity facility with controlling shareholder AEI Capital, under which $6.5 million of capacity remained as of March 31, 2026. CapForce also holds a sizeable non‑controlling equity stake in a private client valued at $35.0 million, received as consideration for advisory work and subject to a make‑whole if the client’s planned IPO values the stake below that amount.
During the period, CapForce completed its transition from its former OpGen diagnostics business, finalized the iCapX acquisition (paid with 2,028,867 shares of common stock), launched a new 2026 stock incentive plan, and continued developing a digital investment banking and cap table management platform. Following Nasdaq’s prior delisting decision, the stock now trades on the OTC Markets Expert Market while the company’s appeal remains under review by the SEC.
CapForce Inc. files its annual report describing a full pivot from infectious disease diagnostics to a capital-markets-focused financial technology model. The company now offers listing sponsorship and consultancy services for Asian growth companies targeting IPOs and direct listings and is developing a digital investment banking and cap table platform.
In 2025 CapForce acquired Sun Investment Enterprises Limited, owner of Malaysian fintech iCapX, to anchor its cap table management and data analytics capabilities. Control shifted to AEI Capital Ltd., which owns about 76.1% of the common stock, while non-affiliates held voting stock with a market value of about $11.6 million at $4.78 per share as of June 30, 2025.
The business is in an early stage, with only one advisory client, minimal headcount, and operations concentrated in Malaysia and Singapore. The filing highlights numerous risks, including heavy reliance on a single client, complex multi-jurisdictional regulation, cybersecurity and data-privacy exposure, low trading liquidity on the OTC Expert Market, and potential dilution from outstanding warrants and stock options.
CapForce Inc. filed a Form 12b-25 notifying the SEC that it cannot timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 without unreasonable effort or expense. The delay stems from valuation and purchase price allocation work related to the company’s previously disclosed acquisition of iCapX Sdn. Bhd. and limited internal accounting resources. The company is completing its financial close and expects its Annual Report on Form 10-K for the year ended December 31, 2025 remains in process; the filing states the company anticipates significant changes in results for the quarter versus the prior-year period.
CapForce Inc. filed a Form 12b-25 Notification of Late Filing stating it cannot timely file its Annual Report on Form 10-K for the period ended December 31, 2025. The delay is attributed to valuation and purchase price allocation work related to the previously disclosed acquisition of iCapX Sdn. Bhd. and limited internal accounting personnel. The company expects to file the Form 10-K within the fifteen calendar day extension permitted by Rule 12b-25.